REG-Man Group PLC : Form 8.3 - [Tesco plc] <Origin Href="QuoteRef">EMG.L</Origin> <Origin Href="QuoteRef">TSCO.L</Origin>
15/11/2017 13:03
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Man Group Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Tesco plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken: 14 (th)November 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES / NO / N/A If YES, specify which: Booker Group plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 5p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 26,922,109 0.3287 0 0
(2) Cash-settled derivatives: 33,445,797 0.4083 23,680,031 0.2891
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 25,484,000 0.3111 10,030,000 0.1225
TOTAL: 85,851,906 1.0482 33,710,031 0.4116
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit (GBP)
5p ordinary CFD Reducing a short 38,241 1.87790
5p ordinary CFD Reducing a short 1,008,295 1.87790
5p ordinary CFD Reducing a short 3,093 1.87790
5p ordinary CFD Reducing a short 2,473 1.87790
5p ordinary CFD Reducing a short 60,521 1.87790
5p ordinary CFD Reducing a short 54,203 1.87790
5p ordinary CFD Reducing a short 1,955 1.87790
5p ordinary CFD Reducing a short 38,362 1.87790
5p ordinary CFD Reducing a short 20,814 1.87790
5p ordinary CFD Reducing a short 5,163 1.87790
5p ordinary CFD Reducing a short 8,980 1.87790
5p ordinary CFD Increasing a short 124,066 1.88110
5p ordinary CFD Reducing a short 28,593 1.87790
5p ordinary CFD Reducing a long 25,322 1.87620
5p ordinary CFD Reducing a long 27,449 1.87620
5p ordinary CFD Reducing a long 11,800 1.87660
5p ordinary CFD Reducing a long 5,700 1.87660
5p ordinary CFD Reducing a long 3,800 1.87660
5p ordinary CFD Reducing a long 12,400 1.87660
5p ordinary CFD Increasing a short 74,652 1.88060
5p ordinary CFD Increasing a short 58,778 1.88740
5p ordinary CFD Reducing a long 49,160 1.88600
5p ordinary CFD Reducing a long 85,298 1.88600
5p ordinary CFD Reducing a long 10,600 1.88600
5p ordinary CFD Reducing a long 15,357 1.88600
5p ordinary CFD Reducing a long 4,412 1.88600
5p ordinary CFD Reducing a long 13,374 1.88600
5p ordinary CFD Reducing a long 59,745 1.89030
5p ordinary CFD Reducing a long 103,667 1.89030
5p ordinary CFD Reducing a long 12,881 1.89030
5p ordinary CFD Reducing a long 18,663 1.89030
5p ordinary CFD Reducing a long 5,360 1.89030
5p ordinary CFD Reducing a long 16,253 1.89030
5p ordinary CFD Reducing a long 108,907 1.89140
5p ordinary CFD Reducing a long 188,967 1.89140
5p ordinary CFD Reducing a long 23,480 1.89140
5p ordinary CFD Reducing a long 34,019 1.89140
5p ordinary CFD Reducing a long 9,771 1.89140
5p ordinary CFD Reducing a long 29,627 1.89140
5p ordinary CFD Reducing a long 65,344 1.89590
5p ordinary CFD Reducing a long 113,381 1.89590
5p ordinary CFD Reducing a long 14,088 1.89590
5p ordinary CFD Reducing a long 20,411 1.89590
5p ordinary CFD Reducing a long 5,862 1.89590
5p ordinary CFD Reducing a long 17,776 1.89590
5p ordinary CFD Increasing a short 56,583 1.89710
5p ordinary CFD Reducing a long 43,564 1.89870
5p ordinary CFD Reducing a long 75,588 1.89870
5p ordinary CFD Reducing a long 9,391 1.89870
5p ordinary CFD Reducing a long 13,607 1.89870
5p ordinary CFD Reducing a long 3,908 1.89870
5p ordinary CFD Reducing a long 11,850 1.89870
5p ordinary CFD Increasing a short 64,981 1.88950
5p ordinary CFD Increasing a long 116,722 1.89910
5p ordinary CFD Increasing a long 128,809 1.89910
5p ordinary CFD Increasing a long 223,501 1.89910
5p ordinary CFD Increasing a long 202,012 1.89910
5p ordinary CFD Increasing a long 25,166 1.89910
5p ordinary CFD Increasing a long 27,771 1.89910
5p ordinary CFD Increasing a long 79,720 1.89910
5p ordinary CFD Increasing a long 36,460 1.89910
5p ordinary CFD Increasing a long 40,235 1.89910
5p ordinary CFD Increasing a long 11,555 1.89910
5p ordinary CFD Increasing a long 10,477 1.89910
5p ordinary CFD Increasing a long 31,359 1.89910
5p ordinary CFD Increasing a long 35,039 1.89910
5p ordinary CFD Increasing a short 61,414 1.87660
5p ordinary CFD Increasing a short 47,185 1.87130
5p ordinary CFD Reducing a long 108,908 1.87060
5p ordinary CFD Reducing a long 188,969 1.87060
