REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)-Replacement of Hargreaves
09/07/2024 15:45
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RNS Number : 7368V Morgan Stanley & Co. Int'l plc 09 July 2024
AMENDMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Hargreaves Lansdown plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Hargreaves Lansdown plc
connected:
(d) Date dealing undertaken: 05 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.4p ordinary PURCHASES 315,626 11.2300 GBP 11.0000 GBP
0.4p ordinary SALES 316,854 11.2750 GBP 11.0000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
0.4p ordinary CFD increasing a long position 31 11.0371 GBP
0.4p ordinary CFD increasing a long position 40,042 11.0471 GBP
0.4p ordinary CFD increasing a long position 86 11.0500 GBP
0.4p ordinary CFD increasing a long position 160 11.0500 GBP
0.4p ordinary CFD increasing a long position 1,458 11.0500 GBP
0.4p ordinary CFD increasing a long position 5,871 11.0502 GBP
0.4p ordinary CFD increasing a long position 1 11.0525 GBP
0.4p ordinary CFD increasing a long position 4,028 11.0859 GBP
0.4p ordinary CFD increasing a long position 209 11.1716 GBP
0.4p ordinary CFD increasing a long position 819 11.2038 GBP
0.4p ordinary CFD increasing a short position 1,204 11.0438 GBP
0.4p ordinary CFD increasing a short position 775 11.0447 GBP
0.4p ordinary CFD increasing a short position 4,687 11.0449 GBP
0.4p ordinary CFD increasing a short position 588 11.0500 GBP
0.4p ordinary CFD increasing a short position 176 11.0500 GBP
0.4p ordinary CFD increasing a short position 950 11.0500 GBP
0.4p ordinary CFD increasing a short position 27,579 11.0500 GBP
0.4p ordinary CFD increasing a short position 142 11.0650 GBP
0.4p ordinary CFD increasing a short position 298 11.0653 GBP
0.4p ordinary CFD increasing a short position 75 11.1248 GBP
0.4p ordinary CFD increasing a short position 1,000 11.1373 GBP
0.4p ordinary CFD increasing a short position 47,336 11.1403 GBP
0.4p ordinary CFD reducing a long position 19,828 11.0000 GBP
0.4p ordinary CFD reducing a long position 4,928 11.0419 GBP
0.4p ordinary CFD reducing a long position 5,588 11.0447 GBP
0.4p ordinary CFD reducing a long position 162 11.0500 GBP
0.4p ordinary CFD reducing a long position 7 11.0500 GBP
0.4p ordinary CFD reducing a long position 11 11.0500 GBP
0.4p ordinary CFD reducing a long position 2,900 11.0500 GBP
0.4p ordinary CFD reducing a long position 1,324 11.0500 GBP
0.4p ordinary CFD reducing a long position 137 11.0501 GBP
0.4p ordinary CFD reducing a long position 8,100 11.0502 GBP
0.4p ordinary CFD reducing a long position 130 11.0505 GBP
0.4p ordinary CFD reducing a long position 360 11.0517 GBP
0.4p ordinary CFD reducing a long position 7,068 11.0617 GBP
0.4p ordinary CFD reducing a long position 13,301 11.0637 GBP
0.4p ordinary CFD reducing a long position 1,296 11.0760 GBP
0.4p ordinary CFD reducing a long position 510 11.0796 GBP
0.4p ordinary CFD reducing a long position 4,789 11.0796 GBP
0.4p ordinary CFD reducing a long position 1,541 11.0982 GBP
0.4p ordinary CFD reducing a long position 1,230 11.1123 GBP
0.4p ordinary CFD reducing a long position 40,042 11.1210 GBP
0.4p ordinary CFD reducing a long position 1,040 11.1244 GBP
0.4p ordinary CFD reducing a long position 87 11.1403 GBP
0.4p ordinary CFD reducing a long position 819 11.1563 GBP
0.4p ordinary CFD reducing a long position 389 11.1761 GBP
0.4p ordinary CFD reducing a long position 628 11.1876 GBP
0.4p ordinary CFD reducing a short position 142 11.0450 GBP
0.4p ordinary CFD reducing a short position 2,517 11.0498 GBP
0.4p ordinary CFD reducing a short position 34,543 11.0500 GBP
0.4p ordinary CFD reducing a short position 47,336 11.0500 GBP
0.4p ordinary CFD reducing a short position 291 11.0511 GBP
0.4p ordinary CFD reducing a short position 174 11.0513 GBP
0.4p ordinary CFD reducing a short position 6,366 11.0641 GBP
0.4p ordinary CFD reducing a short position 1,153 11.0664 GBP
0.4p ordinary CFD reducing a short position 1,142 11.2750 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 09 July 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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