REG-Man Group PLC : Form 8.3 - [Tesco plc] <Origin Href="QuoteRef">EMG.L</Origin> <Origin Href="QuoteRef">TSCO.L</Origin>
16/11/2017 13:00
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Man Group Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Tesco plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken: 15 (th)November 2017
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? YES / NO / N/A If YES, specify which: Booker Group plc
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 5p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 26,922,109 0.3287 0 0
(2) Cash-settled derivatives: 35,425,793 0.4325 23,970,008 0.2926
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 25,484,000 0.3111 10,030,000 0.1225
TOTAL: 87,831,902 1.0723 34,000,008 0.4151
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit (GBP)
5p ordinary CFD Increasing a long position 5,200 1.84850
5p ordinary CFD Increasing a long position 59,302 1.84850
5p ordinary CFD Increasing a long position 596 1.84910
5p ordinary CFD Increasing a long position 336 1.84950
5p ordinary CFD Increasing a long position 26,927 1.84910
5p ordinary CFD Increasing a long position 36,745 1.84910
5p ordinary CFD Increasing a long position 314 1.84850
5p ordinary CFD Increasing a long position 5,216 1.84850
5p ordinary CFD Increasing a long position 7,410 1.84910
5p ordinary CFD Increasing a long position 701 1.84950
5p ordinary CFD Increasing a long position 3,279 1.85130
5p ordinary CFD Increasing a long position 34,823 1.88560
5p ordinary CFD Increasing a long position 41,276 1.87830
5p ordinary CFD Increasing a long position 42,309 1.86760
5p ordinary CFD Increasing a long position 45,277 1.85460
5p ordinary CFD Increasing a long position 61,035 1.85190
5p ordinary CFD Increasing a long position 49,057 1.85200
5p ordinary CFD Increasing a long position 3,888 1.84950
5p ordinary CFD Increasing a long position 16,394 1.84600
5p ordinary CFD Increasing a long position 8,863 1.84040
5p ordinary CFD Increasing a long position 83,735 1.84050
5p ordinary CFD Increasing a long position 171,159 1.85030
5p ordinary CFD Increasing a long position 15,721 1.84200
5p ordinary CFD Increasing a long position 78,044 1.84380
5p ordinary CFD Increasing a long position 131,294 1.85240
5p ordinary CFD Increasing a long position 131,295 1.85180
5p ordinary CFD Increasing a long position 2,205 1.84060
5p ordinary CFD Increasing a long position 9,560 1.84200
5p ordinary CFD Increasing a long position 842 1.84050
5p ordinary CFD Increasing a long position 16,167 1.84070
5p ordinary CFD Increasing a long position 17,847 1.84090
5p ordinary CFD Increasing a long position 11,175 1.84050
5p ordinary CFD Increasing a long position 41,086 1.84180
5p ordinary CFD Increasing a long position 202,377 1.84410
5p ordinary CFD Increasing a long position 92,621 1.83650
5p ordinary CFD Increasing a long position 227,857 1.85240
5p ordinary CFD Increasing a long position 227,856 1.85180
5p ordinary CFD Increasing a long position 3,828 1.84060
5p ordinary CFD Increasing a long position 16,590 1.84200
5p ordinary CFD Increasing a long position 1,462 1.84050
5p ordinary CFD Increasing a long position 28,056 1.84070
5p ordinary CFD Increasing a long position 30,972 1.84090
5p ordinary CFD Increasing a long position 19,394 1.84050
5p ordinary CFD Increasing a long position 71,304 1.84180
5p ordinary CFD Increasing a long position 351,216 1.84410
5p ordinary CFD Increasing a long position 160,741 1.83650
5p ordinary CFD Increasing a long position 27,209 1.84200
5p ordinary CFD Increasing a long position 135,070 1.84380
5p ordinary CFD Increasing a long position 294,996 1.85030
5p ordinary CFD Increasing a long position 3,389 1.84200
5p ordinary CFD Increasing a long position 16,828 1.84380
5p ordinary CFD Increasing a long position 11,973 1.85030
5p ordinary CFD Increasing a long position 19,974 1.83650
5p ordinary CFD Increasing a long position 28,311 1.85240
5p ordinary CFD Increasing a long position 28,311 1.85180
5p ordinary CFD Increasing a long position 475 1.84060
5p ordinary CFD Increasing a long position 2,061 1.84200
5p ordinary CFD Increasing a long position 181 1.84050
5p ordinary CFD Increasing a long position 3,486 1.84070
5p ordinary CFD Increasing a long position 3,848 1.84090
5p ordinary CFD Increasing a long position 2,409 1.84050
5p ordinary CFD Increasing a long position 8,860 1.84180
5p ordinary CFD Increasing a long position 43,642 1.84410
5p ordinary CFD Increasing a long position 10,736 1.84200
5p ordinary CFD Increasing a long position 53,304 1.84380
5p ordinary CFD Increasing a long position 4,910 1.84200
5p ordinary CFD Increasing a long position 24,378 1.84380
5p ordinary CFD Increasing a long position 41,020 1.85240
5p ordinary CFD Increasing a long position 41,020 1.85180
5p ordinary CFD Increasing a long position 688 1.84060
5p ordinary CFD Increasing a long position 2,986 1.84200
