REG - Metro Bank PLC Bank of America Corp - Holding(s) in Company
15/03/2019 17:00
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RNS Number : 0831T
Metro Bank PLC
15 March 2019
The following amendments have been made to the 'Holdings in Company'
announcement released on 14 March 2019 at 17.24 under RNS No 9458S.
The resulting situation on the date on which the threshold was crossed or
reached has been amended to state 'Below Notifiable Threshold'.
The full amended text is shown below.
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing shares to METRO BANK PLC
which voting rights are attached(ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)(iii): Placing of new ordinary shares
3. Details of person subject to the notification obligation(iv)
Name Bank of America Corporation
City and country of registered office (if applicable) Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)(v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached(vi): 11(th) March 2019
6. Date on which issuer notified (DD/MM/YYYY): 14(th) March 2019
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights of issuer(vii)
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached Below Notifiable Threshold Below Notifiable Threshold Below Notifiable Threshold 97,420,458
Position of previous notification (if 3.057% 3.760% 6.818%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Direct I
n
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) d
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N/A N/A N/A
N/A N/A
SUBTOTAL 8. A N/A N/A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
N/A
N/A N/A N/A N/A
SUBTOTAL 8. B 1
N/A N/A
B2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
N/A N/A N/A N/A N/A N/A
SUBTOTAL 8.B.2
N/A N/A
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BofAML Jersey Holdings Limited N/A N/A N/A
BofAML EMEA Holdings 2 Limited N/A N/A N/A
ML UK Capital Holdings Limited N/A N/A N/A
Merrill Lynch International N/A N/A N/A
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding Company N/A N/A N/A
BANA Holding Corporation N/A N/A N/A
Bank of America, National Association N/A N/A N/A
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A
N/A
BAC North America Holding Company N/A N/A N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding Company N/A N/A N/A
BANA Holding Corporation N/A N/A N/A
Bank of America, National Association N/A N/A N/A
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A
N/A
BAC North America Holding Company N/A N/A N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Place of completion United Kingdom
Date of completion 14(th) March 2019
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
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