REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

06/03/2018 11:00

RNS Number : 8371G
UBS AG (EPT)
06 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
GKN Plc
(d) Date dealing undertaken:
05 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
2455311
2.143164 GBP
2.13000 GBP
48/7p ordinary
Sell
1798404
2.17306 GBP
2.13000 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
5646
2.150584 GBP
48/7p ordinary
CFD
Long
31562
2.15261478 GBP
48/7p ordinary
CFD
Long
81132
2.1394920623182 GBP
48/7p ordinary
CFD
Long
1882
2.1473219978746 GBP
48/7p ordinary
CFD
Long
15923
2.14975883941468 GBP
48/7p ordinary
CFD
Long
74063
2.14411919581978 GBP
48/7p ordinary
CFD
Long
651
2.14533026113671 GBP
48/7p ordinary
CFD
Long
4186
2.1582083134257 GBP
48/7p ordinary
CFD
Long
6628
2.13949155099578 GBP
48/7p ordinary
CFD
Long
11535
2.14950845253576 GBP
48/7p ordinary
CFD
Long
861
2.14922183507549 GBP
48/7p ordinary
CFD
Long
4543
2.15390931102796 GBP
48/7p ordinary
CFD
Long
21267
2.15310857196596 GBP
48/7p ordinary
CFD
Long
22329
2.13949169241793 GBP
48/7p ordinary
CFD
Long
10657
2.150512 GBP
48/7p ordinary
CFD
Long
18641
2.159 GBP
48/7p ordinary
CFD
Long
16000
2.15213 GBP
48/7p ordinary
CFD
Long
12629
2.144632 GBP
48/7p ordinary
CFD
Long
20140
2.15037735849057 GBP
48/7p ordinary
CFD
Long
439697
2.149328 GBP
48/7p ordinary
CFD
Short
223123
2.2035 GBP
48/7p ordinary
CFD
Short
250000
2.16108 GBP
48/7p ordinary
CFD
Short
111562
2.157348 GBP
48/7p ordinary
CFD
Short
1400
2.134 GBP
48/7p ordinary
CFD
Short
16569
2.144785 GBP
48/7p ordinary
CFD
Short
91102
2.146171 GBP
48/7p ordinary
CFD
Short
77201
2.146408 GBP
48/7p ordinary
CFD
Short
36341
2.14786 GBP
48/7p ordinary
CFD
Short
300000
2.13728207 GBP
48/7p ordinary
CFD
Short
182810
2.143164 GBP
48/7p ordinary
CFD
Short
600
2.151567 GBP
48/7p ordinary
CFD
Short
150
2.1484 GBP
48/7p ordinary
CFD
Short
34641
2.15111313 GBP
48/7p ordinary
CFD
Short
111562
2.158773 GBP
48/7p ordinary
CFD
Short
2138
2.15323199251637 GBP
48/7p ordinary
CFD
Short
1577
2.143555 GBP
48/7p ordinary
CFD
Short
3000
2.15008033 GBP
48/7p ordinary
CFD
Short
29349
2.152251 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
06 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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