REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

08/03/2018 09:55

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RNS Number : 1141H
UBS AG (EPT)
08 March 2018
 
This announcement replaces the previous RNS announcement 9876G released at
11:46  am on the 07(th) March 2018. Amendment made to section 2 (a). All
other information remains unchanged
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Melrose Industries plc
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        GKN Plc
 connected:
 (d) Date dealing undertaken:                                                                06 March 2018
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES
 making disclosures in respect of any other party to this offer?
                                                                               GKN Plc
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 48/7p ordinary              Buy               1263743                     2.18951        GBP                    2.16200        GBP
 48/7p ordinary              Sell              1164161                     2.19754        GBP                    2.16200        GBP
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 48/7p ordinary              CFD                  Long                                                                           15609                           2.179917        GBP
 48/7p ordinary              CFD                  Long                                                                           1000                            2.19               GBP
 48/7p ordinary              CFD                  Long                                                                           41                              2.1665           GBP
 48/7p ordinary              CFD                  Long                                                                           3923                            2.170067        GBP
 48/7p ordinary              CFD                  Long                                                                           2200                            2.186818        GBP
 48/7p ordinary              CFD                  Long                                                                           160735                          2.171034        GBP
 48/7p ordinary              CFD                  Long                                                                           14500                           2.174301        GBP
 48/7p ordinary              CFD                  Long                                                                           11837                           2.171376        GBP
 48/7p ordinary              CFD                  Long                                                                           4386                            2.184819        GBP
 48/7p ordinary              CFD                  Long                                                                           18729                           2.170504        GBP
 48/7p ordinary              CFD                  Long                                                                           1129                            2.181967        GBP
 48/7p ordinary              CFD                  Long                                                                           441                             2.169433        GBP
 48/7p ordinary              CFD                  Long                                                                           44                              2.169967        GBP
 48/7p ordinary              CFD                  Long                                                                           12146                           2.175956       GBP
 48/7p ordinary              CFD                  Long                                                                           68275                           2.167677        GBP
 48/7p ordinary              CFD                  Long                                                                           20407                           2.165546       GBP
 48/7p ordinary              CFD                  Long                                                                           5172                            2.176914        GBP
 48/7p ordinary              CFD                  Long                                                                           5897                            2.167528      GBP
 48/7p ordinary              CFD                  Long                                                                           36968                           2.163858        GBP
 48/7p ordinary              CFD                  Long                                                                           8861                            2.165596        GBP
 48/7p ordinary              CFD                  Long                                                                           2274                            2.169186       GBP
 48/7p ordinary              CFD                  Long                                                                           2000                            2.176219        GBP
 48/7p ordinary              CFD                  Long                                                                           8372                            2.172541        GBP
 48/7p ordinary              CFD                  Long                                                                           43882                           2.177871        GBP
 48/7p ordinary              CFD                  Long                                                                           10845                           2.17185        GBP
 48/7p ordinary              CFD                  Short                                                                          25839                           2.170191        GBP
 48/7p ordinary              CFD                  Short                                                                          1177                            2.180974        GBP
 48/7p ordinary              CFD                  Short                                                                          1044                            2.172931       GBP
 48/7p ordinary              CFD                  Short                                                                          1841                            2.173198        GBP
 48/7p ordinary              CFD                  Short                                                                          253                             2.1771        GBP
 48/7p ordinary              CFD                  Short                                                                          205845                          2.173097        GBP
 48/7p ordinary              CFD                  Short                                                                          8109                            2.177884        GBP
 48/7p ordinary              CFD                  Short                                                                          89207                           2.170772        GBP
 48/7p ordinary              CFD                  Short                                                                          80193                           2.172193        GBP
 48/7p ordinary              CFD                  Short                                                                          30603                           2.172553        GBP
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "
 None
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 Date of disclosure:  08 March 2018
 Contact name:        Wendy Dent
 Telephone number:    +44 (0)207 568 1245
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS
The company news service from the London Stock Exchange