REG-Man Group PLC : Form 8.3 - [Tesco plc] <Origin Href="QuoteRef">EMG.L</Origin> <Origin Href="QuoteRef">TSCO.L</Origin>
14/11/2017 14:26
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Man Group Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Tesco plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken: 13 (th)November 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES / NO / N/A If YES, specify which: Booker Group plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 5p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 26,922,109 0.3287 0 0
(2) Cash-settled derivatives: 39,161,435 0.4781 24,463,065 0.2987
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 25,064,000 0.3060 10,030,000 0.1225
TOTAL: 91,147,544 1.1128 34,493,065 0.4211
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit (GBP)
5p ordinary CFD Reducing a short position 39,626 1.76680
5p ordinary CFD Reducing a short position 1,044,786 1.76680
5p ordinary CFD Reducing a short position 3,205 1.76630
5p ordinary CFD Reducing a short position 2,563 1.76630
5p ordinary CFD Reducing a short position 62,711 1.76630
5p ordinary CFD Reducing a short position 56,163 1.76630
5p ordinary CFD Reducing a short position 2,027 1.76680
5p ordinary CFD Reducing a short position 39,751 1.76680
5p ordinary CFD Reducing a short position 21,568 1.76630
5p ordinary CFD Reducing a short position 5,350 1.76630
5p ordinary CFD Reducing a short position 9,304 1.76680
5p ordinary CFD Reducing a short position 8,997 1.76460
5p ordinary CFD Reducing a short position 20,461 1.76910
5p ordinary CFD Reducing a short position 12,914 1.76690
5p ordinary CFD Reducing a short position 21,533 1.76580
5p ordinary CFD Reducing a short position 23,171 1.75920
5p ordinary CFD Reducing a short position 21,296 1.75740
5p ordinary CFD Reducing a short position 18,082 1.75810
5p ordinary CFD Reducing a short position 44,920 1.76540
5p ordinary CFD Reducing a short position 36,068 1.77060
5p ordinary CFD Reducing a short position 15,179 1.76560
5p ordinary CFD Reducing a short position 18,609 1.76490
5p ordinary CFD Reducing a short position 41,649 1.76720
5p ordinary CFD Reducing a short position 29,627 1.76630
5p ordinary CFD Reducing a long position 2,535 1.76400
5p ordinary CFD Reducing a long position 2,535 1.76550
5p ordinary CFD Reducing a long position 2,535 1.76680
5p ordinary CFD Reducing a long position 27,351 1.76150
5p ordinary CFD Reducing a long position 5,006 1.77000
5p ordinary CFD Reducing a long position 10,745 1.77000
5p ordinary CFD Reducing a long position 50,699 1.77000
5p ordinary CFD Reducing a long position 23,622 1.77000
5p ordinary CFD Reducing a long position 11,964 1.76680
5p ordinary CFD Reducing a long position 11,964 1.76400
5p ordinary CFD Reducing a long position 11,964 1.76550
5p ordinary CFD Reducing a long position 129,068 1.76150
5p ordinary CFD Increasing a long position 16,598 1.76540
5p ordinary CFD Increasing a long position 152,718 1.76450
5p ordinary CFD Reducing a long position 62,508 1.76150
5p ordinary CFD Reducing a long position 5,795 1.76550
5p ordinary CFD Reducing a long position 5,794 1.76400
5p ordinary CFD Reducing a long position 5,794 1.76680
5p ordinary CFD Reducing a long position 11,440 1.77000
5p ordinary CFD Reducing a long position 24,553 1.77000
5p ordinary CFD Reducing a long position 12,425 1.77000
5p ordinary CFD Reducing a long position 5,789 1.77000
5p ordinary CFD Reducing a long position 2,931 1.76550
5p ordinary CFD Reducing a long position 31,627 1.76150
5p ordinary CFD Reducing a long position 2,931 1.76400
5p ordinary CFD Reducing a long position 2,931 1.76680
5p ordinary CFD Increasing a long position 264,273 1.76450
5p ordinary CFD Increasing a long position 27,119 1.76540
5p ordinary CFD Increasing a long position 32,923 1.76450
5p ordinary CFD Increasing a long position 3,398 1.76540
5p ordinary CFD Reducing a long position 39,765 1.77000
5p ordinary CFD Reducing a long position 18,530 1.77000
5p ordinary CFD Reducing a long position 9,386 1.76680
5p ordinary CFD Reducing a long position 9,386 1.76400
5p ordinary CFD Reducing a long position 9,385 1.76550
5p ordinary CFD Reducing a long position 101,243 1.76150
5p ordinary CFD Reducing a long position 175,615 1.76150
5p ordinary CFD Reducing a long position 16,280 1.76550
5p ordinary CFD Reducing a long position 16,280 1.76400
5p ordinary CFD Reducing a long position 16,280 1.76680
5p ordinary CFD Reducing a long position 32,141 1.77000
5p ordinary CFD Reducing a long position 68,973 1.77000
5p ordinary CFD Increasing a long position 4,842 1.76540
5p ordinary CFD Increasing a long position 47,697 1.76450
5p ordinary CFD Increasing a long position 13,725 1.76450
5p ordinary CFD Reducing a long position 8,578 1.77000
5p ordinary CFD Reducing a long position 3,996 1.77000
5p ordinary CFD Reducing a long position 2,023 1.76680
5p ordinary CFD Reducing a long position 2,023 1.76550
5p ordinary CFD Reducing a long position 21,831 1.76150
5p ordinary CFD Reducing a long position 2,023 1.76400
