REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

14/03/2018 10:15

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RNS Number : 7004H
UBS AG (EPT)
14 March 2018
 
This announcement replaces the previous RNS announcement 5705H released at
11:31 am on the 13(th) march 2018. Amendment made to section 2 (a). All other
information remains unchanged
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                            UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Melrose Industries plc
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        GKN Plc
 connected:
 (d) Date dealing undertaken:                                                    12 March 2018
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES GKN Plc
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 48/7p ordinary              Buy               17690372                    2.24586        GBP                    2.12100        GBP
 48/7p ordinary              Sell              12122228                    2.24586        GBP                    2.12100        GBP
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 48/7p ordinary              CFD                  Long                                                                           343492                          2.15465918        GBP
 48/7p ordinary              CFD                  Long                                                                           10366                           2.162734        GBP
 48/7p ordinary              CFD                  Long                                                                           6000                            2.17172666666667        GBP
 48/7p ordinary              CFD                  Long                                                                           47                              2.1757824        GBP
 48/7p ordinary              CFD                  Long                                                                           134928                          2.135        GBP
 48/7p ordinary              CFD                  Long                                                                           50000                           2.20743264        GBP
 48/7p ordinary              CFD                  Long                                                                           528100                          2.134863        GBP
 48/7p ordinary              CFD                  Long                                                                           884311                          2.1788        GBP
 48/7p ordinary              CFD                  Short                                                                          938303                          2.23073648        GBP
 48/7p ordinary              CFD                  Short                                                                          65743                           2.1613        GBP
 48/7p ordinary              CFD                  Short                                                                          343855                          2.133125        GBP
 48/7p ordinary              CFD                  Short                                                                          1059552                         2.1822444        GBP
 48/7p ordinary              CFD                  Short                                                                          33641                           2.155378        GBP
 48/7p ordinary              CFD                  Short                                                                          35930                           2.157747        GBP
 48/7p ordinary              CFD                  Short                                                                          4343                            2.15098        GBP
 48/7p ordinary              CFD                  Short                                                                          11567                           2.150757        GBP
 48/7p ordinary              CFD                  Short                                                                          100000                          2.1255        GBP
 48/7p ordinary              CFD                  Short                                                                          606071                          2.18170261        GBP
 48/7p ordinary              CFD                  Short                                                                          668201                          2.15168331        GBP
 48/7p ordinary              CFD                  Short                                                                          1141825                         2.20366249        GBP
 48/7p ordinary              CFD                  Short                                                                          126262                          2.13160626316707        GBP
 48/7p ordinary              CFD                  Short                                                                          7929                            2.13856980703746        GBP
 48/7p ordinary              CFD                  Short                                                                          141809                          2.13914039306391        GBP
 48/7p ordinary              CFD                  Short                                                                          2014                            2.12418073485601        GBP
 48/7p ordinary              CFD                  Short                                                                          39000                           2.13133615384615        GBP
 48/7p ordinary              CFD                  Short                                                                          20166                           2.17065258355648        GBP
 48/7p ordinary              CFD                  Short                                                                          190820                          2.167502567865        GBP
 48/7p ordinary              CFD                  Short                                                                          1792                            2.169354        GBP
 48/7p ordinary              CFD                  Short                                                                          409                             2.168        GBP
 48/7p ordinary              CFD                  Short                                                                          104175                          2.13334847        GBP
 48/7p ordinary              CFD                  Short                                                                          30800                           2.186029        GBP
 48/7p ordinary              CFD                  Short                                                                          2014                            2.16253227408143        GBP
 48/7p ordinary              CFD                  Short                                                                          109863                          2.15492322255901        GBP
 48/7p ordinary              CFD                  Short                                                                          115000                          2.21880682        GBP
 48/7p ordinary              CFD                  Short                                                                          281                             2.180295        GBP
 48/7p ordinary              CFD                  Short                                                                          1052636                         2.203829        GBP
 48/7p ordinary              CFD                  Short                                                                          335000                          2.164926        GBP
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "
 None
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 Date of disclosure:  14 March 2018
 Contact name:        Wendy Dent
 Telephone number:    +44 (0)207 568 1245
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS
The company news service from the London Stock Exchange