REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) Melrose Industries plc

Melrose IndustriesAnnouncement

07/03/2018 11:50

RNS Number : 9876G
UBS AG (EPT)
07 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
GKN Plc
(d) Date dealing undertaken:
 06 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
1289582
2.18951 GBP
2.16200 GBP
48/7p ordinary
Sell
1164161
2.19754 GBP
2.16200 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
15609
2.179917 GBP
48/7p ordinary
CFD
Long
1000
2.19 GBP
48/7p ordinary
CFD
Long
41
2.1665 GBP
48/7p ordinary
CFD
Long
3923
2.170067 GBP
48/7p ordinary
CFD
Long
2200
2.186818 GBP
48/7p ordinary
CFD
Long
160735
2.171034 GBP
48/7p ordinary
CFD
Long
14500
2.174301 GBP
48/7p ordinary
CFD
Long
11837
2.171376 GBP
48/7p ordinary
CFD
Long
4386
2.184819 GBP
48/7p ordinary
CFD
Long
18729
2.170504 GBP
48/7p ordinary
CFD
Long
1129
2.181967 GBP
48/7p ordinary
CFD
Long
441
2.169433 GBP
48/7p ordinary
CFD
Long
44
2.169967 GBP
48/7p ordinary
CFD
Long
12146
2.175956 GBP
48/7p ordinary
CFD
Long
68275
2.167677 GBP
48/7p ordinary
CFD
Long
20407
2.165546 GBP
48/7p ordinary
CFD
Long
5172
2.176914 GBP
48/7p ordinary
CFD
Long
5897
2.167528 GBP
48/7p ordinary
CFD
Long
36968
2.163858 GBP
48/7p ordinary
CFD
Long
8861
2.165596 GBP
48/7p ordinary
CFD
Long
2274
2.169186 GBP
48/7p ordinary
CFD
Long
2000
2.176219 GBP
48/7p ordinary
CFD
Long
8372
2.172541 GBP
48/7p ordinary
CFD
Long
43882
2.177871 GBP
48/7p ordinary
CFD
Long
10845
2.17185 GBP
48/7p ordinary
CFD
Short
25839
2.170191 GBP
48/7p ordinary
CFD
Short
1177
2.180974 GBP
48/7p ordinary
CFD
Short
1044
2.172931 GBP
48/7p ordinary
CFD
Short
1841
2.173198 GBP
48/7p ordinary
CFD
Short
253
2.1771 GBP
48/7p ordinary
CFD
Short
205845
2.173097 GBP
48/7p ordinary
CFD
Short
8109
2.177884 GBP
48/7p ordinary
CFD
Short
89207
2.170772 GBP
48/7p ordinary
CFD
Short
80193
2.172193 GBP
48/7p ordinary
CFD
Short
30603
2.172553 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
07 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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The company news service from the London Stock Exchange
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