REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)-Replacement of Hargreaves
03/09/2024 16:45
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RNS Number : 7623C Morgan Stanley & Co. Int'l plc 03 September 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Hargreaves Lansdown plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Hargreaves Lansdown plc
connected:
(d) Date dealing undertaken: 30 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.4p ordinary SALES 158,381 11.1100 GBP 11.0198 GBP
0.4p ordinary PURCHASES 270,557 11.1102 GBP 11.0200 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
0.4p ordinary CFD increasing a long position 81 11.0198 GBP
0.4p ordinary CFD increasing a long position 4,350 11.0913 GBP
0.4p ordinary CFD increasing a long position 1,542 11.1100 GBP
0.4p ordinary CFD increasing a long position 1,600 11.1100 GBP
0.4p ordinary CFD increasing a long position 37,170 11.1100 GBP
0.4p ordinary CFD increasing a short position 200 11.0234 GBP
0.4p ordinary CFD increasing a short position 64,000 11.0256 GBP
0.4p ordinary CFD increasing a short position 2,865 11.0309 GBP
0.4p ordinary CFD increasing a short position 1,326 11.0309 GBP
0.4p ordinary CFD increasing a short position 640 11.0309 GBP
0.4p ordinary CFD increasing a short position 1,740 11.0309 GBP
0.4p ordinary CFD increasing a short position 1,519 11.0329 GBP
0.4p ordinary CFD increasing a short position 56,943 11.0351 GBP
0.4p ordinary CFD increasing a short position 171 11.0355 GBP
0.4p ordinary CFD increasing a short position 130 11.0355 GBP
0.4p ordinary CFD increasing a short position 282 11.0355 GBP
0.4p ordinary CFD increasing a short position 63 11.0355 GBP
0.4p ordinary CFD increasing a short position 1,756 11.1100 GBP
0.4p ordinary CFD increasing a short position 1,133 11.1100 GBP
0.4p ordinary CFD increasing a short position 175 11.1100 GBP
0.4p ordinary CFD increasing a short position 247 11.1100 GBP
0.4p ordinary CFD increasing a short position 2,662 11.1100 GBP
0.4p ordinary CFD increasing a short position 84 11.1100 GBP
0.4p ordinary CFD increasing a short position 505 11.1100 GBP
0.4p ordinary CFD reducing a long position 429 11.0465 GBP
0.4p ordinary CFD reducing a long position 2,366 11.1100 GBP
0.4p ordinary CFD reducing a long position 37,170 11.1100 GBP
0.4p ordinary CFD reducing a long position 558 11.1102 GBP
0.4p ordinary CFD reducing a short position 2,786 11.0407 GBP
0.4p ordinary CFD reducing a short position 5,594 11.0578 GBP
0.4p ordinary CFD reducing a short position 679 11.0874 GBP
0.4p ordinary CFD reducing a short position 411 11.0877 GBP
0.4p ordinary CFD reducing a short position 3,800 11.1100 GBP
0.4p ordinary CFD reducing a short position 230 11.1100 GBP
0.4p ordinary CFD reducing a short position 100 11.1100 GBP
0.4p ordinary CFD reducing a short position 1,882 11.1100 GBP
0.4p ordinary CFD reducing a short position 1,000 11.1100 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 September 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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