REG - UBS AG (EPT) GKN Holdings PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC <Origin Href="QuoteRef">GKNHL.UL</Origin> <Origin Href="QuoteRef">MRON.L</Origin>

Melrose IndustriesAnnouncement

20/02/2018 11:16

RNS Number : 3945F
UBS AG (EPT)
20 February 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
GKN Plc
(d) Date dealing undertaken:
19 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
1213851
2.26150 GBP
2.22200 GBP
48/7p ordinary
Sell
564472
2.26150 GBP
2.22200 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
7429
2.25459011980078 GBP
48/7p ordinary
CFD
Long
4836
2.25324028122415 GBP
48/7p ordinary
CFD
Long
31700
2.247147 GBP
48/7p ordinary
CFD
Long
13506
2.24045239152969 GBP
48/7p ordinary
CFD
Long
8735
2.256377790498 GBP
48/7p ordinary
CFD
Short
312229
2.24482 GBP
48/7p ordinary
CFD
Short
28804
2.232206 GBP
48/7p ordinary
CFD
Short
2896
2.227 GBP
48/7p ordinary
CFD
Short
75783
2.243214 GBP
48/7p ordinary
CFD
Short
25160
2.244322 GBP
48/7p ordinary
CFD
Short
64399
2.244715 GBP
48/7p ordinary
CFD
Short
9180
2.247217 GBP
48/7p ordinary
CFD
Short
4969
2.249487 GBP
48/7p ordinary
CFD
Short
5042
2.257035 GBP
48/7p ordinary
CFD
Short
8901
2.25099 GBP
48/7p ordinary
CFD
Short
319
2.256845 GBP
48/7p ordinary
CFD
Short
19398
2.253784 GBP
48/7p ordinary
CFD
Short
22430
2.254276 GBP
48/7p ordinary
CFD
Short
57126
2.256237 GBP
48/7p ordinary
CFD
Short
941
2.260624 GBP
48/7p ordinary
CFD
Short
10504
2.260967 GBP
48/7p ordinary
CFD
Short
508
2.2594094488189 GBP
48/7p ordinary
CFD
Short
9549
2.25494187873076 GBP
48/7p ordinary
CFD
Short
7749
2.26100916247258 GBP
48/7p ordinary
CFD
Short
17194
2.25852913807142 GBP
48/7p ordinary
CFD
Short
707
2.25994342291372 GBP
48/7p ordinary
CFD
Short
3621
2.26555371444352 GBP
48/7p ordinary
CFD
Short
12017
2.26417991179163 GBP
48/7p ordinary
CFD
Short
13655
2.26151006957159 GBP
48/7p ordinary
CFD
Short
179
2.2375 GBP
48/7p ordinary
CFD
Short
4401
2.24 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
20 February 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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