REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

15/03/2018 10:35

RNS Number : 8475H
UBS AG (EPT)
15 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 14 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
2424388
2.20830 GBP
2.16309 GBP
48/7p ordinary
Sell
5047183
2.20700
GBP
2.16309 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
668831
2.182 GBP
48/7p ordinary
CFD
Long
19911
2.19411 GBP
48/7p ordinary
CFD
Long
22478
2.19130572114957 GBP
48/7p ordinary
CFD
Long
8530
2.19243610785463 GBP
48/7p ordinary
CFD
Long
9992
2.19595276220977 GBP
48/7p ordinary
CFD
Long
65186
2.19740527107048 GBP
48/7p ordinary
CFD
Long
15264
2.19193527253669 GBP
48/7p ordinary
CFD
Long
52550
2.19605328258801 GBP
48/7p ordinary
CFD
Long
29911
2.17418675403698 GBP
48/7p ordinary
CFD
Long
26958
2.18556606573188 GBP
48/7p ordinary
CFD
Long
17131
2.17278559336875 GBP
48/7p ordinary
CFD
Long
7086
2.1994594976009 GBP
48/7p ordinary
CFD
Long
15128
2.196483 GBP
48/7p ordinary
CFD
Long
540800
2.170791 GBP
48/7p ordinary
CFD
Long
25117
2.185 GBP
48/7p ordinary
CFD
Long
68100
2.195451 GBP
48/7p ordinary
CFD
Long
676000
2.18594 GBP
48/7p ordinary
CFD
Long
1000000
2.20599365 GBP
48/7p ordinary
CFD
Long
64963
2.202093 GBP
48/7p ordinary
CFD
Long
14786
2.201606 GBP
48/7p ordinary
CFD
Long
73707
2.201765 GBP
48/7p ordinary
CFD
Long
22894
2.201871 GBP
48/7p ordinary
CFD
Long
37307
2.196947 GBP
48/7p ordinary
CFD
Long
101400
2.20303993 GBP
48/7p ordinary
CFD
Short
112
2.197 GBP
48/7p ordinary
CFD
Short
3739
2.171978 GBP
48/7p ordinary
CFD
Short
11521
2.186872 GBP
48/7p ordinary
CFD
Short
36208
2.1697 GBP
48/7p ordinary
CFD
Short
4246
2.20014130946773 GBP
48/7p ordinary
CFD
Short
47262
2.201764 GBP
48/7p ordinary
CFD
Short
81814
2.2083 GBP
48/7p ordinary
CFD
Short
134517
2.184839 GBP
48/7p ordinary
CFD
Short
25117
2.185 GBP
48/7p ordinary
CFD
Short
24800
2.207 GBP
48/7p ordinary
CFD
Short
12517
2.20071354 GBP
48/7p ordinary
CFD
Short
289
2.206308 GBP
48/7p ordinary
CFD
Short
482606
2.195252 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
15 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
END
FERLLFVIVLIELIT