REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
09 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,116,305
87.3400 USD
82.5000 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,108,909
87.3300 USD
82.5000 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
PUT
SALE
200
72.5000
A
15/05/2020
3.1000 USD
CALL
PURCHASE
500
93.5000
A
20/03/2020
0.5700 USD
CALL
PURCHASE
100
90.0000
A
13/03/2020
0.6300 USD
CALL
PURCHASE
100
93.5000
A
27/03/2020
0.7600 USD
CALL
PURCHASE
400
90.0000
A
13/03/2020
0.7800 USD
CALL
PURCHASE
400
90.0000
A
13/03/2020
0.7800 USD
CALL
PURCHASE
100
89.0000
A
13/03/2020
0.8300 USD
CALL
PURCHASE
100
89.5000
A
13/03/2020
0.9400 USD
CALL
PURCHASE
500
90.0000
A
20/03/2020
1.1800 USD
CALL
PURCHASE
2,000
90.0000
A
27/03/2020
1.4800 USD
CALL
PURCHASE
300
90.0000
A
20/03/2020
1.9200 USD
PUT
PURCHASE
100
85.0000
A
20/03/2020
2.6700 USD
CALL
PURCHASE
100
90.0000
A
17/04/2020
2.7100 USD
CALL
PURCHASE
100
82.5000
A
13/03/2020
4.0300 USD
CALL
PURCHASE
200
95.0000
A
21/08/2020
4.2400 USD
CALL
PURCHASE
200
95.0000
A
21/08/2020
4.2400 USD
CALL
PURCHASE
200
90.0000
A
19/06/2020
4.5000 USD
CALL
PURCHASE
900
90.0000
A
15/05/2020
4.5000 USD
PUT
PURCHASE
200
55.0000
A
21/01/2022
5.1500 USD
PUT
PURCHASE
100
89.0000
A
27/03/2020
6.2500 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
6.3700 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
6.3700 USD
CALL
PURCHASE
500
81.5000
A
13/03/2020
6.3800 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
6.4900 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
6.6800 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
7.0000 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
7.3800 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
7.3900 USD
CALL
PURCHASE
100
85.0000
A
19/06/2020
7.8200 USD
PUT
PURCHASE
100
95.0000
A
20/03/2020
10.8300 USD
PUT
PURCHASE
100
80.0000
A
21/01/2022
16.1000 USD
CALL
SALE
1,200
106.0000
A
03/04/2020
0.1900 USD
CALL
SALE
100
93.0000
A
13/03/2020
0.3300 USD
CALL
SALE
100
89.5000
A
13/03/2020
1.0300 USD
CALL
SALE
100
100.0000
A
15/05/2020
1.0500 USD
CALL
SALE
400
95.0000
A
17/04/2020
1.1500 USD
CALL
SALE
200
95.0000
A
17/04/2020
1.1500 USD
CALL
SALE
300
95.0000
A
17/04/2020
1.1600 USD
CALL
SALE
100
90.0000
A
20/03/2020
1.2000 USD
CALL
SALE
900
97.5000
A
15/05/2020
1.2900 USD
CALL
SALE
100
90.0000
A
27/03/2020
1.8600 USD
CALL
SALE
100
85.0000
A
13/03/2020
1.9200 USD
PUT
SALE
1,200
62.5000
A
18/09/2020
2.4200 USD
PUT
SALE
400
65.0000
A
18/09/2020
3.0000 USD
PUT
SALE
300
65.0000
A
18/09/2020
3.0000 USD
CALL
SALE
100
85.5000
A
13/03/2020
3.0600 USD
CALL
SALE
100
87.0000
A
20/03/2020
3.4200 USD
CALL
SALE
200
100.0000
A
15/01/2021
3.6700 USD
CALL
SALE
300
100.0000
A
15/01/2021
3.6700 USD
CALL
SALE
100
90.0000
A
15/05/2020
3.7900 USD
CALL
SALE
100
90.0000
A
15/05/2020
3.7900 USD
CALL
SALE
100
92.5000
A
19/06/2020
3.9000 USD
PUT
SALE
200
65.0000
A
15/01/2021
4.4400 USD
CALL
SALE
100
82.0000
A
20/03/2020
5.2300 USD
PUT
SALE
100
82.5000
A
15/05/2020
6.7200 USD
PUT
SALE
100
85.0000
A
21/08/2020
9.1200 USD
PUT
SALE
100
85.0000
A
21/08/2020
9.1200 USD
PUT
SALE
1,000
80.0000
A
15/01/2021
9.5800 USD
PUT
SALE
300
85.0000
A
18/09/2020
9.6400 USD
CALL
SALE
100
80.0000
A
21/08/2020
9.8500 USD
PUT
SALE
100
95.0000
A
18/09/2020
16.4300 USD
PUT
SALE
100
90.0000
A
21/01/2022
22.7000 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
N/A
N/A
N/A
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
10 MARCH 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESFMFSSESSEDD
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