REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
06 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,403,283
89.7300 USD
87.2700 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,395,408
89.7300 USD
87.2700 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
110.0000
A
20/03/2020
0.0100 USD
CALL
PURCHASE
200
91.5000
A
06/03/2020
0.0200 USD
CALL
PURCHASE
200
91.5000
A
06/03/2020
0.0200 USD
CALL
PURCHASE
7,700
135.0000
A
19/06/2020
0.1100 USD
CALL
PURCHASE
400
97.5000
A
13/03/2020
0.1300 USD
CALL
PURCHASE
200
97.5000
A
13/03/2020
0.1300 USD
CALL
PURCHASE
200
97.5000
A
13/03/2020
0.1300 USD
PUT
PURCHASE
2,500
87.0000
A
06/03/2020
0.2200 USD
CALL
PURCHASE
100
98.0000
A
20/03/2020
0.3100 USD
CALL
PURCHASE
1,100
98.0000
A
20/03/2020
0.3100 USD
CALL
PURCHASE
100
98.0000
A
20/03/2020
0.3100 USD
PUT
PURCHASE
100
80.0000
A
13/03/2020
0.5000 USD
CALL
PURCHASE
100
88.5000
A
06/03/2020
0.5800 USD
CALL
PURCHASE
200
98.0000
A
20/03/2020
0.6500 USD
CALL
PURCHASE
200
98.0000
A
20/03/2020
0.6700 USD
CALL
PURCHASE
800
95.0000
A
20/03/2020
0.7700 USD
CALL
PURCHASE
200
95.0000
A
20/03/2020
0.7700 USD
CALL
PURCHASE
1,000
95.0000
A
20/03/2020
0.7700 USD
CALL
PURCHASE
100
94.0000
A
20/03/2020
0.8400 USD
PUT
PURCHASE
100
80.0000
A
20/03/2020
0.8700 USD
CALL
PURCHASE
100
100.0000
A
17/04/2020
0.8800 USD
PUT
PURCHASE
200
88.5000
A
06/03/2020
1.0100 USD
CALL
PURCHASE
1,000
92.0000
A
13/03/2020
1.0300 USD
CALL
PURCHASE
200
98.0000
A
20/03/2020
1.0900 USD
PUT
PURCHASE
500
86.0000
A
13/03/2020
1.1000 USD
PUT
PURCHASE
100
80.0000
A
20/03/2020
1.1300 USD
PUT
PURCHASE
100
75.0000
A
17/04/2020
1.3700 USD
PUT
PURCHASE
500
86.5000
A
13/03/2020
1.3800 USD
PUT
PURCHASE
500
86.5000
A
13/03/2020
1.3800 USD
PUT
PURCHASE
100
75.0000
A
17/04/2020
1.4000 USD
CALL
PURCHASE
200
100.0000
A
15/05/2020
1.6300 USD
PUT
PURCHASE
100
77.5000
A
17/04/2020
1.7600 USD
PUT
PURCHASE
100
87.0000
A
13/03/2020
1.7700 USD
PUT
PURCHASE
3,000
75.0000
A
15/05/2020
1.9100 USD
PUT
PURCHASE
200
86.0000
A
20/03/2020
1.9200 USD
PUT
PURCHASE
1,200
75.0000
A
15/05/2020
1.9300 USD
CALL
PURCHASE
100
94.0000
A
03/04/2020
1.9500 USD
PUT
PURCHASE
200
80.0000
A
09/04/2020
1.9800 USD
CALL
PURCHASE
100
95.0000
A
17/04/2020
2.0400 USD
PUT
PURCHASE
5,000
80.0000
A
17/04/2020
2.1200 USD
PUT
PURCHASE
100
80.0000
A
17/04/2020
2.3300 USD
CALL
PURCHASE
300
100.0000
A
19/06/2020
2.3600 USD
CALL
PURCHASE
200
100.0000
A
19/06/2020
2.3600 USD
CALL
PURCHASE
100
100.0000
A
19/06/2020
2.4200 USD
CALL
PURCHASE
100
100.0000
A
19/06/2020
2.4200 USD
PUT
PURCHASE
500
80.0000
A
17/04/2020
2.5000 USD
CALL
PURCHASE
100
91.0000
A
27/03/2020
2.5300 USD
CALL
PURCHASE
300
91.0000
A
27/03/2020
2.5300 USD
CALL
PURCHASE
1,100
