REG - UBS AG (EPT) GKN PLC Melrose Industries - Form 8.5 (EPT/RI) - Melrose Industries PLC

Melrose IndustriesAnnouncement

16/03/2018 10:45

RNS Number : 9907H
UBS AG (EPT)
16 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 15 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
3186868
2.25500 GBP
2.18100 GBP
48/7p ordinary
Sell
16537805
2.25500 GBP
2.14635 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
552658
2.23602 GBP
48/7p ordinary
CFD
Long
638306
2.23168 GBP
48/7p ordinary
CFD
Long
961951
2.224066 GBP
48/7p ordinary
CFD
Long
1629353
2.18903 GBP
48/7p ordinary
CFD
Long
9431
2.234399 GBP
48/7p ordinary
CFD
Long
4046
2.199701 GBP
48/7p ordinary
CFD
Long
9431
2.2026 GBP
48/7p ordinary
CFD
Long
258101
2.202599 GBP
48/7p ordinary
CFD
Long
257922
2.1997 GBP
48/7p ordinary
CFD
Long
258102
2.2344 GBP
48/7p ordinary
CFD
Long
500000
2.1934 GBP
48/7p ordinary
CFD
Long
1265884
2.1894084 GBP
48/7p ordinary
CFD
Long
300000
2.1944628 GBP
48/7p ordinary
CFD
Long
371387
2.19691998 GBP
48/7p ordinary
CFD
Long
500000
2.1924 GBP
48/7p ordinary
CFD
Long
644863
2.166311 GBP
48/7p ordinary
CFD
Long
1135145
2.2072413 GBP
48/7p ordinary
CFD
Long
1500000
2.146345 GBP
48/7p ordinary
CFD
Long
2075710
2.2401852 GBP
48/7p ordinary
CFD
Long
637347
2.239061 GBP
48/7p ordinary
CFD
Long
2220
2.221 GBP
48/7p ordinary
CFD
Long
51730
2.219515 GBP
48/7p ordinary
CFD
Long
47156
2.2429462 GBP
48/7p ordinary
CFD
Long
5385
2.199699 GBP
48/7p ordinary
CFD
Short
7434
2.243833 GBP
48/7p ordinary
CFD
Short
117
2.2236 GBP
48/7p ordinary
CFD
Short
2220
2.19336481 GBP
48/7p ordinary
CFD
Short
16445
2.22134387351779 GBP
48/7p ordinary
CFD
Short
20000
2.193187 GBP
48/7p ordinary
CFD
Short
100000
2.243278 GBP
48/7p ordinary
CFD
Short
100000
2.237146 GBP
48/7p ordinary
CFD
Short
676
2.208954 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
16 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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