REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

05/03/2018 11:00

RNS Number : 6912G
UBS AG (EPT)
05 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 02 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
4049102
2.259232 GBP
2.15000 GBP
48/7p ordinary
Sell
3296679
2.24400 GBP
2.15000 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
607
2.18177924217463 GBP
48/7p ordinary
CFD
Long
457
2.15855579868709 GBP
48/7p ordinary
CFD
Long
13661
2.18541395212649 GBP
48/7p ordinary
CFD
Long
441248
2.178074 GBP
48/7p ordinary
CFD
Long
29438
2.187616 GBP
48/7p ordinary
CFD
Long
5400
2.190241 GBP
48/7p ordinary
CFD
Long
17900
2.188352 GBP
48/7p ordinary
CFD
Long
4322
2.17156409069875 GBP
48/7p ordinary
CFD
Long
2276
2.174828 GBP
48/7p ordinary
CFD
Long
50267
2.155 GBP
48/7p ordinary
CFD
Long
474902
2.189848 GBP
48/7p ordinary
CFD
Long
342
2.175 GBP
48/7p ordinary
CFD
Long
33913
2.185207 GBP
48/7p ordinary
CFD
Long
845
2.176772 GBP
48/7p ordinary
CFD
Long
12942
2.18532607015917 GBP
48/7p ordinary
CFD
Long
132333
2.16799740049723 GBP
48/7p ordinary
CFD
Long
11966
2.17925455457129 GBP
48/7p ordinary
CFD
Long
116
2.18086206896552 GBP
48/7p ordinary
CFD
Long
91
2.15857142857143 GBP
48/7p ordinary
CFD
Long
25906
2.17422720605265 GBP
48/7p ordinary
CFD
Long
85921
2.16477764458049 GBP
48/7p ordinary
CFD
Long
2150
2.17985581395349 GBP
48/7p ordinary
CFD
Long
135
2.18081481481481 GBP
48/7p ordinary
CFD
Long
4326
2.18063569116967 GBP
48/7p ordinary
CFD
Long
4389
2.18098655730235 GBP
48/7p ordinary
CFD
Long
600
2.172429 GBP
48/7p ordinary
CFD
Short
7042
2.159079 GBP
48/7p ordinary
CFD
Short
1603
2.21 GBP
48/7p ordinary
CFD
Short
562179
2.19007 GBP
48/7p ordinary
CFD
Short
13641
2.161098 GBP
48/7p ordinary
CFD
Short
3143
2.160491 GBP
48/7p ordinary
CFD
Short
33467
2.16647686 GBP
48/7p ordinary
CFD
Short
548529
2.170503 GBP
48/7p ordinary
CFD
Short
2182
2.17193400549954 GBP
48/7p ordinary
CFD
Short
16800
2.178406 GBP
48/7p ordinary
CFD
Short
3000
2.18316833 GBP
48/7p ordinary
CFD
Short
1682
2.183162 GBP
48/7p ordinary
CFD
Short
6000
2.181383 GBP
48/7p ordinary
CFD
Short
964922
2.259232 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
05 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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