REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)-Replacement of Hargreaves
08/08/2024 14:45
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RNS Number : 7835Z Morgan Stanley & Co. Int'l plc 08 August 2024
AMENDMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Hargreaves Lansdown plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Hargreaves Lansdown plc
connected:
(d) Date dealing undertaken: 05 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.4p ordinary PURCHASES 345,273 10.7750 GBP 10.5050 GBP
0.4p ordinary SALES 420,821 10.7750 GBP 10.4950 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
0.4p ordinary CFD increasing a long position 1,491 10.5150 GBP
0.4p ordinary CFD increasing a long position 20,863 10.5154 GBP
0.4p ordinary CFD increasing a long position 13,477 10.5373 GBP
0.4p ordinary CFD increasing a long position 9,582 10.5388 GBP
0.4p ordinary CFD increasing a long position 1,192 10.5568 GBP
0.4p ordinary CFD increasing a long position 29,260 10.5600 GBP
0.4p ordinary CFD increasing a long position 267 10.5750 GBP
0.4p ordinary CFD increasing a long position 2,150 10.5765 GBP
0.4p ordinary CFD increasing a long position 30 10.5800 GBP
0.4p ordinary CFD increasing a long position 10,727 10.5847 GBP
0.4p ordinary CFD increasing a long position 66 10.6065 GBP
0.4p ordinary CFD increasing a long position 6 10.6750 GBP
0.4p ordinary CFD increasing a short position 240 10.5150 GBP
0.4p ordinary CFD increasing a short position 5,248 10.5150 GBP
0.4p ordinary CFD increasing a short position 249 10.5150 GBP
0.4p ordinary CFD increasing a short position 3,904 10.5150 GBP
0.4p ordinary CFD increasing a short position 4,760 10.5150 GBP
0.4p ordinary CFD increasing a short position 11,154 10.5173 GBP
0.4p ordinary CFD increasing a short position 1,283 10.5372 GBP
0.4p ordinary CFD increasing a short position 1,831 10.5380 GBP
0.4p ordinary CFD increasing a short position 17,378 10.5380 GBP
0.4p ordinary CFD increasing a short position 59 10.5502 GBP
0.4p ordinary CFD increasing a short position 35 10.5502 GBP
0.4p ordinary CFD increasing a short position 744 10.5571 GBP
0.4p ordinary CFD increasing a short position 663 10.5571 GBP
0.4p ordinary CFD increasing a short position 21,000 10.5790 GBP
0.4p ordinary CFD increasing a short position 1,034 10.5827 GBP
0.4p ordinary CFD increasing a short position 20 10.6170 GBP
0.4p ordinary CFD increasing a short position 1,553 10.6600 GBP
0.4p ordinary CFD reducing a long position 137 10.5150 GBP
0.4p ordinary CFD reducing a long position 19 10.5150 GBP
0.4p ordinary CFD reducing a long position 682 10.5152 GBP
0.4p ordinary CFD reducing a long position 2,980 10.5181 GBP
0.4p ordinary CFD reducing a long position 10,864 10.5260 GBP
0.4p ordinary CFD reducing a long position 17,903 10.5411 GBP
0.4p ordinary CFD reducing a long position 2,550 10.5610 GBP
0.4p ordinary CFD reducing a long position 8,851 10.5769 GBP
0.4p ordinary CFD reducing a long position 459 10.5875 GBP
0.4p ordinary CFD reducing a short position 12,169 10.5150 GBP
0.4p ordinary CFD reducing a short position 38,150 10.5183 GBP
0.4p ordinary CFD reducing a short position 19 10.5579 GBP
0.4p ordinary CFD reducing a short position 7,325 10.5587 GBP
0.4p ordinary CFD reducing a short position 2,161 10.5670 GBP
0.4p ordinary CFD reducing a short position 4,090 10.5865 GBP
0.4p ordinary CFD reducing a short position 1,260 10.5954 GBP
0.4p ordinary CFD reducing a short position 763 10.5956 GBP
0.4p ordinary CFD reducing a short position 21,000 10.5957 GBP
0.4p ordinary CFD reducing a short position 3,135 10.6022 GBP
0.4p ordinary CFD reducing a short position 416 10.6065 GBP
0.4p ordinary CFD reducing a short position 1,327 10.6431 GBP
0.4p ordinary CFD reducing a short position 1,000 10.6771 GBP
0.4p ordinary CFD reducing a short position 100 10.6918 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 08 August 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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