REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI)- Melrose Industries PLC

Melrose IndustriesAnnouncement

14/03/2018 10:15

RNS Number : 7008H
UBS AG (EPT)
14 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 13 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
4761924
2.20400 GBP
2.14200 GBP
48/7p ordinary
Sell
3945003
2.20400 GBP
2.15000 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
62225
2.1671 GBP
48/7p ordinary
CFD
Long
1298
2.167103 GBP
48/7p ordinary
CFD
Long
1
2.177 GBP
48/7p ordinary
CFD
Long
10000
2.156 GBP
48/7p ordinary
CFD
Long
26600
2.172068 GBP
48/7p ordinary
CFD
Long
5111
2.160699 GBP
48/7p ordinary
CFD
Long
1868763
2.172 GBP
48/7p ordinary
CFD
Long
208
2.162 GBP
48/7p ordinary
CFD
Long
16052
2.1545788686768 GBP
48/7p ordinary
CFD
Long
6562
2.1569689119171 GBP
48/7p ordinary
CFD
Long
8386
2.15763653708562 GBP
48/7p ordinary
CFD
Long
17353
2.18483662767245 GBP
48/7p ordinary
CFD
Long
3767
2.18535439341651 GBP
48/7p ordinary
CFD
Long
10880
2.18444393382353 GBP
48/7p ordinary
CFD
Long
77391
2.15748820922329 GBP
48/7p ordinary
CFD
Long
61088
2.16009789156627 GBP
48/7p ordinary
CFD
Long
975
2.167097 GBP
48/7p ordinary
CFD
Long
287131
2.16803 GBP
48/7p ordinary
CFD
Long
4739
2.18927 GBP
48/7p ordinary
CFD
Long
33674
2.184643 GBP
48/7p ordinary
CFD
Long
36545
2.182366 GBP
48/7p ordinary
CFD
Long
10214
2.186742 GBP
48/7p ordinary
CFD
Long
47707
2.167744 GBP
48/7p ordinary
CFD
Long
40521
2.15705658794205 GBP
48/7p ordinary
CFD
Short
8908
2.166803 GBP
48/7p ordinary
CFD
Short
12
2.169 GBP
48/7p ordinary
CFD
Short
141
2.160972 GBP
48/7p ordinary
CFD
Short
62353
2.16874858 GBP
48/7p ordinary
CFD
Short
26860
2.17733435 GBP
48/7p ordinary
CFD
Short
52676
2.16175962 GBP
48/7p ordinary
CFD
Short
1000000
2.1783113 GBP
48/7p ordinary
CFD
Short
750000
2.166346 GBP
48/7p ordinary
CFD
Short
600000
2.1933152 GBP
48/7p ordinary
CFD
Short
250000
2.19344824 GBP
48/7p ordinary
CFD
Short
335691
2.1766 GBP
48/7p ordinary
CFD
Short
2990
2.17033444816054 GBP
48/7p ordinary
CFD
Short
27672
2.16902536860364 GBP
48/7p ordinary
CFD
Short
90488
2.172 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
14 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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