91.0000
A
27/03/2020
2.5300 USD
CALL
PURCHASE
100
91.0000
A
27/03/2020
2.5300 USD
CALL
PURCHASE
1,100
91.0000
A
27/03/2020
2.5300 USD
CALL
PURCHASE
500
100.0000
A
21/08/2020
3.1400 USD
CALL
PURCHASE
100
85.5000
A
06/03/2020
3.2300 USD
CALL
PURCHASE
100
85.5000
A
06/03/2020
3.2300 USD
CALL
PURCHASE
300
95.0000
A
19/06/2020
3.6900 USD
CALL
PURCHASE
100
95.0000
A
19/06/2020
3.7600 USD
CALL
PURCHASE
1,000
90.0000
A
17/04/2020
4.0300 USD
CALL
PURCHASE
300
92.5000
A
19/06/2020
4.5000 USD
PUT
PURCHASE
100
87.5000
A
17/04/2020
4.6900 USD
PUT
PURCHASE
100
92.0000
A
20/03/2020
5.2400 USD
PUT
PURCHASE
100
72.5000
A
15/01/2021
5.3300 USD
PUT
PURCHASE
100
87.5000
A
15/05/2020
6.2600 USD
CALL
PURCHASE
500
87.5000
A
15/05/2020
6.4600 USD
CALL
PURCHASE
100
90.0000
A
15/01/2021
8.4000 USD
PUT
PURCHASE
100
80.0000
A
21/01/2022
13.8400 USD
CALL
SALE
100
95.0000
A
06/03/2020
0.0100 USD
CALL
SALE
100
91.0000
A
06/03/2020
0.0600 USD
CALL
SALE
100
92.5000
A
06/03/2020
0.0600 USD
CALL
SALE
7,700
130.0000
A
19/06/2020
0.1600 USD
CALL
SALE
100
90.0000
A
06/03/2020
0.1800 USD
CALL
SALE
1,100
120.0000
A
19/06/2020
0.2000 USD
CALL
SALE
100
88.5000
A
06/03/2020
0.2300 USD
CALL
SALE
100
100.0000
A
20/03/2020
0.2900 USD
PUT
SALE
100
65.0000
A
17/04/2020
0.5700 USD
PUT
SALE
200
75.0000
A
20/03/2020
0.5800 USD
PUT
SALE
100
77.5000
A
20/03/2020
0.6600 USD
CALL
SALE
200
89.0000
A
06/03/2020
0.6900 USD
CALL
SALE
100
89.0000
A
06/03/2020
0.7400 USD
PUT
SALE
100
84.0000
A
13/03/2020
0.8900 USD
PUT
SALE
100
81.5000
A
13/03/2020
0.9300 USD
CALL
SALE
200
95.0000
A
20/03/2020
1.1100 USD
CALL
SALE
200
95.0000
A
20/03/2020
1.1200 USD
CALL
SALE
500
88.0000
A
06/03/2020
1.2500 USD
CALL
SALE
100
105.0000
A
19/06/2020
1.2600 USD
CALL
SALE
200
100.0000
A
15/05/2020
1.4200 USD
CALL
SALE
200
95.0000
A
27/03/2020
1.4400 USD
PUT
SALE
400
60.0000
A
21/08/2020
1.4400 USD
CALL
SALE
300
100.0000
A
15/05/2020
1.5100 USD
CALL
SALE
400
100.0000
A
15/05/2020
1.5100 USD
CALL
SALE
100
100.0000
A
15/05/2020
1.5400 USD
PUT
SALE
200
85.5000
A
13/03/2020
1.5400 USD
CALL
SALE
500
100.0000
A
15/05/2020
1.5500 USD
CALL
SALE
200
95.0000
A
20/03/2020
1.5600 USD
CALL
SALE
200
100.0000
A
15/05/2020
1.6400 USD
CALL
SALE
100
100.0000
A
15/05/2020
1.6600 USD
PUT
SALE
100
87.0000
A
13/03/2020
1.6900 USD
CALL
SALE
100
100.0000
A
15/05/2020
1.7000 USD
CALL
SALE
100
91.0000
A
20/03/2020
1.7200 USD
CALL
SALE
500
87.0000
A
06/03/2020
1.7700 USD
PUT
SALE
1,100
86.0000
A
13/03/2020
1.7800 USD
PUT
SALE
300
86.0000
A
13/03/2020
1.7800 USD
CALL
SALE
600
100.0000
A
15/05/2020
1.9000 USD
PUT
SALE
1,500
86.5000
A
13/03/2020
1.9500 USD
PUT
SALE
1,300
86.5000
A
13/03/2020
1.9500 USD
PUT
SALE
1,100
86.5000
A
13/03/2020
1.9500 USD
