REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

04/03/2020 11:40

RNS Number : 9943E
  
Morgan Stanley & Co. LLC
  
04 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   03 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,346,154


 90.8200 USD


 85.6500 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  1,365,799


 90.8200 USD


 85.6500 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 PUT


 PURCHASE


 100


 70.0000


A


 20/03/2020


 0.1000 USD




 CALL


 PURCHASE


 600


 95.0000


A


 06/03/2020


 0.1200 USD




 PUT


 PURCHASE


 100


 82.5000


A


 06/03/2020


 0.6200 USD




 PUT


 PURCHASE


 100


 82.5000


A


 06/03/2020


 0.6200 USD




 CALL


 PURCHASE


 100


 90.0000


A


 06/03/2020


 0.8000 USD




 PUT


 PURCHASE


 3,900


 85.5000


A


 06/03/2020


 0.8400 USD




 PUT


 PURCHASE


 100


 85.5000


A


 06/03/2020


 0.8400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 06/03/2020


 0.8800 USD




 CALL


 PURCHASE


 100


 91.0000


A


 06/03/2020


 0.9900 USD




 CALL


 PURCHASE


 100


 90.0000


A


 06/03/2020


 1.0400 USD




 CALL


 PURCHASE


 200


 90.0000


A


 06/03/2020


 1.0400 USD




 PUT


 PURCHASE


 100


 86.5000


A


 06/03/2020


 1.0700 USD




 CALL


 PURCHASE


 100


 91.0000


A


 06/03/2020


 1.1300 USD




 CALL


 PURCHASE


 100


 89.0000


A


 06/03/2020


 1.2100 USD




 PUT


 PURCHASE


 100


 87.5000


A


 06/03/2020


 1.5400 USD




 CALL


 PURCHASE


 400


 88.0000


A


 06/03/2020


 1.8600 USD




 PUT


 PURCHASE


 1,100


 86.5000


A


 06/03/2020


 2.0000 USD




 PUT


 PURCHASE


 500


 86.5000


A


 06/03/2020


 2.0000 USD




 PUT


 PURCHASE


 300


 88.5000


A


 06/03/2020


 2.1000 USD




 PUT


 PURCHASE


 200


 87.5000


A


 06/03/2020


 2.3700 USD




 CALL


 PURCHASE


 100


 88.0000


A


 06/03/2020


 2.4100 USD




 CALL


 PURCHASE


 100


 87.0000


A


 06/03/2020


 2.4300 USD




 CALL


 PURCHASE


 100


 89.0000


A


 06/03/2020


 2.5800 USD




 CALL


 SALE


 600


 92.0000


A


 06/03/2020


 0.3800 USD




 PUT


 SALE


 3,900


 84.5000


A


 06/03/2020


 0.6600 USD




 PUT


 SALE


 100


 84.5000


A


 06/03/2020


 0.6600 USD




 PUT


 SALE


 100


 85.5000


A


 06/03/2020


 1.0000 USD




 PUT


 SALE


 100


 86.5000


A


 06/03/2020


 1.2700 USD




 PUT


 SALE


 300


 87.5000


A


 06/03/2020


 1.6500 USD




 CALL


 SALE


 300


 89.0000


A


 06/03/2020


 1.7200 USD




 CALL


 SALE


 200


 89.0000


A


 06/03/2020


 1.7200 USD




 CALL


 SALE


 100


 87.0000


A


 06/03/2020


 1.9600 USD




 PUT


 SALE


 500


 87.0000


A


 20/03/2020


 3.0700 USD




 PUT


 SALE


 1,000


 82.5000


A


 15/05/2020


 3.7700 USD




 PUT


 PURCHASE


 300


 76.0000


A


 06/03/2020


 0.0600 USD




 PUT


 PURCHASE


 100


 76.0000


A


 06/03/2020


 0.0600 USD




 CALL


 PURCHASE


 700


 96.0000


A


 06/03/2020


 0.0800 USD




 PUT


 PURCHASE


 100


 79.0000


A


 06/03/2020


 0.2700 USD




 CALL


 PURCHASE


 400


 110.0000


A


 15/05/2020


 0.2900 USD




 CALL


 PURCHASE


 100


 105.0000


A


 17/04/2020


 0.3000 USD




 PUT


 PURCHASE


 100


 82.0000


A


 06/03/2020


 0.3300 USD




 PUT


 PURCHASE


 100


 82.0000


A


 06/03/2020


 0.4300 USD




 PUT


 PURCHASE


 500


 80.0000


A


 20/03/2020


 0.7000 USD




 PUT


 PURCHASE


 100


 80.0000


A


 13/03/2020


 0.7900 USD




 CALL


 PURCHASE


 200


 94.0000


A


 20/03/2020


 0.9200 USD




 PUT


 PURCHASE


 100


 84.0000


A


 20/03/2020


 1.1000 USD




 PUT


 PURCHASE


 100


 84.0000


A


 06/03/2020


 1.2500 USD




 CALL


 PURCHASE


 100


 93.0000


A


 20/03/2020


 1.2500 USD




 CALL


 PURCHASE


 100


