REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

13/03/2018 11:35

RNS Number : 5705H
UBS AG (EPT)
13 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 12 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
17072745
2.24586 GBP
2.12100 GBP
48/7p ordinary
Sell
12122228
2.24586 GBP
2.12100 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
343492
2.15465918 GBP
48/7p ordinary
CFD
Long
10366
2.162734 GBP
48/7p ordinary
CFD
Long
6000
2.17172666666667 GBP
48/7p ordinary
CFD
Long
47
2.1757824 GBP
48/7p ordinary
CFD
Long
134928
2.135 GBP
48/7p ordinary
CFD
Long
50000
2.20743264 GBP
48/7p ordinary
CFD
Long
528100
2.134863 GBP
48/7p ordinary
CFD
Long
884311
2.1788 GBP
48/7p ordinary
CFD
Short
938303
2.23073648 GBP
48/7p ordinary
CFD
Short
65743
2.1613 GBP
48/7p ordinary
CFD
Short
343855
2.133125 GBP
48/7p ordinary
CFD
Short
1059552
2.1822444 GBP
48/7p ordinary
CFD
Short
33641
2.155378 GBP
48/7p ordinary
CFD
Short
35930
2.157747 GBP
48/7p ordinary
CFD
Short
4343
2.15098 GBP
48/7p ordinary
CFD
Short
11567
2.150757 GBP
48/7p ordinary
CFD
Short
100000
2.1255 GBP
48/7p ordinary
CFD
Short
606071
2.18170261 GBP
48/7p ordinary
CFD
Short
668201
2.15168331 GBP
48/7p ordinary
CFD
Short
1141825
2.20366249 GBP
48/7p ordinary
CFD
Short
126262
2.13160626316707 GBP
48/7p ordinary
CFD
Short
7929
2.13856980703746 GBP
48/7p ordinary
CFD
Short
141809
2.13914039306391 GBP
48/7p ordinary
CFD
Short
2014
2.12418073485601 GBP
48/7p ordinary
CFD
Short
39000
2.13133615384615 GBP
48/7p ordinary
CFD
Short
20166
2.17065258355648 GBP
48/7p ordinary
CFD
Short
190820
2.167502567865 GBP
48/7p ordinary
CFD
Short
1792
2.169354 GBP
48/7p ordinary
CFD
Short
409
2.168 GBP
48/7p ordinary
CFD
Short
104175
2.13334847 GBP
48/7p ordinary
CFD
Short
30800
2.186029 GBP
48/7p ordinary
CFD
Short
2014
2.16253227408143 GBP
48/7p ordinary
CFD
Short
109863
2.15492322255901 GBP
48/7p ordinary
CFD
Short
115000
2.21880682 GBP
48/7p ordinary
CFD
Short
281
2.180295 GBP
48/7p ordinary
CFD
Short
1052636
2.203829 GBP
48/7p ordinary
CFD
Short
335000
2.164926 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
13 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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