PUT
SALE
500
77.5000
A
17/04/2020
1.9600 USD
PUT
SALE
100
87.0000
A
13/03/2020
2.0600 USD
PUT
SALE
1,100
87.0000
A
13/03/2020
2.0600 USD
CALL
SALE
2,500
97.5000
A
15/05/2020
2.1200 USD
PUT
SALE
1,100
87.5000
A
13/03/2020
2.2600 USD
PUT
SALE
200
65.0000
A
18/09/2020
2.3600 USD
PUT
SALE
200
65.0000
A
18/09/2020
2.3600 USD
CALL
SALE
200
90.0000
A
20/03/2020
2.5100 USD
PUT
SALE
500
75.0000
A
19/06/2020
2.8300 USD
CALL
SALE
100
90.0000
A
20/03/2020
2.8700 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.0900 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
89.0000
A
20/03/2020
3.1000 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
300
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
300
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
300
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
400
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
1,100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
900
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
500
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
300
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
100
88.0000
A
20/03/2020
3.1500 USD
CALL
SALE
1,100
88.0000
A
20/03/2020
3.2000 USD
CALL
SALE
1,100
86.5000
A
13/03/2020
3.4000 USD
CALL
SALE
300
100.0000
A
18/09/2020
3.5000 USD
CALL
SALE
400
100.0000
A
18/09/2020
3.5000 USD
CALL
SALE
200
100.0000
A
18/09/2020
3.5000 USD
CALL
SALE
100
95.0000
A
19/06/2020
3.5500 USD
PUT
SALE
400
65.0000
A
15/01/2021
4.0000 USD
CALL
SALE
200
87.5000
A
20/03/2020
4.0000 USD
PUT
SALE
100
90.5000
A
20/03/2020
4.1000 USD
CALL
SALE
100
87.5000
A
17/04/2020
5.3600 USD
CALL
SALE
500
92.5000
A
21/08/2020
5.6400 USD
CALL
SALE
100
87.5000
A
17/04/2020
5.6700 USD
PUT
SALE
900
87.5000
A
19/06/2020
6.7500 USD
CALL
SALE
100
85.0000
A
15/05/2020
7.3100 USD
PUT
SALE
100
85.0000
A
21/08/2020
7.8500 USD
PUT
SALE
100
85.0000
A
21/08/2020
7.8500 USD
PUT
SALE
100
80.0000
A
15/01/2021
8.3500 USD
PUT
SALE
400
80.0000
A
15/01/2021
8.3500 USD
PUT
SALE
1,100
80.0000
A
15/01/2021
8.3500 USD
PUT
SALE
400
85.0000
A
18/09/2020
8.5000 USD
PUT
SALE
100
87.5000
A
21/08/2020
8.5900 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
PUT
400
90.0000 USD
PUT
1,700
89.0000 USD
CALL
2,100
86.0000 USD
CALL
100
87.0000 USD
PUT
100
91.5000 USD
PUT
100
92.5000 USD
PUT
200
93.5000 USD
PUT
100
95.0000 USD
CALL
100
81.5000 USD
CALL
200
83.5000 USD
CALL
400
84.5000 USD
CALL
300
85.5000 USD
CALL
100
86.5000 USD
PUT
300
93.0000 USD
CALL
1,200
88.5000 USD
PUT
300
91.0000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
09 MARCH 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESSASUUESSEID
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