 93.5000


A


 03/04/2020


 1.3200 USD




 CALL


 PURCHASE


 200


 93.5000


A


 03/04/2020


 1.3200 USD




 CALL


 PURCHASE


 300


 94.0000


A


 03/04/2020


 1.3300 USD




 PUT


 PURCHASE


 100


 87.0000


A


 06/03/2020


 1.3600 USD




 CALL


 PURCHASE


 200


 92.5000


A


 20/03/2020


 1.4000 USD




 CALL


 PURCHASE


 100


 92.5000


A


 20/03/2020


 1.4000 USD




 PUT


 PURCHASE


 800


 77.5000


A


 17/04/2020


 1.5200 USD




 CALL


 PURCHASE


 200


 89.5000


A


 13/03/2020


 1.5300 USD




 CALL


 PURCHASE


 200


 89.5000


A


 13/03/2020


 1.5300 USD




 CALL


 PURCHASE


 100


 89.5000


A


 06/03/2020


 1.5700 USD




 PUT


 PURCHASE


 100


 85.0000


A


 20/03/2020


 1.6000 USD




 PUT


 PURCHASE


 300


 77.5000


A


 17/04/2020


 1.6900 USD




 PUT


 PURCHASE


 800


 77.5000


A


 17/04/2020


 1.8600 USD




 PUT


 PURCHASE


 800


 77.5000


A


 17/04/2020


 1.8600 USD




 CALL


 PURCHASE


 200


 100.0000


A


 19/06/2020


 1.9700 USD




 CALL


 PURCHASE


 100


 100.0000


A


 19/06/2020


 2.0000 USD




 CALL


 PURCHASE


 100


 87.5000


A


 06/03/2020


 2.0000 USD




 PUT


 PURCHASE


 1,000


 87.0000


A


 13/03/2020


 2.0200 USD




 PUT


 PURCHASE


 100


 87.0000


A


 13/03/2020


 2.1800 USD




 CALL


 PURCHASE


 100


 87.5000


A


 06/03/2020


 2.3500 USD




 CALL


 PURCHASE


 100


 88.5000


A


 13/03/2020


 2.3600 USD




 PUT


 PURCHASE


 100


 87.0000


A


 06/03/2020


 2.4200 USD




 PUT


 PURCHASE


 200


 87.0000


A


 06/03/2020


 2.4300 USD




 PUT


 PURCHASE


 300


 87.0000


A


 06/03/2020


 2.4300 USD




 CALL


 PURCHASE


 2,000


 90.0000


A


 13/03/2020


 2.5300 USD




 CALL


 PURCHASE


 7,200


 95.0000


A


 15/05/2020


 2.7100 USD




 CALL


 PURCHASE


 1,300


 95.0000


A


 15/05/2020


 2.7100 USD




 CALL


 PURCHASE


 100


 92.0000


A


 09/04/2020


 2.7100 USD




 CALL


 PURCHASE


 500


 90.0000


A


 20/03/2020


 2.9200 USD




 CALL


 PURCHASE


 500


 90.0000


A


 20/03/2020


 2.9200 USD




 CALL


 PURCHASE


 1,400


 92.5000


A


 15/05/2020


 3.1000 USD




 CALL


 PURCHASE


 7,100


 92.5000


A


 15/05/2020


 3.1000 USD




 PUT


 PURCHASE


 100


 85.0000


A


 17/04/2020


 3.1500 USD




 PUT


 PURCHASE


 100


 89.5000


A


 13/03/2020


 3.2500 USD




 CALL


 PURCHASE


 1,100


 90.0000


A


 17/04/2020


 3.4000 USD




 CALL


 PURCHASE


 1,100


 90.0000


A


 17/04/2020


 3.4000 USD




 CALL


 PURCHASE


 1,100


 90.0000


A


 17/04/2020


 3.4000 USD




 CALL


 PURCHASE


 300


 90.0000


A


 17/04/2020


 3.4000 USD




 PUT


 PURCHASE


 200


 90.0000


A


 27/03/2020


 3.4800 USD




 CALL


 PURCHASE


 300


 87.5000


A


 27/03/2020


 3.7400 USD




 CALL


 PURCHASE


 1,000


 88.0000


A


 27/03/2020


 3.8000 USD




 PUT


 PURCHASE


 200


 91.0000


A


 20/03/2020


 4.2200 USD




 CALL


 PURCHASE


 400


 90.0000


A


 15/05/2020


 4.2600 USD




 CALL


 PURCHASE


 100


 90.0000


A


 15/05/2020


 4.2600 USD




 CALL


 PURCHASE


 500


 90.0000


A


 15/05/2020


 4.2600 USD




 CALL


 PURCHASE


 400


 90.0000


A


 15/05/2020


 4.4900 USD




 CALL


 PURCHASE


 400


 87.5000


A


 17/04/2020


 4.8000 USD




 CALL


 PURCHASE


 300


 90.0000


A


 21/08/2020


 4.9900 USD




 CALL


 PURCHASE


 500


 90.0000


A


 21/08/2020


 4.9900 USD




 CALL


 PURCHASE


 200


 90.0000


A


 21/08/2020


 4.9900 USD




 CALL


 PURCHASE


 100


 86.0000


A


 03/04/2020


 5.0900 USD




 CALL


 PURCHASE


 500


 90.0000


A


 19/06/2020


 5.2100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 5.8800 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 5.8800 USD




