REG - UBS AG (EPT) GKN Holdings PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC <Origin Href="QuoteRef">GKNHL.UL</Origin> <Origin Href="QuoteRef">MRON.L</Origin>

Melrose IndustriesAnnouncement

21/02/2018 10:55

RNS Number : 5343F
UBS AG (EPT)
21 February 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 20 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
1627159
2.24800 GBP
2.22384 GBP
48/7p ordinary
Sell
676307
2.24801 GBP
2.22295 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
2260
2.244478 GBP
48/7p ordinary
CFD
Long
3688
2.244254 GBP
48/7p ordinary
CFD
Long
4539
2.242028 GBP
48/7p ordinary
CFD
Long
169
2.233 GBP
48/7p ordinary
CFD
Long
7026
2.243881 GBP
48/7p ordinary
CFD
Long
1300
2.237 GBP
48/7p ordinary
CFD
Long
3870
2.23955297157623 GBP
48/7p ordinary
CFD
Long
2608
2.23509969325153 GBP
48/7p ordinary
CFD
Long
4152
2.24052 GBP
48/7p ordinary
CFD
Long
20800
2.237513 GBP
48/7p ordinary
CFD
Long
41520
2.248 GBP
48/7p ordinary
CFD
Long
18766
2.2303325162528 GBP
48/7p ordinary
CFD
Long
60
2.2398 GBP
48/7p ordinary
CFD
Long
21404
2.22980050457858 GBP
48/7p ordinary
CFD
Long
10700
2.244542 GBP
48/7p ordinary
CFD
Long
1222
2.23981178396072 GBP
48/7p ordinary
CFD
Long
6031
2.23 GBP
48/7p ordinary
CFD
Short
1000
2.23 GBP
48/7p ordinary
CFD
Short
6498
2.233557 GBP
48/7p ordinary
CFD
Short
496729
2.232859 GBP
48/7p ordinary
CFD
Short
1200
2.233667 GBP
48/7p ordinary
CFD
Short
16504
2.24133603974794 GBP
48/7p ordinary
CFD
Short
66472
2.243712 GBP
48/7p ordinary
CFD
Short
1300
2.245 GBP
48/7p ordinary
CFD
Short
6031
2.242 GBP
48/7p ordinary
CFD
Short
30194
2.244068 GBP
48/7p ordinary
CFD
Short
54300
2.241444 GBP
48/7p ordinary
CFD
Short
53469
2.23812770016271 GBP
48/7p ordinary
CFD
Short
36705
2.23838795804386 GBP
48/7p ordinary
CFD
Short
31259
2.23855049745673 GBP
48/7p ordinary
CFD
Short
4567
2.23680096343333 GBP
48/7p ordinary
CFD
Short
37472
2.2381079205807 GBP
48/7p ordinary
CFD
Short
37172
2.23893791025503 GBP
48/7p ordinary
CFD
Short
25273
2.24238080164603 GBP
48/7p ordinary
CFD
Short
10083
2.24211048299117 GBP
48/7p ordinary
CFD
Short
65375
2.237511 GBP
48/7p ordinary
CFD
Short
110264
2.24024187 GBP
48/7p ordinary
CFD
Short
6800
2.23865 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
21 February 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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