REG - Mining, Minerals&Mtl - TR-1: Standard form notification of major holdings

Mining Minerals & MetalsAnnouncement

16/12/2021 07:00

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RNS Number : 8186V  Mining, Minerals & Metals PLC  16 December 2021

TR-1: Standard form for notification of major holdings

 

 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
 the FCA in Microsoft Word format if possible)(i)

 1a. Identity of the issuer or the underlying issuer of existing shares to                                                                                     Mining, Minerals & Metals plc
 which voting rights are attached(ii):
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an
 "X" if appropriate)
 Non-UK issuer
 2. Reason for the notification (please mark the appropriate box or boxes with
 an "X")
 An acquisition or disposal of voting rights                                                                                                                                                                                                          X
 An acquisition or disposal of financial instruments
 An event changing the breakdown of voting rights
 Other (please specify)(iii):
 3. Details of person subject to the notification obligation(iv)
 Name                                                                                                                                                          Michael Sobeck
 City and country of registered office (if applicable)                                                                                                         305 Calle Villamil, Apt 2010, San Juan, PR 00907 USA
 4. Full name of shareholder(s) (if different from 3.)(v)
 Name
 City and country of registered office (if applicable)
 5. Date on which the threshold was crossed or reached(vi):                                                                                                    10 December 2021
 6. Date on which issuer notified (DD/MM/YYYY):                                                                                                                14 December 2021
 7. Total positions of person(s) subject to the notification obligation
                                                                            % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments        Total of both in % (8.A + 8.B)  Total number of voting rights held in issuer(vii)

(total of 8.B 1 + 8.B 2)
 Resulting situation on the date on which threshold was crossed or reached  19.44%                                                 0%                                                      19.44%                          32,049,999
 Position of previous notification (if                                      9.33%                                                  N/A                                                     N/A

 applicable)

 

 8. Notified details of the resulting situation on the date on which the
 threshold was crossed or reached(viii)
 A: Voting rights attached to shares
 Class/type of                                  Number of voting rights(ix)                                                 % of voting rights

shares

 ISIN code (if possible)
                                                Direct                     Indirect                                         Direct                                           Indirect

                                                (DTR5.1)                    (DTR5.2.1)                                      (DTR5.1)                                         (DTR5.2.1)
 GB00BF7L9148                                   6,229,327                  N/A                                              19.44%                                           N/A
 SUBTOTAL 8. A                                  6,229,327                                                                   19.44%

 B 1: Financial Instruments according to DTR5.3.1R (1) (a)
 Type of financial instrument                   Expiration  Exercise/                               Number of voting rights that may be acquired if the instrument is        % of voting rights

date(x)
Conversion Period(xi)

                                                                                                    exercised/converted.
 N/A                                            N/A         N/A                                     N/A                                                                      N/A
                                                            SUBTOTAL 8. B 1                         N/A                                                                      N/A

 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R
 (1) (b)
 Type of financial instrument  Expiration                   Exercise/                     Physical or cash                                          Number of voting rights  % of voting rights

date(x)
Conversion Period (xi)

                                                                                          settlement(xii)
 N/A                           N/A                          N/A                           N/A                                                       N/A                      N/A
                                                                                          SUBTOTAL 8.B.2                                            N/A                      N/A

 

 9. Information in relation to the person subject to the notification
 obligation (please mark the

 applicable box with an "X")
 Person subject to the notification obligation is not controlled by any natural                                                                                                                                           X
 person or legal entity and does not control any other undertaking(s) holding
 directly or indirectly an interest in the (underlying) issuer(xiii)
 Full chain of controlled undertakings through which the voting rights and/or
 the

financial instruments are effectively held starting with the ultimate
 controlling natural person or legal entity(xiv )(please add additional rows
 as necessary)
 Name(xv)                    % of voting rights if it equals or is higher than the notifiable threshold  % of voting rights through financial instruments if it equals or is higher  Total of both if it equals or is higher than the notifiable threshold
                                                                                                         than the notifiable threshold
 N/A                         N/A                                                                         N/A                                                                         N/A

 10. In case of proxy voting, please identify:
 Name of the proxy holder                                                                                N/A
 The number and % of voting rights held                                                                  N/A
 The date until which the voting rights will be held                                                     N/A

 11. Additional information(xvi)
 N/A

 

 Place of completion  San Juan, Puerto Rico
 Date of completion   14 December 2021

 

 

 

 

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