 PUT


 PURCHASE


 1,000


 87.5000


A


 15/05/2020


 5.9200 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 5.9500 USD




 CALL


 PURCHASE


 100


 90.0000


A


 18/09/2020


 5.9500 USD




 CALL


 PURCHASE


 1,000


 85.0000


A


 20/03/2020


 5.9800 USD




 PUT


 PURCHASE


 100


 85.0000


A


 21/08/2020


 6.6600 USD




 CALL


 PURCHASE


 200


 85.0000


A


 15/05/2020


 7.0500 USD




 CALL


 PURCHASE


 100


 82.5000


A


 15/05/2020


 7.9000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 27/03/2020


 8.9800 USD




 CALL


 PURCHASE


 200


 80.0000


A


 17/04/2020


 9.4500 USD




 CALL


 PURCHASE


 500


 85.0000


A


 15/01/2021


 9.7600 USD




 CALL


 SALE


 100


 105.0000


A


 20/03/2020


 0.0700 USD




 CALL


 SALE


 3,000


 100.0000


A


 13/03/2020


 0.1000 USD




 PUT


 SALE


 100


 75.0000


A


 06/03/2020


 0.1300 USD




 PUT


 SALE


 100


 45.0000


A


 21/08/2020


 0.2000 USD




 CALL


 SALE


 300


 101.0000


A


 03/04/2020


 0.3700 USD




 CALL


 SALE


 100


 92.5000


A


 06/03/2020


 0.3900 USD




 PUT


 SALE


 100


 80.0000


A


 20/03/2020


 0.5500 USD




 CALL


 SALE


 100


 95.0000


A


 20/03/2020


 0.5700 USD




 CALL


 SALE


 100


 95.0000


A


 13/03/2020


 0.6000 USD




 CALL


 SALE


 300


 95.0000


A


 20/03/2020


 0.6100 USD




 PUT


 SALE


 500


 85.0000


A


 06/03/2020


 1.0200 USD




 PUT


 SALE


 500


 85.0000


A


 06/03/2020


 1.0200 USD




 PUT


 SALE


 1,100


 86.0000


A


 06/03/2020


 1.1100 USD




 CALL


 SALE


 400


 95.0000


A


 17/04/2020


 1.2800 USD




 CALL


 SALE


 300


 95.0000


A


 17/04/2020


 1.2800 USD




 CALL


 SALE


 1,900


 89.5000


A


 06/03/2020


 1.3600 USD




 CALL


 SALE


 400


 100.0000


A


 15/05/2020


 1.3800 USD




 PUT


 SALE


 300


 80.0000


A


 03/04/2020


 1.5600 USD




 PUT


 SALE


 200


 55.0000


A


 15/01/2021


 1.6700 USD




 PUT


 SALE


 200


 55.0000


A


 15/01/2021


 1.6700 USD




 CALL


 SALE


 1,000


 90.0000


A


 13/03/2020


 1.7600 USD




 CALL


 SALE


 200


 90.0000


A


 13/03/2020


 1.7600 USD




 CALL


 SALE


 800


 90.0000


A


 13/03/2020


 1.7600 USD




 CALL


 SALE


 200


 90.0000


A


 20/03/2020


 1.8000 USD




 CALL


 SALE


 200


 90.0000


A


 20/03/2020


 1.8000 USD




