REG - Citigroup G AG & Co TUI AG - Form 8.5 (EPT/NON-RI) <Origin Href="QuoteRef">MDT.N</Origin> <Origin Href="QuoteRef">TUIGn.DE</Origin>

MedtronicAnnouncement

29/10/2014 13:58

RNS Number : 9924U
Citigroup GM Deutschland AG & Co
22 October 2014
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Citigroup Global Markets Deutschland AG ("CGMD")
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
TUI AG
(c) Name of the party to the offer with which exempt principal trader is connected:
TUI AG
(d) Date position held/dealing undertaken:
21 October 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
YES
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary Shares
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
57,245
0.04%
0
0.00%
(2) Derivatives (other than options):
 4,451
0.00%
294,215
0.11%
(3) Options and agreements to purchase/sell:
0

0

 TOTAL:
61,696
0.04%
294,215
0.11%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit (EUR)
Ordinary
Purchase 
317
11.085
Ordinary
Purchase 
404
11.085
Ordinary
Purchase 
452
11.085
Ordinary
Purchase 
317
11.085
Ordinary
Purchase 
900
11.085
Ordinary
Purchase 
314
11.085
Ordinary
Purchase 
323
11.085
Ordinary
Purchase 
473
11.085
(b) Derivatives transactions (other than options)
Class of relevant security
Purchase/sale
Number of securities
Price per unit (EUR)
Ordinary
Sale
3000
8.1469
Ordinary
Purchase 
105
8.6404
Ordinary
Sale
100
7.9194
Ordinary
Sale
500
7.9089
Ordinary
Purchase
2000
7.4189
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
Expiry date
Option money paid/ received per unit
e.g. American, European etc.








(ii) Exercising
Class of relevant security
Product description
e.g. call option
Number of securities
Exercise price per unit



(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
YES
Date of disclosure:
22 October 2014 
Contact name:
Laura Blaney
Telephone number:
(028)90 409533
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed:
Citigroup Global Markets Deutschland AG ("CGMD")
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:
TUI AG
2. OPTIONS AND DERIVATIVES
Class of relevant security
Product description e.g. call option
Written or purchased
Number of securities to which option or derivative relates
Exercise price per unit
Type 
Expiry date
Ordinary
Call
Written 
-91100
20
EUROPEAN
15-Jun-15
Ordinary
Call
Written 
-40000
15
EUROPEAN
16-Mar-15
Ordinary
Call
Written 
-30000
15
EUROPEAN
15-Dec-14
Ordinary
Call
Written 
-20000
15.5
EUROPEAN
15-Jun-15
Ordinary
Call
Written 
-13675
13
EUROPEAN
15-Dec-14
Ordinary
Call
Written 
-12980
8.7119
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-10970
7.9194
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-10550
17.5
EUROPEAN
16-Mar-15
Ordinary
Call
Written 
-10000
17
EUROPEAN
15-Dec-14
Ordinary
Call
Written 
-9869
7.8761
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-6850
14.5
EUROPEAN
15-Jun-15
Ordinary
Call
Written 
-4400
8.1469
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-4000
15.5
EUROPEAN
15-Sep-14
Ordinary
Call
Written 
-3850
14.5
EUROPEAN
16-Mar-15
Ordinary
Call
Written 
-3130
6.8291
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-2500
6.6926
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-2400
13.5
EUROPEAN
15-Dec-14
Ordinary
Call
Written 
-2200
16.5
EUROPEAN
15-Dec-14
Ordinary
Call
Written 
-2000
11
EUROPEAN
15-Jun-15
Ordinary
Call
Written 
-1615
7.9089
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-1500
6.2887
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-930
13
EUROPEAN
16-Mar-15
Ordinary
Call
Written 
-800
6.489
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-650
8.363
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-500.1
8.8925
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-500
13
EUROPEAN
15-Sep-14
Ordinary
Call
Written 
-500
12.5
EUROPEAN
15-Jun-15
Ordinary
Call
Written 
-500
12.5
EUROPEAN
00:00.0
Ordinary
Call
Written 
-400
8.1221
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-300
8.7891
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-275
5.0447
EUROPEAN
00:00.0
Ordinary
Call
Written 
-250
8.5083
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-240
7.4556
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-140
6.9953
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-75
9.2805
EUROPEAN
28-Dec-16
Ordinary
Call
Written 
-65
6.4339
EUROPEAN
28-Dec-16
Ordinary
Put
Purchased
-205
10
EUROPEAN
16-Mar-15
Ordinary
Put
Purchased
-0.1
13.1
EUROPEAN
28-Dec-16
Ordinary
Put
Purchased
-245
21.4184
EUROPEAN
28-Dec-16
Ordinary
Put
Purchased
-4000
16.2083
EUROPEAN
28-Dec-16
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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