5p ordinary CFD Reducing a long 23,480 1.87060
5p ordinary CFD Reducing a long 34,018 1.87060
5p ordinary CFD Reducing a long 9,770 1.87060
5p ordinary CFD Reducing a long 29,626 1.87060
5p ordinary CFD Increasing a long 101,422 1.86200
5p ordinary CFD Increasing a long 48,856 1.86200
5p ordinary CFD Increasing a long 80,371 1.86200
5p ordinary CFD Increasing a long 139,417 1.86200
5p ordinary CFD Increasing a long 17,325 1.86200
5p ordinary CFD Increasing a long 25,107 1.86200
5p ordinary CFD Increasing a long 7,179 1.86200
5p ordinary CFD Increasing a long 21,588 1.86200
5p ordinary CFD Increasing a long 21,601 1.86200
5p ordinary CFD Increasing a long 1,428 1.87000
5p ordinary CFD Increasing a long 2,469 1.87000
5p ordinary CFD Increasing a long 308 1.87000
5p ordinary CFD Increasing a long 976 1.87000
5p ordinary CFD Increasing a long 447 1.87000
5p ordinary CFD Increasing a long 129 1.87000
5p ordinary CFD Increasing a long 384 1.87000
5p ordinary CFD Increasing a long 45,082 1.87090
5p ordinary CFD Increasing a long 78,025 1.87090
5p ordinary CFD Increasing a long 9,721 1.87090
5p ordinary CFD Increasing a long 30,791 1.87090
5p ordinary CFD Increasing a long 14,081 1.87090
5p ordinary CFD Increasing a long 4,046 1.87090
5p ordinary CFD Increasing a long 12,113 1.87090
5p ordinary CFD Increasing a long 29,421 1.87010
5p ordinary CFD Increasing a long 50,921 1.87010
5p ordinary CFD Increasing a long 6,343 1.87010
5p ordinary CFD Increasing a long 20,093 1.87010
5p ordinary CFD Increasing a long 9,189 1.87010
5p ordinary CFD Increasing a long 2,640 1.87010
5p ordinary CFD Increasing a long 7,904 1.87010
5p ordinary CFD Increasing a long 85,629 1.85710
5p ordinary CFD Increasing a long 148,577 1.85710
5p ordinary CFD Increasing a long 18,462 1.85710
5p ordinary CFD Increasing a long 26,749 1.85710
5p ordinary CFD Increasing a long 7,684 1.85710
5p ordinary CFD Increasing a long 23,296 1.85710
5p ordinary CFD Increasing a long 2,035 1.85650
5p ordinary CFD Increasing a long 3,530 1.85650
5p ordinary CFD Increasing a long 438 1.85650
5p ordinary CFD Increasing a long 635 1.85650
5p ordinary CFD Increasing a long 182 1.85650
5p ordinary CFD Increasing a long 553 1.85650
5p ordinary CFD Reducing a long 219,856 1.85700
5p ordinary CFD Reducing a long 380,509 1.85700
5p ordinary CFD Reducing a long 47,405 1.85700
5p ordinary CFD Reducing a long 150,161 1.85700
5p ordinary CFD Reducing a long 68,676 1.85700
5p ordinary CFD Reducing a long 19,734 1.85700
5p ordinary CFD Reducing a long 59,070 1.85700
5p ordinary CFD Increasing a long 9,741 1.85780
5p ordinary CFD Increasing a long 16,903 1.85780
5p ordinary CFD Increasing a long 2,100 1.85780
5p ordinary CFD Increasing a long 3,042 1.85780
5p ordinary CFD Increasing a long 873 1.85780
5p ordinary CFD Increasing a long 2,649 1.85780
5p ordinary CFD Reducing a long 2,761 1.85550
5p ordinary CFD Reducing a long 4,777 1.85550
5p ordinary CFD Reducing a long 594 1.85550
5p ordinary CFD Reducing a long 1,884 1.85550
5p ordinary CFD Reducing a long 861 1.85550
5p ordinary CFD Reducing a long 247 1.85550
5p ordinary CFD Reducing a long 741 1.85550
5p ordinary CFD Reducing a long 485,956 1.85750
5p ordinary CFD Reducing a long 843,196 1.85750
5p ordinary CFD Reducing a long 104,770 1.85750
5p ordinary CFD Reducing a long 151,797 1.85750
5p ordinary CFD Reducing a long 43,598 1.85750
5p ordinary CFD Reducing a long 132,197 1.85750
5p ordinary CFD Reducing a long 189,605 1.85950
5p ordinary CFD Reducing a long 328,138 1.85950
5p ordinary CFD Reducing a long 40,884 1.85950
5p ordinary CFD Reducing a long 124,165 1.85950
5p ordinary CFD Reducing a long 59,246 1.85950
5p ordinary CFD Reducing a long 17,763 1.85950
5p ordinary CFD Reducing a long 51,102 1.85950
5p ordinary CFD Reducing a long 275,517 1.86030
5p ordinary CFD Reducing a long 478,748 1.86030
5p ordinary CFD Reducing a long 59,410 1.86030
5p ordinary CFD Reducing a long 86,076 1.86030
5p ordinary CFD Reducing a long 25,219 1.86030
5p ordinary CFD Reducing a long 75,030 1.86030
5p ordinary CFD Reducing a long 509,933 1.86200
5p ordinary CFD Reducing a long 886,075 1.86200
