REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - melrose Industries PLC

Melrose IndustriesAnnouncement

12/03/2018 10:55

RNS Number : 4103H
UBS AG (EPT)
12 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 09 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
3290091
2.165147 GBP
2.14464 GBP
48/7p ordinary
Sell
2383234
2.25750 GBP
2.14850 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
64445
2.23594227635969 GBP
48/7p ordinary
CFD
Long
15325
2.24098923327896 GBP
48/7p ordinary
CFD
Long
17230
2.24558154381892 GBP
48/7p ordinary
CFD
Long
7571
2.17029718663321 GBP
48/7p ordinary
CFD
Long
2429
2.16744750926307 GBP
48/7p ordinary
CFD
Long
6000
2.1570075 GBP
48/7p ordinary
CFD
Long
8828
2.247284 GBP
48/7p ordinary
CFD
Long
28176
2.243102 GBP
48/7p ordinary
CFD
Long
118190
2.234645 GBP
48/7p ordinary
CFD
Long
221777
2.194652 GBP
48/7p ordinary
CFD
Long
3499
2.239688 GBP
48/7p ordinary
CFD
Long
28778
2.218989 GBP
48/7p ordinary
CFD
Long
10268
2.200087 GBP
48/7p ordinary
CFD
Long
1000
2.244 GBP
48/7p ordinary
CFD
Long
5966
2.19806067717063 GBP
48/7p ordinary
CFD
Long
6606
2.2097 GBP
48/7p ordinary
CFD
Long
19811
2.247 GBP
48/7p ordinary
CFD
Short
601335
2.165147 GBP
48/7p ordinary
CFD
Short
22300
2.199503 GBP
48/7p ordinary
CFD
Short
243347
2.229417 GBP
48/7p ordinary
CFD
Short
12905
2.177 GBP
48/7p ordinary
CFD
Short
22623
2.21528621314591 GBP
48/7p ordinary
CFD
Short
3028
2.19903896961691 GBP
48/7p ordinary
CFD
Short
63282
2.17264731 GBP
48/7p ordinary
CFD
Short
7596
2.18004344391785 GBP
48/7p ordinary
CFD
Short
728
2.172 GBP
48/7p ordinary
CFD
Short
4781
2.16788328801506 GBP
48/7p ordinary
CFD
Short
6000
2.161244 GBP
48/7p ordinary
CFD
Short
25500
2.184759 GBP
48/7p ordinary
CFD
Short
400000
2.1446425 GBP
48/7p ordinary
CFD
Short
377
2.1886 GBP
48/7p ordinary
CFD
Short
917
2.1896 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
12 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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