5p ordinary CFD Increasing a long position 262 1.84050
5p ordinary CFD Increasing a long position 5,050 1.84070
5p ordinary CFD Increasing a long position 5,576 1.84090
5p ordinary CFD Increasing a long position 3,491 1.84050
5p ordinary CFD Increasing a long position 12,837 1.84180
5p ordinary CFD Increasing a long position 63,232 1.84410
5p ordinary CFD Increasing a long position 28,941 1.83650
5p ordinary CFD Increasing a long position 53,130 1.85030
5p ordinary CFD Increasing a long position 18,432 1.85030
5p ordinary CFD Increasing a long position 1,451 1.84200
5p ordinary CFD Increasing a long position 7,205 1.84380
5p ordinary CFD Increasing a long position 11,269 1.85240
5p ordinary CFD Increasing a long position 11,269 1.85180
5p ordinary CFD Increasing a long position 189 1.84060
5p ordinary CFD Increasing a long position 820 1.84200
5p ordinary CFD Increasing a long position 72 1.84050
5p ordinary CFD Increasing a long position 1,387 1.84070
5p ordinary CFD Increasing a long position 1,531 1.84090
5p ordinary CFD Increasing a long position 959 1.84050
5p ordinary CFD Increasing a long position 3,527 1.84180
5p ordinary CFD Increasing a long position 17,372 1.84410
5p ordinary CFD Increasing a long position 7,952 1.83650
5p ordinary CFD Increasing a long position 45,745 1.85030
5p ordinary CFD Increasing a long position 4,223 1.84200
5p ordinary CFD Increasing a long position 20,969 1.84380
5p ordinary CFD Increasing a long position 35,724 1.85240
5p ordinary CFD Increasing a long position 35,724 1.85180
5p ordinary CFD Increasing a long position 599 1.84060
5p ordinary CFD Increasing a long position 2,601 1.84200
5p ordinary CFD Increasing a long position 228 1.84050
5p ordinary CFD Increasing a long position 4,398 1.84070
5p ordinary CFD Increasing a long position 4,856 1.84090
5p ordinary CFD Increasing a long position 3,040 1.84050
5p ordinary CFD Increasing a long position 11,180 1.84180
5p ordinary CFD Increasing a long position 55,069 1.84410
5p ordinary CFD Increasing a long position 25,205 1.83650
5p ordinary CFD Increasing a long position 18,191 1.85030
5p ordinary CFD Opening a short position 10,300 1.84930
5p ordinary CFD Increasing a long position 23,700 1.85280
5p ordinary CFD Increasing a long position 11,600 1.85280
5p ordinary CFD Opening a short position 5,900 1.84930
5p ordinary CFD Increasing a long position 7,800 1.85280
5p ordinary CFD Increasing a long position 35,100 1.85280
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type e.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product description e.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing e.g. subscription, conversion Details Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES / NO
Date of disclosure: 16 (th)November 2017
Contact name: Matthew Irwin
Telephone number: 02071447255
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's disclosure requirements
on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Man Group Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Tesco plc
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type e.g. American, European etc. Expiry date
5p ordinary Call Option Purchased 347 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,654 1.95 American 19/01/2018
5p ordinary Call Option Purchased 806 1.95 American 19/01/2018
5p ordinary Call Option Purchased 402 1.95 American 19/01/2018
5p ordinary Call Option Purchased 689 1.95 American 19/01/2018
5p ordinary Call Option Purchased 1,290 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,215 1.95 American 19/01/2018
5p ordinary Call Option Purchased 2,237 1.95 American 19/01/2018
5p ordinary Call Option Purchased 3,847 1.95 American 19/01/2018
5p ordinary Call Option Purchased 278 1.95 American 19/01/2018
5p ordinary Call Option Purchased 476 1.95 American 19/01/2018
5p ordinary Call Option Purchased 371 1.95 American 19/01/2018
5p ordinary Call Option Purchased 600 1.95 American 19/01/2018
5p ordinary Call Option Purchased 115 1.95 American 19/01/2018
5p ordinary Call Option Purchased 197 1.95 American 19/01/2018
5p ordinary Put Option Purchased 2,747 1.7 American 17/11/2017
5p ordinary Put Option Purchased 4,769 1.7 American 17/11/2017
5p ordinary Put Option Purchased 592 1.7 American 17/11/2017
5p ordinary Put Option Purchased 858 1.7 American 17/11/2017
5p ordinary Put Option Purchased 247 1.7 American 17/11/2017
5p ordinary Put Option Purchased 747 1.7 American 17/11/2017
5p ordinary Put Option Written 2,767 1.8 American 17/11/2017
5p ordinary Put Option Written 4,804 1.8 American 17/11/2017
5p ordinary Put Option Written 596 1.8 American 17/11/2017
5p ordinary Put Option Written 863 1.8 American 17/11/2017
5p ordinary Put Option Written 248 1.8 American 17/11/2017
5p ordinary Put Option Written 752 1.8 American 17/11/2017
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
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