5p ordinary CFD Reducing a long 109,956 1.86200
5p ordinary CFD Reducing a long 159,308 1.86200
5p ordinary CFD Reducing a long 46,675 1.86200
5p ordinary CFD Reducing a long 138,865 1.86200
5p ordinary CFD Increasing a long 5,900 1.82490
5p ordinary CFD Increasing a long 10,217 1.82490
5p ordinary CFD Increasing a long 1,271 1.82490
5p ordinary CFD Increasing a long 1,842 1.82490
5p ordinary CFD Increasing a long 513 1.82490
5p ordinary CFD Increasing a long 1,602 1.82490
5p ordinary CFD Increasing a long 10,286 1.80980
5p ordinary CFD Increasing a long 17,809 1.80980
5p ordinary CFD Increasing a long 2,216 1.80980
5p ordinary CFD Increasing a long 3,211 1.80980
5p ordinary CFD Increasing a long 895 1.80980
5p ordinary CFD Increasing a long 2,793 1.80980
5p ordinary CFD Increasing a long 44,385 1.80770
5p ordinary CFD Increasing a long 76,853 1.80770
5p ordinary CFD Increasing a long 9,566 1.80770
5p ordinary CFD Increasing a long 13,860 1.80770
5p ordinary CFD Increasing a long 3,865 1.80770
5p ordinary CFD Increasing a long 12,055 1.80770
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 31 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 10 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 8 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 99 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 18 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 14 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 172 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 2 1.95 American 19/01/2018 0.0500
5p ordinary Call option Purchasing 1 1.95 American 19/01/2018 0.0525
5p ordinary Call option Purchasing 21 1.95 American 19/01/2018 0.0450
5p ordinary Call option Purchasing 2 1.7 American 17/11/2017 0.0500
5p ordinary Call option Purchasing 2 1.7 American 17/11/2017 0.0525
5p ordinary Call option Purchasing 27 1.8 American 17/11/2017 0.0450
5p ordinary Call option Purchasing 9 1.8 American 17/11/2017 0.0450
(ii) Exercise
Class of relevant security Product description e.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES / NO
Date of disclosure: 15 (th)November 2017
Contact name: Matthew Irwin
Telephone number: 02071447255
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Man Group Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Tesco plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type e.g. American, European etc. Expiry date
5p ordinary Call Option Purchased 347 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,654 1.95 American 19/01/2018
5p ordinary Call Option Purchased 806 1.95 American 19/01/2018
5p ordinary Call Option Purchased 402 1.95 American 19/01/2018
5p ordinary Call Option Purchased 689 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,290 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,215 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,237 1.95 American 19/01/2018
5p ordinary Call Option Purchased 3,847 1.95 American 19/01/2018
5p ordinary Call Option Purchased 278 1.95 American 19/01/2018
5p ordinary Call Option Purchased 476 1.95 American 19/01/2018
5p ordinary Call Option Purchased 371 1.95 American 19/01/2018
5p ordinary Call Option Purchased 600 1.95 American 19/01/2018
5p ordinary Call Option Purchased 115 1.95 American 19/01/2018
5p ordinary Call Option Purchased 197 1.95 American 19/01/2018
5p ordinary Put Option Purchased 2,747 1.7 American 17/11/2017
5p ordinary Put Option Purchased 4,769 1.7 American 17/11/2017
5p ordinary Put Option Purchased 592 1.7 American 17/11/2017
5p ordinary Put Option Purchased 858 1.7 American 17/11/2017
5p ordinary Put Option Purchased 247 1.7 American 17/11/2017
5p ordinary Put Option Purchased 747 1.7 American 17/11/2017
5p ordinary Put Option Written 2,767 1.8 American 17/11/2017
5p ordinary Put Option Written 4,804 1.8 American 17/11/2017
5p ordinary Put Option Written 596 1.8 American 17/11/2017
5p ordinary Put Option Written 863 1.8 American 17/11/2017
5p ordinary Put Option Written 248 1.8 American 17/11/2017
5p ordinary Put Option Written 752 1.8 American 17/11/2017
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
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