REG - Marshall Wace LLP Melrose Industries - Form 8.3 - Melrose Industries PLC

Melrose IndustriesAnnouncement

07/03/2018 15:00

RNS Number : 9644G
Marshall Wace LLP
07 March 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Marshall Wace LLP (on behalf of itself and its affiliates)
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Melrose Industries PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:
 For an opening position disclosure, state the latest practicable date prior to the disclosure
06 Mar 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
If YES, specify which:
GKN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary 48/7p Shares
Interests
Short positions

Number
%
Number
%
(1) Relevant securities owned and/or controlled:




(2) Cash-settled derivatives:
27,986,063
1.44%
2,542,677
0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




 TOTAL:
27,986,063
1.44%
2,542,677
0.13%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchase/sale
Number of securities
Price per unit



(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
Ordinary Shares
CFD
Increasing a long position
927
GBP 2.188000
Ordinary Shares
CFD
Reducing a short position
3,227
GBP 2.188000
Ordinary Shares
CFD
Increasing a long position
690
GBP 2.170521
Ordinary Shares
CFD
Reducing a short position
2,410
GBP 2.170521
Ordinary Shares
CFD
Increasing a long position
13
GBP 2.171500
Ordinary Shares
CFD
Reducing a short position
49
GBP 2.171500
Ordinary Shares
CFD
Increasing a long position
593,124
GBP 2.164500
Ordinary Shares
CFD
Reducing a long position
593,124
GBP 2.164500
Ordinary Shares
CFD
Increasing a long position
185
GBP 2.185552
Ordinary Shares
CFD
Reducing a short position
650
GBP 2.185552
Ordinary Shares
CFD
Increasing a long position
1,238
GBP 2.187323
Ordinary Shares
CFD
Reducing a short position
4,316
GBP 2.187323
Ordinary Shares
CFD
Increasing a long position
4,265
GBP 2.171283
Ordinary Shares
CFD
Reducing a short position
14,853
GBP 2.171283
Ordinary Shares
CFD
Increasing a long position
3,641
GBP 2.174036
Ordinary Shares
CFD
Reducing a short position
12,679
GBP 2.174036
Ordinary Shares
CFD
Increasing a long position
24,553
GBP 2.172767
Ordinary Shares
CFD
Reducing a short position
11,171
GBP 2.172764
Ordinary Shares
CFD
Increasing a long position
1,726
GBP 2.173066
Ordinary Shares
CFD
Reducing a short position
570
GBP 2.173066
Ordinary Shares
CFD
Increasing a long position
265,319
GBP 2.172350
Ordinary Shares
CFD
Reducing a short position
87,278
GBP 2.172350
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
NO
Date of disclosure:
07 Mar 2018
Contact name:
Matthew Rooney
Telephone number:
020 7316 2253
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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