REG - UBS AG (EPT) GKN Holdings PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC <Origin Href="QuoteRef">GKNHL.UL</Origin> <Origin Href="QuoteRef">MRON.L</Origin>

Melrose IndustriesAnnouncement

23/02/2018 11:01

RNS Number : 7918F
UBS AG (EPT)
23 February 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 22 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
1975040
2.27500 GBP
2.23901 GBP
48/7p ordinary
Sell
2175892
2.27500 GBP
2.23900 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
48000
2.25956791666667 GBP
48/7p ordinary
CFD
Long
20428
2.2485289798316 GBP
48/7p ordinary
CFD
Long
1507
2.24771068347711 GBP
48/7p ordinary
CFD
Long
48349
2.254884 GBP
48/7p ordinary
CFD
Long
4510
2.25554988913525 GBP
48/7p ordinary
CFD
Long
6000
2.245 GBP
48/7p ordinary
CFD
Long
901954
2.263 GBP
48/7p ordinary
CFD
Long
2400
2.263333 GBP
48/7p ordinary
CFD
Long
800
2.257 GBP
48/7p ordinary
CFD
Long
4410
2.265088 GBP
48/7p ordinary
CFD
Long
179999
2.243953 GBP
48/7p ordinary
CFD
Long
18148
2.24573121005069 GBP
48/7p ordinary
CFD
Long
47615
2.24818145542371 GBP
48/7p ordinary
CFD
Long
66000
2.25808833333333 GBP
48/7p ordinary
CFD
Long
51212
2.24887877841131 GBP
48/7p ordinary
CFD
Long
1025
2.25093658536585 GBP
48/7p ordinary
CFD
Long
8995
2.25144080044469 GBP
48/7p ordinary
CFD
Long
13220
2.24956127080182 GBP
48/7p ordinary
CFD
Long
7296
2.25246847587719 GBP
48/7p ordinary
CFD
Long
1489
2.25034922766958 GBP
48/7p ordinary
CFD
Long
33335
2.24841127943603 GBP
48/7p ordinary
CFD
Long
34730
2.24720155485171 GBP
48/7p ordinary
CFD
Short
7700
2.256402 GBP
48/7p ordinary
CFD
Short
224920
2.26976752 GBP
48/7p ordinary
CFD
Short
901954
2.263 GBP
48/7p ordinary
CFD
Short
38300
2.253441 GBP
48/7p ordinary
CFD
Short
335131
2.258083 GBP
48/7p ordinary
CFD
Short
6939
2.259164 GBP
48/7p ordinary
CFD
Short
34623
2.248462 GBP
48/7p ordinary
CFD
Short
34043
2.250435 GBP
48/7p ordinary
CFD
Short
3500
2.2508 GBP
48/7p ordinary
CFD
Short
9806
2.250696 GBP
48/7p ordinary
CFD
Short
203
2.2524 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
23 February 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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