REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

08/03/2018 10:05

RNS Number : 1150H
UBS AG (EPT)
08 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 07 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
2795034
2.17284 GBP
2.11200 GBP
48/7p ordinary
Sell
1280071
2.15650 GBP
2.11199 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
73102
2.14096 GBP
48/7p ordinary
CFD
Long
1637
2.13 GBP
48/7p ordinary
CFD
Long
4834
2.13957178320232 GBP
48/7p ordinary
CFD
Long
3315
2.13957164404223 GBP
48/7p ordinary
CFD
Long
14236
2.138946 GBP
48/7p ordinary
CFD
Long
4000
2.150325 GBP
48/7p ordinary
CFD
Long
5951
2.152614 GBP
48/7p ordinary
CFD
Long
1800
2.156167 GBP
48/7p ordinary
CFD
Long
10150
2.151581 GBP
48/7p ordinary
CFD
Long
3124
2.13159090909091 GBP
48/7p ordinary
CFD
Long
3980
2.13181909547739 GBP
48/7p ordinary
CFD
Long
23896
2.13159022430532 GBP
48/7p ordinary
CFD
Long
23796
2.1294104051101 GBP
48/7p ordinary
CFD
Long
17356
2.12495909195667 GBP
48/7p ordinary
CFD
Long
9960
2.12524899598394 GBP
48/7p ordinary
CFD
Long
2726
2.14384079236977 GBP
48/7p ordinary
CFD
Long
58162
2.12920033698979 GBP
48/7p ordinary
CFD
Long
7274
2.11636238658235 GBP
48/7p ordinary
CFD
Long
4214
2.11729947793071 GBP
48/7p ordinary
CFD
Long
1712
2.12098714953271 GBP
48/7p ordinary
CFD
Long
173800
2.12873032220944 GBP
48/7p ordinary
CFD
Long
200
2.15 GBP
48/7p ordinary
CFD
Short
227133
2.15 GBP
48/7p ordinary
CFD
Short
371
2.1403 GBP
48/7p ordinary
CFD
Short
23577
2.1186 GBP
48/7p ordinary
CFD
Short
70000
2.1302 GBP
48/7p ordinary
CFD
Short
1155
2.139405 GBP
48/7p ordinary
CFD
Short
26141
2.17019078 GBP
48/7p ordinary
CFD
Short
1000
2.13 GBP
48/7p ordinary
CFD
Short
18740
2.130629 GBP
48/7p ordinary
CFD
Short
74648
2.130241 GBP
48/7p ordinary
CFD
Short
13482
2.131379 GBP
48/7p ordinary
CFD
Short
64019
2.131174 GBP
48/7p ordinary
CFD
Short
703019
2.17284273 GBP
48/7p ordinary
CFD
Short
500000
2.1315 GBP
48/7p ordinary
CFD
Short
177051
2.1252 GBP
48/7p ordinary
CFD
Short
175
2.145032 GBP
48/7p ordinary
CFD
Short
5509
2.129025 GBP
48/7p ordinary
CFD
Short
120890
2.132865 GBP
48/7p ordinary
CFD
Short
21000
2.139598 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
08 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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