REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

16/03/2018 10:35

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RNS Number : 9859H
UBS AG (EPT)
16 March 2018
 
This announcement replaces the previous RNS announcement  8475H  released at
10:32 am on the 15(th) March 2018. Amendment made to section 2 (a). All other
information remains unchanged
FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
 
1.         KEY INFORMATION
 
 (a) Name of exempt principal trader:                                                        UBS Investment Bank, London
 (b) Name of offeror/offeree in relation to whose relevant securities this form              Melrose Industries plc
 relates:
      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is                    GKN Plc
 connected:
 (d) Date dealing undertaken:                                                                14 March 2018
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES GKN Plc
 making disclosures in respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"
 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 48/7p ordinary              Buy               3394256                     2.20830       GBP                     2.16309        GBP
 48/7p ordinary              Sell              5047183                     2.20700                               2.16309        GBP
                                                                           GBP
 
(b)        Cash-settled derivative transactions
 
 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit
                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 48/7p ordinary              CFD                  Long                                                                           668831                          2.182        GBP
 48/7p ordinary              CFD                  Long                                                                           19911                           2.19411 GBP
 48/7p ordinary              CFD                  Long                                                                           22478                           2.19130572114957        GBP
 48/7p ordinary              CFD                  Long                                                                           8530                            2.19243610785463        GBP
 48/7p ordinary              CFD                  Long                                                                           9992                            2.19595276220977        GBP
 48/7p ordinary              CFD                  Long                                                                           65186                           2.19740527107048        GBP
 48/7p ordinary              CFD                  Long                                                                           15264                           2.19193527253669        GBP
 48/7p ordinary              CFD                  Long                                                                           52550                           2.19605328258801        GBP
 48/7p ordinary              CFD                  Long                                                                           29911                           2.17418675403698        GBP
 48/7p ordinary              CFD                  Long                                                                           26958                           2.18556606573188        GBP
 48/7p ordinary              CFD                  Long                                                                           17131                           2.17278559336875        GBP
 48/7p ordinary              CFD                  Long                                                                           7086                            2.1994594976009        GBP
 48/7p ordinary              CFD                  Long                                                                           15128                           2.196483        GBP
 48/7p ordinary              CFD                  Long                                                                           540800                          2.170791        GBP
 48/7p ordinary              CFD                  Long                                                                           25117                           2.185        GBP
 48/7p ordinary              CFD                  Long                                                                           68100                           2.195451        GBP
 48/7p ordinary              CFD                  Long                                                                           676000                          2.18594        GBP
 48/7p ordinary              CFD                  Long                                                                           1000000                         2.20599365        GBP
 48/7p ordinary              CFD                  Long                                                                           64963                           2.202093        GBP
 48/7p ordinary              CFD                  Long                                                                           14786                           2.201606        GBP
 48/7p ordinary              CFD                  Long                                                                           73707                           2.201765        GBP
 48/7p ordinary              CFD                  Long                                                                           22894                           2.201871        GBP
 48/7p ordinary              CFD                  Long                                                                           37307                           2.196947        GBP
 48/7p ordinary              CFD                  Long                                                                           101400                          2.20303993        GBP
 48/7p ordinary              CFD                  Short                                                                          112                             2.197        GBP
 48/7p ordinary              CFD                  Short                                                                          3739                            2.171978        GBP
 48/7p ordinary              CFD                  Short                                                                          11521                           2.186872        GBP
 48/7p ordinary              CFD                  Short                                                                          36208                           2.1697        GBP
 48/7p ordinary              CFD                  Short                                                                          4246                            2.20014130946773        GBP
 48/7p ordinary              CFD                  Short                                                                          47262                           2.201764        GBP
 48/7p ordinary              CFD                  Short                                                                          81814                           2.2083        GBP
 48/7p ordinary              CFD                  Short                                                                          134517                          2.184839        GBP
 48/7p ordinary              CFD                  Short                                                                          25117                           2.185        GBP
 48/7p ordinary              CFD                  Short                                                                          24800                           2.207        GBP
 48/7p ordinary              CFD                  Short                                                                          12517                           2.20071354        GBP
 48/7p ordinary              CFD                  Short                                                                          289                             2.206308        GBP
 48/7p ordinary              CFD                  Short                                                                          482606                          2.195252        GBP
 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit
                                                                                                                                                                                      e.g. American, European etc.
 
(ii)        Exercise
 
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit
                             e.g. call option
 
(d)        Other dealings (including subscribing for new securities)
 
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)
                             e.g. subscription, conversion
 
 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none "
 None
 
(b)        Agreements, arrangements or understandings relating to
options or derivatives
 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:
 (i)  the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None
 
 
 Date of disclosure:  16 March 2018
 Contact name:        Wendy Dent
 Telephone number:    +44 (0)207 568 1245
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS
The company news service from the London Stock Exchange