REG - UBS AG (EPT) Melrose Industries - Form 8.5 (EPT/RI) MelroseIndustries <Origin Href="QuoteRef">MRON.L</Origin>

Melrose IndustriesAnnouncement

16/01/2018 11:45

RNS Number : 0259C
UBS AG (EPT)
16 January 2018
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader:
 UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
 Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:
 GKN Plc
(d) Date dealing undertaken:
 15 January 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"
YES
GKN Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
48/7p ordinary
Buy
1505987
2.32050 GBP
2.25478 GBP
48/7p ordinary
Sell
1133976
2.32050 GBP
2.24300 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description
e.g. CFD
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
48/7p ordinary
CFD
Long
214
2.243 GBP
48/7p ordinary
CFD
Long
20000
2.24335805 GBP
48/7p ordinary
CFD
Long
31219
2.296707 GBP
48/7p ordinary
CFD
Long
4800
2.284879 GBP
48/7p ordinary
CFD
Long
84949
2.294876 GBP
48/7p ordinary
CFD
Long
110400
2.29334 GBP
48/7p ordinary
CFD
Long
84042
2.294701 GBP
48/7p ordinary
CFD
Long
17364
2.289506 GBP
48/7p ordinary
CFD
Long
50000
2.297926 GBP
48/7p ordinary
CFD
Long
1228
2.255643 GBP
48/7p ordinary
CFD
Long
27282
2.29724030496298 GBP
48/7p ordinary
CFD
Short
201904
2.2967 GBP
48/7p ordinary
CFD
Short
71422
2.306 GBP
48/7p ordinary
CFD
Short
18111
2.26865 GBP
48/7p ordinary
CFD
Short
50008
2.269605 GBP
48/7p ordinary
CFD
Short
58089
2.266877 GBP
48/7p ordinary
CFD
Short
568
2.3008 GBP
48/7p ordinary
CFD
Short
7226
2.27621 GBP
48/7p ordinary
CFD
Short
5037
2.305998 GBP
48/7p ordinary
CFD
Short
37478
2.25691255 GBP
48/7p ordinary
CFD
Short
213561
2.2978 GBP
48/7p ordinary
CFD
Short
125288
2.2733 GBP
48/7p ordinary
CFD
Short
35169
2.299154 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit








(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit




(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)



3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
16 January 2018
Contact name:
Wendy Dent
Telephone number:
+44 (0)207 568 1245
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
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