REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI)- Melrose Amendment <Origin Href="QuoteRef">GKN.L</Origin> <Origin Href="QuoteRef">MRON.L</Origin>
16/01/2018 11:35
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RNS Number : 0221C
UBS AG (EPT)
16 January 2018
This announcement replaces the previous RNS announcement 8926B released at
11:43 on the 15th January 2018. Amendment made to section 2 (a). All other
information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected: GKN Plc
(d) Date dealing undertaken: 12 January 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" YESGKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
48/7p ordinary Buy 9233671 2.41500 GBP 2.15505 GBP
48/7p ordinary Sell 6502789 2.41500 GBP 2.21400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product descriptione.g. CFD Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position Number of reference securities Price per unit
48/7p ordinary CFD Long 162551 2.265878 GBP
48/7p ordinary CFD Long 23650 2.29145869 GBP
48/7p ordinary CFD Long 1083 2.216 GBP
48/7p ordinary CFD Long 249 2.2746 GBP
48/7p ordinary CFD Long 72265 2.266252 GBP
48/7p ordinary CFD Long 59675 2.266459 GBP
48/7p ordinary CFD Long 15994 2.26291672 GBP
48/7p ordinary CFD Long 3427 2.26254741756638 GBP
48/7p ordinary CFD Long 920539 2.226744 GBP
48/7p ordinary CFD Long 2096528 2.3401 GBP
48/7p ordinary CFD Long 448194 2.3336 GBP
48/7p ordinary CFD Long 4877 2.261204 GBP
48/7p ordinary CFD Long 175206 2.269247 GBP
48/7p ordinary CFD Long 40700 2.259202 GBP
48/7p ordinary CFD Long 25155 2.266759 GBP
48/7p ordinary CFD Short 1000 2.259758 GBP
48/7p ordinary CFD Short 20750 2.28804945 GBP
48/7p ordinary CFD Short 122812 2.240322 GBP
48/7p ordinary CFD Short 41400 2.237174 GBP
48/7p ordinary CFD Short 1014828 2.2392 GBP
48/7p ordinary CFD Short 215037 2.25796259 GBP
48/7p ordinary CFD Short 591079 2.30114257146676 GBP
48/7p ordinary CFD Short 250255 2.275 GBP
48/7p ordinary CFD Short 230817 2.2559775 GBP
48/7p ordinary CFD Short 1695 2.26275516224189 GBP
48/7p ordinary CFD Short 2908 2.15505158184319 GBP
48/7p ordinary CFD Short 76553 2.30124731 GBP
48/7p ordinary CFD Short 63019 2.29448499658833 GBP
48/7p ordinary CFD Short 22110 2.27964405 GBP
48/7p ordinary CFD Short 231677 2.28787199 GBP
48/7p ordinary CFD Short 219533 2.25603151 GBP
48/7p ordinary CFD Short 1368352 2.29083179620449 GBP
48/7p ordinary CFD Short 10550 2.34735924170616 GBP
48/7p ordinary CFD Short 532647 2.2534 GBP
48/7p ordinary CFD Short 422846 2.2603 GBP
48/7p ordinary CFD Short 185018 2.2599 GBP
48/7p ordinary CFD Short 263176 2.2574 GBP
48/7p ordinary CFD Short 12543 2.238181 GBP
48/7p ordinary CFD Short 129781 2.238281 GBP
48/7p ordinary CFD Short 4100 2.269199 GBP
48/7p ordinary CFD Short 759271 2.3454 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Typee.g. American, European etc. Expiry date Option money paid/ received per unit
(ii) Exercise
Class of relevant security Product descriptione.g. call option Exercising/ exercised against Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealinge.g. subscription, conversion Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 January 2018
Contact name: Wendy Dent
Telephone number: +44 (0)207 568 1245
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS
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