REG-Man Group PLC : Form 8.3 - [Tesco plc] <Origin Href="QuoteRef">EMG.L</Origin> <Origin Href="QuoteRef">TSCO.L</Origin>
08/11/2017 14:10
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Man Group Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Tesco plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken: 07 (th)November 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES / NO / N/A If YES, specify which:
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 5p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 25,796,380 0.3150 0 0
(2) Cash-settled derivatives: 35,392,806 0.4321 24,874,506 0.3037
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 25,023,000 0.3055 10,009,000 0.1222
TOTAL: 86,212,186 1.0526 34,883,506 0.4259
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
5p ordinary Purchase 94,800 1.7658
5p ordinary Purchase 29,700 1.7658
5p ordinary Purchase 37,600 1.7658
5p ordinary Purchase 56,900 1.7658
5p ordinary Purchase 54,100 1.7658
5p ordinary Purchase 20,400 1.7658
5p ordinary Purchase 54,800 1.7658
5p ordinary Purchase 12,000 1.7658
5p ordinary Purchase 6,500 1.7658
5p ordinary Purchase 713,479 1.7648
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit (GBP)
5p ordinary CFD Increasing a long position 131,031 1.7608
5p ordinary CFD Reducing a short position 99,526 1.7680
5p ordinary CFD Increasing a short position 93,754 1.7641
5p ordinary CFD Increasing a short position 81,776 1.7682
5p ordinary CFD Increasing a short position 79,323 1.7705
5p ordinary CFD Increasing a short position 75,206 1.7659
5p ordinary CFD Increasing a short position 64,384 1.7685
5p ordinary CFD Increasing a short position 60,474 1.7706
5p ordinary CFD Increasing a short position 56,552 1.7638
5p ordinary CFD Increasing a short position 55,441 1.7699
5p ordinary CFD Increasing a short position 51,943 1.7701
5p ordinary CFD Increasing a short position 50,993 1.7715
5p ordinary CFD Increasing a short position 46,794 1.7746
5p ordinary CFD Increasing a short position 44,772 1.7634
5p ordinary CFD Increasing a short position 43,027 1.7689
5p ordinary CFD Increasing a short position 42,908 1.7658
5p ordinary CFD Increasing a short position 34,686 1.7660
5p ordinary CFD Increasing a short position 29,685 1.7678
5p ordinary CFD Increasing a short position 14,521 1.7745
5p ordinary CFD Increasing a short position 4,419 1.7660
5p ordinary CFD Increasing a short position 3,859 1.7660
5p ordinary CFD Increasing a short position 2,874 1.7659
5p ordinary CFD Increasing a short position 2,865 1.7659
5p ordinary CFD Increasing a short position 2,142 1.7660
5p ordinary CFD Reducing a short position 1,530 1.7660
5p ordinary CFD Increasing a short position 656 1.7659
5p ordinary CFD Reducing a short position 388 1.7660
5p ordinary CFD Reducing a short position 227 1.7660
5p ordinary CFD Reducing a short position 185 1.7660
5p ordinary CFD Reducing a short position 146 1.7659
5p ordinary CFD Reducing a short position 7,240 1.7660
5p ordinary CFD Reducing a short position 13,700 1.7663
5p ordinary CFD Increasing a long position 46,900 1.7658
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product description e.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES / NO
Date of disclosure: 08 (th)November 2017
Contact name: Matthew Irwin
Telephone number: 02071447255
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Man Group Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Tesco plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type e.g. American, European etc. Expiry date
Call Option Purchased 1,654.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 806.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 1,290.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 2,062.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 2,237.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 3,579.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 278.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 445.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 402.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 644.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 347.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 115.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 186.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 371.00 1.95 American 19/01/2018 Call Option
Call Option Purchased 598.00 1.95 American 19/01/2018 Call Option
Put Option Purchased 2,747.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 4,769.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 592.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 858.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 247.00 1.7 American 17/11/2017 Put Option
Put Option Purchased 796.00 1.7 American 17/11/2017 Put Option
Put Option Written 2,747.00 1.8 American 17/11/2017 Put Option
Put Option Written 4,769.00 1.8 American 17/11/2017 Put Option
Put Option Written 592.00 1.8 American 17/11/2017 Put Option
Put Option Written 858.00 1.8 American 17/11/2017 Put Option
Put Option Written 247.00 1.8 American 17/11/2017 Put Option
Put Option Written 796.00 1.8 American 17/11/2017 Put Option
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
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