REG - BkofA Merrill Lynch - HORIZON THERAPEUTICS PLC_38.5 (b)_IE_BOFAS

London Stock ExchangeAnnouncement

03/05/2023 12:00

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RNS Number : 2769Y  Bank of America Merrill Lynch  03 May 2023

 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 1.  KEY INFORMATION

 Name of exempt principal trader             BofA Securities, Inc.
 Company dealt in                            HORIZON THERAPEUTICS PLC
 Class of relevant security to which the     Common - IE00BQPVQZ61

dealings being disclosed relate(Note 1)
 Date of dealing                             02/05/2023

BofA Securities, Inc.

 Company dealt in

HORIZON THERAPEUTICS PLC

 Class of relevant security to which the

dealings being disclosed relate(Note 1)

Common - IE00BQPVQZ61

 Date of dealing

02/05/2023

 

 2.  INTERESTS AND SHORT POSITIONS

 (a)  Interests and short positions (following dealing) in the class of relevant
      security

dealt in (Note 2)

 Class of relevant security: Common             IE00BQPVQZ61
                                                Long               Short
                                                Number     %       Number     %
 (1)  Relevant securities                        383,263   0.168%   92,852    0.041%
 (2)  Derivatives (other than options):          577,381   0.252%   561,264   0.245%
 (3)  Options and agreements to purchase/sell:   0%        0%       68,300    0.030%
 Total                                           960,644   0.420%   722,416   0.316%

 383,263

0.168%

 92,852

0.041%

 (2)  Derivatives (other than options):

 577,381

0.252%

 561,264

0.245%

 (3)  Options and agreements to purchase/sell:

 0%

0%

 68,300

0.030%

Total

 960,644

0.420%

 722,416

0.316%

 

 (b)  Interests and short positions in relevant securities of the company, other
      than the

class dealt in (Note 2)

 Class of relevant security:
                                                Long         Short
                                                Number  %    Number  %
 (1)  Relevant securities                       0       0%   0       0%
 (2)  Derivatives (other than options):         0       0%   0       0%
 (3)  Options and agreements to purchase/sell:  0       0%   0       0%
 Total                                          0       0%   0       0%

0

0%

0

0%

 (2)  Derivatives (other than options):

0

0%

0

0%

 (3)  Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

 3.  DEALINGS (Note 3)

 (a)  Purchases and sales

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Purchase               100                    111.63 USD
 Purchase               600                    111.65 USD
 Purchase               100                    111.655 USD
 Purchase               100                    111.68 USD
 Purchase               200                    111.685 USD
 Purchase               100                    111.69 USD
 Purchase               500                    111.695 USD
 Purchase               500                    111.7 USD
 Purchase            2,200                     111.705 USD
 Purchase               103                    111.715 USD
 Purchase               397                    111.72 USD
 Purchase               200                    111.725 USD
 Purchase               300                    111.735 USD
 Purchase               200                    111.74 USD
 Purchase                   1                  111.76 USD

 

 Purchase/sale  Number of relevant securities  Price per unit (Note 4)
 Sale           300                            111.62 USD
 Sale           230                            111.66 USD
 Sale           524                            111.67 USD
 Sale           200                            111.68 USD
 Sale           400                            111.69 USD
 Sale           200                            111.7 USD
 Sale           200                            111.71 USD
 Sale           500                            111.72 USD
 Sale           300                            111.74 USD
 Sale           500                            111.75 USD
 Sale           1,357                          111.76 USD
 Sale           505                            111.77 USD
 Sale           200                            111.78 USD
 Sale           316                            111.8 USD
 Sale           900                            111.805 USD
 Sale           454                            111.81 USD
 Sale           300                            111.82 USD
 Sale           1,853                          111.83 USD
 Sale           100                            111.835 USD
 Sale           313                            111.84 USD
 Sale           200                            111.845 USD
 Sale           600                            111.86 USD
 Sale           300                            111.87 USD
 Sale           84                             111.92 USD
 Sale           100                            111.95 USD
 Sale           1                              112 USD
 Sale           3,780                          111.76 USD

 

 (b)  Derivatives transactions (other than options transactions)

 Product name,  Nature of transaction        Number of relevant securities  Price per unit

e.g. CFD
(Note 5)                    (Note 6)
(Note 4)
 Swaps          Reducing a Short Position    37                             111.767 USD
 Swaps          Increasing a Short Position  1                              111.76 USD

 

 (c)  Options transactions in respect of existing relevant securities

 (i)  Writing, selling, purchasing or varying

 Product name, e.g. call option  Writing, selling, purchasing, varying etc.  Number of securities to which the option relates (Note 7)  Exercise price  Type, e.g. American, European etc  Expiry date  Option money paid/ received per unit (Note 4)
 N/A                             N/A                                         N/A                                                        N/A             N/A                                N/A          N/A

 

 (ii)  Exercising

 Product name,      Number of securities  Exercise price per

e.g. call option
unit (Note 4)
 N/A                N/A                   N/A

 

 (d)  Other dealings (including transactions in respect of new securities) (Note 3)

 Nature or transaction  Details                  Price per unit
 (Note 7)
(if applicable) (Note 4)

 Borrow                 Borrow of 95,300 shares  N/A

 

 4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting
 rights

or future acquisition or disposal of any relevant securities to which any
 derivative

referred to on this form is referenced. If none, this should be stated.
 None

 

 Is a Supplemental Form 38.5(b) attached? (Note 8)  No

 

 Date of disclosure                            03/05/2023
 Contact name                                  Frank Lui
 Telephone number                              +44207 996 6418
 Name of offeree/offeror with which connected  AMGEN INC
 Nature of connection (Note 9)                 Advisor to - AMGEN INC

 

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