REG - Morgan Stanley & Co. Hargreaves Lansdown - Form 8.5 (EPT/RI)- Replacement of Hargreaves

Morgan StanleyAnnouncement

28/11/2024 12:00

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RNS Number : 0599O  Morgan Stanley & Co. Int'l plc  28 November 2024

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Hargreaves Lansdown plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Hargreaves Lansdown plc
 connected:
 (d) Date dealing undertaken:                                                    25 November 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    N/A
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 0.4p ordinary               SALES             361,979                     10.8961 GBP                           10.8800 GBP
 0.4p ordinary               PURCHASES         829,807                     10.9000 GBP                           10.8798 GBP
 0.4p ordinary               SALES             134,962                     13.6570 USD                           13.6570 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 0.4p ordinary               CFD                  increasing a long position                                                     7,063                           10.8820 GBP
 0.4p ordinary               CFD                  increasing a long position                                                     336                             10.8824 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    42,500                          10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    65,000                          10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    25,000                          10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    6,628                           10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    19,500                          10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    3,610                           10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    3,250                           10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    4,000                           10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    85                              10.8800 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    12,000                          10.8801 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    65,000                          10.8801 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    74                              10.8801 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    87                              10.8803 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    338                             10.8822 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    209                             10.8822 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    7,745                           10.8836 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    120                             10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    6,508                           10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    51,642                          10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    37,827                          10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    7,803                           10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    49,466                          10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    72,258                          10.8850 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    4,065                           10.8859 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    74                              10.8875 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    3,175                           10.8877 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    1,207                           10.8882 GBP
 0.4p ordinary               CFD                  increasing a short position                                                    24                              10.9000 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       299                             10.8800 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       1,882                           10.8803 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       20                              10.8805 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       2                               10.8825 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       154                             10.8834 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       1,482                           10.8838 GBP
 0.4p ordinary               CFD                  reducing a long position                                                       240                             10.8903 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      1,372                           10.8800 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      23,600                          10.8816 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      9,592                           10.8818 GBP
 0.4p ordinary               CFD                  reducing a short position                                                      7,704                           10.8845 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  28 November 2024
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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