REG - Morgan Stanley & Co. - Form 8.5 (EPT/RI)-BHP Group Limited
29/04/2024 13:15
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RNS Number : 4314M Morgan Stanley & Co. Int'l plc 29 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 986 56.4436 USD 56.1100 USD
ADR SALES 986 56.4436 USD 56.1100 USD
Ordinary NPV SALES 512,284 22.8709 GBP 22.3400 GBP
Ordinary NPV PURCHASES 821,075 22.9150 GBP 22.3250 GBP
Ordinary NPV SALES 582,504 43.6000 AUD 38.1003 AUD
Ordinary NPV PURCHASES 550,116 46.6738 AUD 43.1500 AUD
Ordinary NPV PURCHASES 8,149 526.5100 ZAR 526.5100 ZAR
Ordinary NPV SALES 8,149 526.5100 ZAR 526.5100 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 35,746 22.4149 GBP
Ordinary NPV CFD increasing a long position 48 22.4438 GBP
Ordinary NPV CFD increasing a long position 1,156 22.5000 GBP
Ordinary NPV CFD increasing a long position 95 22.5000 GBP
Ordinary NPV CFD increasing a long position 29,383 43.2874 AUD
Ordinary NPV CFD increasing a long position 4 526.5100 ZAR
Ordinary NPV CFD increasing a long position 6 531.3367 ZAR
Ordinary NPV CFD increasing a long position 2,699 531.8897 ZAR
Ordinary NPV CFD increasing a long position 21,343 533.1733 ZAR
Ordinary NPV CFD increasing a long position 23,400 533.6743 ZAR
Ordinary NPV CFD increasing a long position 19,144 533.7171 ZAR
Ordinary NPV CFD increasing a short position 1,944 22.4200 GBP
Ordinary NPV CFD increasing a short position 35,007 22.4331 GBP
Ordinary NPV CFD increasing a short position 8,980 22.4466 GBP
Ordinary NPV CFD increasing a short position 2,038 22.5000 GBP
Ordinary NPV CFD increasing a short position 53,361 22.6632 GBP
Ordinary NPV CFD increasing a short position 139 22.7300 GBP
Ordinary NPV CFD increasing a short position 323 22.8400 GBP
Ordinary NPV CFD increasing a short position 4 526.5100 ZAR
Ordinary NPV CFD increasing a short position 2,699 531.8897 ZAR
Ordinary NPV CFD increasing a short position 422 533.1733 ZAR
Ordinary NPV CFD increasing a short position 7,489 535.8406 ZAR
Ordinary NPV CFD reducing a long position 3,003 22.4393 GBP
Ordinary NPV CFD reducing a long position 390 22.7122 GBP
Ordinary NPV CFD reducing a long position 6 531.3367 ZAR
Ordinary NPV CFD reducing a long position 15,911 532.6546 ZAR
Ordinary NPV CFD reducing a long position 20,921 533.1733 ZAR
Ordinary NPV CFD reducing a long position 19,144 533.7171 ZAR
Ordinary NPV CFD reducing a long position 166 535.0191 ZAR
Ordinary NPV CFD reducing a short position 20 22.3923 GBP
Ordinary NPV CFD reducing a short position 1,944 22.4150 GBP
Ordinary NPV CFD reducing a short position 323 22.5260 GBP
Ordinary NPV CFD reducing a short position 41,661 22.5946 GBP
Ordinary NPV CFD reducing a short position 311 22.7360 GBP
Ordinary NPV CFD reducing a short position 113 22.7485 GBP
Ordinary NPV CFD reducing a short position 166 535.0191 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 29 April 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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