REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) Melrose Industries Plc <Origin Href="QuoteRef">GKN.L</Origin> <Origin Href="QuoteRef">MRON.L</Origin>

Melrose IndustriesAnnouncement

01/03/2018 11:30

RNS Number : 4051G
UBS AG (EPT)
01 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 28 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
2772243
2.30201 GBP
2.25000 GBP
48/7p ordinary
Sell
638597
2.29850 GBP
2.24858 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
96869
2.283 GBP
48/7p ordinary
CFD
Long
41
2.287 GBP
48/7p ordinary
CFD
Long
10799
2.290558 GBP
48/7p ordinary
CFD
Long
8758
2.29241 GBP
48/7p ordinary
CFD
Long
34989
2.288599 GBP
48/7p ordinary
CFD
Long
26355
2.289577 GBP
48/7p ordinary
CFD
Long
668
2.293443 GBP
48/7p ordinary
CFD
Long
745
2.270174 GBP
48/7p ordinary
CFD
Long
36066
2.288192 GBP
48/7p ordinary
CFD
Long
36259
2.289574 GBP
48/7p ordinary
CFD
Long
343
2.25481049562682 GBP
48/7p ordinary
CFD
Long
329
2.25580547112462 GBP
48/7p ordinary
CFD
Long
1078
2.25683673469388 GBP
48/7p ordinary
CFD
Long
8250
2.2552303030303 GBP
48/7p ordinary
CFD
Long
1900
2.279086 GBP
48/7p ordinary
CFD
Long
258
2.2771 GBP
48/7p ordinary
CFD
Long
991
2.280367 GBP
48/7p ordinary
CFD
Short
23152
2.257782 GBP
48/7p ordinary
CFD
Short
3500
2.2544 GBP
48/7p ordinary
CFD
Short
66896
2.259709 GBP
48/7p ordinary
CFD
Short
111494
2.2646 GBP
48/7p ordinary
CFD
Short
390233
2.264068 GBP
48/7p ordinary
CFD
Short
529603
2.27452 GBP
48/7p ordinary
CFD
Short
383489
2.2835 GBP
48/7p ordinary
CFD
Short
59458
2.283685 GBP
48/7p ordinary
CFD
Short
17211
2.256345 GBP
48/7p ordinary
CFD
Short
9420
2.256097 GBP
48/7p ordinary
CFD
Short
708000
2.27353 GBP
48/7p ordinary
CFD
Short
166
2.29 GBP
48/7p ordinary
CFD
Short
5606
2.2776 GBP
48/7p ordinary
CFD
Short
831
2.28055354993983 GBP
48/7p ordinary
CFD
Short
7544
2.283499 GBP
48/7p ordinary
CFD
Short
52400
2.272399 GBP
48/7p ordinary
CFD
Short
1285
2.275781 GBP
48/7p ordinary
CFD
Short
24098
2.28345630342767 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
01 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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