REG - UBS AG (EPT) Melrose Industries - Form 8.5 (EPT/RI) - GKN PLC

Melrose IndustriesAnnouncement

13/03/2018 11:35

RNS Number : 5708H
UBS AG (EPT)
13 March 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 GKN plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN plc
(d) Date dealing undertaken:
 12 March 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
Melrose Industries plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
10p ordinary
Buy
8742088
4.44042 GBP
4.22350 GBP
10p ordinary
Sell
8668156
4.44042 GBP
4.22349 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
10p ordinary
CFD
Long
75
4.356 GBP
10p ordinary
CFD
Long
704174
4.410044 GBP
10p ordinary
CFD
Long
37400
4.24038 GBP
10p ordinary
CFD
Long
71600
4.36530503 GBP
10p ordinary
CFD
Long
626954
4.38149201 GBP
10p ordinary
CFD
Long
57
4.3239 GBP
10p ordinary
CFD
Long
122151
4.4148 GBP
10p ordinary
CFD
Long
7635
4.2567979 GBP
10p ordinary
CFD
Short
152723
4.243 GBP
10p ordinary
CFD
Short
190903
4.2739 GBP
10p ordinary
CFD
Short
97000
4.3829 GBP
10p ordinary
CFD
Short
6976
4.273899 GBP
10p ordinary
CFD
Short
2394
4.242999 GBP
10p ordinary
CFD
Short
3186
4.243001 GBP
10p ordinary
CFD
Short
791517
4.3414 GBP
10p ordinary
CFD
Short
203250
4.32031601 GBP
10p ordinary
CFD
Short
3
4.364 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
13 March 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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