 PUT


 SALE


 800


 80.0000


A


 17/04/2020


 2.0600 USD




 PUT


 SALE


 300


 80.0000


A


 17/04/2020


 2.3000 USD




 CALL


 SALE


 100


 100.0000


A


 18/09/2020


 2.3200 USD




 CALL


 SALE


 100


 100.0000


A


 18/09/2020


 2.4000 USD




 CALL


 SALE


 100


 89.5000


A


 13/03/2020


 2.4200 USD




 CALL


 SALE


 100


 100.0000


A


 18/09/2020


 2.4300 USD




 CALL


 SALE


 100


 89.0000


A


 13/03/2020


 2.5000 USD




 PUT


 SALE


 800


 80.0000


A


 17/04/2020


 2.5100 USD




 PUT


 SALE


 800


 80.0000


A


 17/04/2020


 2.5200 USD




 CALL


 SALE


 100


 88.5000


A


 13/03/2020


 2.8600 USD




 PUT


 SALE


 100


 88.0000


A


 20/03/2020


 2.9000 USD




 CALL


 SALE


 300


 88.5000


A


 27/03/2020


 3.2000 USD




 CALL


 SALE


 100


 85.5000


A


 13/03/2020


 3.2200 USD




 PUT


 SALE


 100


 85.0000


A


 17/04/2020


 3.3100 USD




 PUT


 SALE


 200


 85.0000


A


 17/04/2020


 3.3100 USD




 CALL


 SALE


 300


 90.0000


A


 15/05/2020


 3.4500 USD




 CALL


 SALE


 1,000


 90.0000


A


 17/04/2020


 3.4800 USD




 CALL


 SALE


 100


 89.5000


A


 03/04/2020


 3.5500 USD




 CALL


 SALE


 100


 87.5000


A


 17/04/2020


 4.5100 USD




 PUT


 SALE


 200


 85.0000


A


 15/05/2020


 5.3700 USD




 PUT


 SALE


 300


 85.0000


A


 15/05/2020


 5.3700 USD




 CALL


 SALE


 1,000


 87.5000


A


 15/05/2020


 5.6100 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 5.8000 USD




 CALL


 SALE


 2,000


 87.5000


A


 15/05/2020


 6.5200 USD




 PUT


 SALE


 100


 85.0000


A


 21/08/2020


 7.4100 USD




 PUT


 SALE


 100


 87.5000


A


 18/09/2020


 8.5100 USD




 CALL


 SALE


 200


 80.0000


A


 17/04/2020


 9.1000 USD




 CALL


 SALE


 100


 85.0000


A


 15/01/2021


 10.0500 USD




 CALL


 SALE


 500


 85.0000


A


 15/01/2021


 10.0500 USD




 CALL


 SALE


 400


 85.0000


A


 15/01/2021


 10.0500 USD




 CALL


 SALE


 100


 85.0000


A


 15/01/2021


 10.3000 USD




 CALL


 SALE


 500


 85.0000


A


 15/01/2021


 10.3000 USD




 CALL


 SALE


 400


 85.0000


A


 15/01/2021


 10.3000 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 04 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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  END
 
 
ISESSMFSLESSEDD