REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC
09/03/2018 11:50
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RNS Number : 2855H
UBS AG (EPT)
09 March 2018
This announcement replaces the previous RNS announcement 1150H released at
10:01 am on the 08(th) march 2018. Amendment made to section 2 (a). All other
information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Melrose Industries plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is GKN Plc
connected:
(d) Date dealing undertaken: 07 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
GKN Plc
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
48/7p ordinary Buy 2807201 2.17284 GBP 2.11200 GBP
48/7p ordinary Sell 1280071 2.15650 GBP 2.11199 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
48/7p ordinary CFD Long 73102 2.14096
GBP
48/7p ordinary CFD Long 1637 2.13
GBP
48/7p ordinary CFD Long 4834 2.13957178320232 GBP
48/7p ordinary CFD Long 3315 2.13957164404223 GBP
48/7p ordinary CFD Long 14236 2.138946
GBP
48/7p ordinary CFD Long 4000 2.150325
GBP
48/7p ordinary CFD Long 5951 2.152614
GBP
48/7p ordinary CFD Long 1800 2.156167
GBP
48/7p ordinary CFD Long 10150 2.151581
GBP
48/7p ordinary CFD Long 3124 2.13159090909091 GBP
48/7p ordinary CFD Long 3980 2.13181909547739 GBP
48/7p ordinary CFD Long 23896 2.13159022430532 GBP
48/7p ordinary CFD Long 23796 2.1294104051101 GBP
48/7p ordinary CFD Long 17356 2.12495909195667 GBP
48/7p ordinary CFD Long 9960 2.12524899598394 GBP
48/7p ordinary CFD Long 2726 2.14384079236977 GBP
48/7p ordinary CFD Long 58162 2.12920033698979 GBP
48/7p ordinary CFD Long 7274 2.11636238658235 GBP
48/7p ordinary CFD Long 4214 2.11729947793071 GBP
48/7p ordinary CFD Long 1712 2.12098714953271 GBP
48/7p ordinary CFD Long 173800 2.12873032220944 GBP
48/7p ordinary CFD Long 200 2.15
GBP
48/7p ordinary CFD Short 227133 2.15
GBP
48/7p ordinary CFD Short 371 2.1403
GBP
48/7p ordinary CFD Short 23577 2.1186
GBP
48/7p ordinary CFD Short 70000 2.1302
GBP
48/7p ordinary CFD Short 1155 2.139405
GBP
48/7p ordinary CFD Short 26141 2.17019078
GBP
48/7p ordinary CFD Short 1000 2.13
GBP
48/7p ordinary CFD Short 18740 2.130629
GBP
48/7p ordinary CFD Short 74648 2.130241
GBP
48/7p ordinary CFD Short 13482 2.131379
GBP
48/7p ordinary CFD Short 64019 2.131174
GBP
48/7p ordinary CFD Short 703019 2.17284273
GBP
48/7p ordinary CFD Short 500000 2.1315
GBP
48/7p ordinary CFD Short 177051 2.1252
GBP
48/7p ordinary CFD Short 175 2.145032
GBP
48/7p ordinary CFD Short 5509 2.129025
GBP
48/7p ordinary CFD Short 120890 2.132865
GBP
48/7p ordinary CFD Short 21000 2.139598
GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 March 2018
Contact name: Wendy Dent
Telephone number: +44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS
The company news service from the London Stock Exchange
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