REG - Morgan Stanley Cap Horizon Therapeutics - Rule 38.5_A -Horizon Therapeutics plc

Morgan StanleyAnnouncement

09/10/2023 12:00

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RNS Number : 4306P  Morgan Stanley Capital Services LLC  09 October 2023

 

FORM 38.5(a) (EPT/RI)

 

IRISH TAKEOVER PANEL

 

DEALING DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH

TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022

BY A CONNECTED EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS AND DEALING IN

A CLIENT-SERVING CAPACITY

 

1.             KEY INFORMATION

 

 

 (a)   Name of exempt principal trader:                                         Morgan Stanley Capital Services LLC
 (b)   Name of offeror/offeree in relation to whose relevant securities this    Horizon Therapeutics plc
 form relates:

 Use a separate form for each offeror/offeree
 (c)   Name of the party to the offer with which exempt principal trader is     Horizon Therapeutics plc
 connected: (Note 1)
 (d)   Date dealing undertaken:                                                 06 October 2023
 (e)   In addition to the company in 1(b) above, is the exempt principal        N/A
 trader also making disclosures in respect of any other party to the offer?

 If it is a cash offer or possible cash offer, state "N/A"

 

2.             DEALINGS BY THE EXEMPT PRINCIPAL TRADER (Note 2)

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

 

 

(a)           Purchases and sales

 

 Class of    Purchases/   Total        Highest       Lowest
 relevant    sales
number of   price per     price per
 security                 securities   unit paid/    unit paid/
 (Note 3)                              received      received
 N/A         N/A          N/A          N/A           N/A

 

(b)           Cash-settled derivative transactions

 

 Class of                Product       Nature of dealing          Number of    Price per
 relevant                description   e.g. opening/closing       reference
unit (Note 5)
 security                e.g. CFD      a long/short position,     securities
                                       increasing/reducing a      (Note 4)
                                       long/short position
 0.0001 ordinary shares  CFD           reducing a short position  68           116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  77,491       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  73,716       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  46           116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  50           116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  644          116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  5,000        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  144,534      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  242,206      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  8,453        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  11,003       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  9,864        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  104          116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  17           116.5000 USD
 0.0001 ordinary shares  CFD           reducing a long position   3,081        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  81,770       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  10,500       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  284,505      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  246,187      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  16,757       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  439          116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  1,062        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  50,688       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  6,898        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  13,506       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  60           116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  17,618       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  135,271      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  28,150       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  496,684      116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  6,363        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  600          116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  1            116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  2,200        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  36,275       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  2,900        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  13,585       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  23,300       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  16,951       116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  5,200        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  5,255        116.5000 USD
 0.0001 ordinary shares  CFD           reducing a short position  2            116.5000 USD

 

(c)           Stock-settled derivative transactions (including
options)

 

(i)            Writing, selling, purchasing or varying

 

 Class of    Product            Writing,       Number        Exercise     Type         Expiry  Option
 relevant    description        purchasing,    of            price per     e.g.
date   money
 security    e.g. call option   selling,       securities    unit         American,            paid/
                                varying etc.   to which                   European             received
                                               option                     etc.                 per unit
                                               relates
                                               (Note 4)
 N/A         N/A                N/A            N/A           N/A          N/A          N/A     N/A

 

(ii)           Exercise

 

 Class of    Product            Exercising/   Number of    Exercise price
 relevant    description        exercised     securities
per unit
 security    e.g. call option   against                    (Note 5)
 N/A         N/A                N/A           N/A          N/A

 

(d)           Other dealings (including transactions in respect of
new securities)

 

 Class of relevant security  Nature of             Details  Price per unit
                             dealing                        (if applicable)
                             e.g. subscription,             (Note 5)
                             conversion,
                             exercise
 N/A                         N/A                   N/A      N/A

 

 

3.             OTHER INFORMATION

 

(a)           Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)           Agreements, arrangements or understandings relating to
options or derivatives

 

 Full details of any agreement, arrangement or understanding between the person
 disclosing and any other person relating to the voting rights of any relevant
 securities under any option referred to on this form or relating to the voting
 rights or future acquisition or disposal of any relevant securities to which
 any derivative referred to on this form is referenced. If none, this should be
 stated.
 NONE

 

 Date of disclosure:  09 October 2023
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 38 of the Rules must be made to a Regulatory
Information Service.

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