5p ordinary CFD Reducing a long position 2,521 1.76680
5p ordinary CFD Reducing a long position 2,521 1.76400
5p ordinary CFD Reducing a long position 4,980 1.77000
5p ordinary CFD Reducing a long position 27,204 1.76150
5p ordinary CFD Reducing a long position 2,521 1.76550
5p ordinary CFD Reducing a long position 10,688 1.77000
5p ordinary CFD Increasing a long position 12 1.76540
5p ordinary CFD Reducing a long position 62,246 1.75820
5p ordinary CFD Reducing a long position 53,834 1.76610
5p ordinary CFD Reducing a long position 580 1.76050
5p ordinary CFD Reducing a long position 843 1.76400
5p ordinary CFD Reducing a long position 843 1.76680
5p ordinary CFD Reducing a long position 9,096 1.76150
5p ordinary CFD Reducing a long position 843 1.76550
5p ordinary CFD Reducing a long position 1,665 1.77000
5p ordinary CFD Reducing a long position 3,574 1.77000
5p ordinary CFD Reducing a long position 3,574 1.76700
5p ordinary CFD Reducing a long position 3,574 1.75760
5p ordinary CFD Increasing a long position 41,037 1.76450
5p ordinary CFD Increasing a long position 586 1.76540
5p ordinary CFD Reducing a long position 17,600 1.76580
5p ordinary CFD Reducing a long position 8,600 1.76580
5p ordinary CFD Reducing a long position 5,700 1.76580
5p ordinary CFD Reducing a long position 19,800 1.76580
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
5p ordinary Call option Purchasing 11 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 25 1.95 American 19/01/2018 0.0150
5p ordinary Call option Purchasing 19 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 45 1.95 American 19/01/2018 0.0150
5p ordinary Call option Purchasing 5 1.95 American 19/01/2018 0.0150
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 3 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 7 1.95 American 19/01/2018 0.0150
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0150
5p ordinary Call option Selling 37 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0125
5p ordinary Call option Purchasing 6 1.95 American 19/01/2018 0.0150
5p ordinary Put option Selling 10 1.7 American 17/11/2017 0.0075
5p ordinary Put option Selling 39 1.7 American 17/11/2017 0.0050
5p ordinary Put option Writing 6 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 14 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 24 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 11 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 3 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 1 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 1 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 4 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 1 1.8 American 17/11/2017 0.0400
5p ordinary Put option Selling 49 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 4 1.8 American 17/11/2017 0.0400
5p ordinary Put option Writing 1 1.8 American 17/11/2017 0.0400
(ii) Exercise
Class of relevant security Product description e.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES / NO
Date of disclosure: 14 (th)November 2017
Contact name: Matthew Irwin
Telephone number: 02071447255
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Man Group Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Tesco plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type e.g. American, European etc. Expiry date
5p ordinary Call Option Purchased 1,654 1.95 American 19/01/2018
5p ordinary Call Option Purchased 806 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,290 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,098 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,237 1.95 American 19/01/2018
5p ordinary Call Option Purchased 3,643 1.95 American 19/01/2018
5p ordinary Call Option Purchased 278 1.95 American 19/01/2018
5p ordinary Call Option Purchased 452 1.95 American 19/01/2018
5p ordinary Call Option Purchased 402 1.95 American 19/01/2018
5p ordinary Call Option Purchased 654 1.95 American 19/01/2018
5p ordinary Call Option Purchased 347 1.95 American 19/01/2018
5p ordinary Call Option Purchased 115 1.95 American 19/01/2018
5p ordinary Call Option Purchased 188 1.95 American 19/01/2018
5p ordinary Call Option Purchased 371 1.95 American 19/01/2018
5p ordinary Call Option Purchased 569 1.95 American 19/01/2018
5p ordinary Put Option Purchased 2,747 1.7 American 17/11/2017
5p ordinary Put Option Purchased 4,769 1.7 American 17/11/2017
5p ordinary Put Option Purchased 592 1.7 American 17/11/2017
5p ordinary Put Option Purchased 858 1.7 American 17/11/2017
5p ordinary Put Option Purchased 247 1.7 American 17/11/2017
5p ordinary Put Option Purchased 747 1.7 American 17/11/2017
5p ordinary Put Option Written 2,767 1.8 American 17/11/2017
5p ordinary Put Option Written 4,804 1.8 American 17/11/2017
5p ordinary Put Option Written 596 1.8 American 17/11/2017
5p ordinary Put Option Written 863 1.8 American 17/11/2017
5p ordinary Put Option Written 248 1.8 American 17/11/2017
5p ordinary Put Option Written 752 1.8 American 17/11/2017
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
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