REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC
09/03/2018 11:50
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RNS Number : 2864H
UBS AG (EPT)
09 March 2018
This announcement replaces the previous RNS announcement 8371G released at
11:00 am on the 06(th) march 2018. Amendment made to section 2 (a). All other
information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Melrose Industries plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is GKN Plc
connected:
(d) Date dealing undertaken: 05 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader YES GKN Plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
48/7p ordinary Buy 2205311 2.143164 GBP 2.13000 GBP
48/7p ordinary Sell 1798404 2.17306 GBP 2.13000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
48/7p ordinary CFD Long 5646 2.150584 GBP
48/7p ordinary CFD Long 31562 2.15261478 GBP
48/7p ordinary CFD Long 81132 2.1394920623182 GBP
48/7p ordinary CFD Long 1882 2.1473219978746 GBP
48/7p ordinary CFD Long 15923 2.14975883941468 GBP
48/7p ordinary CFD Long 74063 2.14411919581978 GBP
48/7p ordinary CFD Long 651 2.14533026113671 GBP
48/7p ordinary CFD Long 4186 2.1582083134257 GBP
48/7p ordinary CFD Long 6628 2.13949155099578 GBP
48/7p ordinary CFD Long 11535 2.14950845253576 GBP
48/7p ordinary CFD Long 861 2.14922183507549 GBP
48/7p ordinary CFD Long 4543 2.15390931102796 GBP
48/7p ordinary CFD Long 21267 2.15310857196596 GBP
48/7p ordinary CFD Long 22329 2.13949169241793 GBP
48/7p ordinary CFD Long 10657 2.150512 GBP
48/7p ordinary CFD Long 18641 2.159 GBP
48/7p ordinary CFD Long 16000 2.15213 GBP
48/7p ordinary CFD Long 12629 2.144632 GBP
48/7p ordinary CFD Long 20140 2.15037735849057 GBP
48/7p ordinary CFD Long 439697 2.149328 GBP
48/7p ordinary CFD Short 223123 2.2035 GBP
48/7p ordinary CFD Short 250000 2.16108 GBP
48/7p ordinary CFD Short 111562 2.157348 GBP
48/7p ordinary CFD Short 1400 2.134 GBP
48/7p ordinary CFD Short 16569 2.144785 GBP
48/7p ordinary CFD Short 91102 2.146171 GBP
48/7p ordinary CFD Short 77201 2.146408 GBP
48/7p ordinary CFD Short 36341 2.14786 GBP
48/7p ordinary CFD Short 300000 2.13728207 GBP
48/7p ordinary CFD Short 182810 2.143164 GBP
48/7p ordinary CFD Short 600 2.151567 GBP
48/7p ordinary CFD Short 150 2.1484 GBP
48/7p ordinary CFD Short 34641 2.15111313 GBP
48/7p ordinary CFD Short 111562 2.158773 GBP
48/7p ordinary CFD Short 2138 2.15323199251637 GBP
48/7p ordinary CFD Short 1577 2.143555 GBP
48/7p ordinary CFD Short 3000 2.15008033 GBP
48/7p ordinary CFD Short 29349 2.152251 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 March 2018
Contact name: Wendy Dent
Telephone number: +44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS
The company news service from the London Stock Exchange
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