REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

11/03/2020 11:45

RNS Number : 7729F
  
Morgan Stanley & Co. LLC
  
11 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   10 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,372,053


 89.3100 USD


 83.7700 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,429,437


 89.3100 USD


 83.7900 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 700


 105.0000


A


 19/06/2020


 0.8000 USD




 PUT


 PURCHASE


 100


 85.0000


A


 20/03/2020


 2.2300 USD




 CALL


 SALE


 500


 87.5000


A


 20/03/2020


 2.6700 USD




 CALL


 SALE


 100


 100.0000


A


 18/09/2020


 3.0800 USD




 PUT


 SALE


 100


 95.0000


A


 20/03/2020


 8.6500 USD




 PUT


 SALE


 300


 95.0000


A


 19/06/2020


 12.7500 USD




 PUT


 SALE


 300


 95.0000


A


 19/06/2020


 13.6200 USD




 CALL


 PURCHASE


 100


 94.0000


A


 13/03/2020


 0.0600 USD




 CALL


 PURCHASE


 500


 91.0000


A


 13/03/2020


 0.1100 USD




 PUT


 PURCHASE


 100


 72.0000


A


 13/03/2020


 0.1300 USD




 CALL


 PURCHASE


 100


 90.0000


A


 13/03/2020


 0.2300 USD




 CALL


 PURCHASE


 500


 100.0000


A


 03/04/2020


 0.2600 USD




 CALL


 PURCHASE


 200


 90.0000


A


 13/03/2020


 0.3900 USD




 CALL


 PURCHASE


 100


 89.0000


A


 13/03/2020


 0.4100 USD




 CALL


 PURCHASE


 100


 100.0000


A


 17/04/2020


 0.4800 USD




 PUT


 PURCHASE


 100


 62.5000


A


 15/05/2020


 0.7500 USD




 CALL


 PURCHASE


 100


 95.0000


A


 03/04/2020


 0.7800 USD




 CALL


 PURCHASE


 100


 100.0000


A


 15/05/2020


 0.9400 USD




 PUT


 PURCHASE


 100


 78.0000


A


 20/03/2020


 1.0800 USD




 CALL


 PURCHASE


 100


 100.0000


A


 15/05/2020


 1.2200 USD




 CALL


 PURCHASE


 300


 100.0000


A


 15/05/2020


 1.2800 USD




 CALL


 PURCHASE


 100


 100.0000


A


 15/05/2020


 1.2800 USD




 CALL


 PURCHASE


 100


 87.0000


A


 13/03/2020


 1.4600 USD




 PUT


 PURCHASE


 100


 87.0000


A


 13/03/2020


 1.5900 USD




 PUT


 PURCHASE


 100


 87.0000


A


 13/03/2020


 1.6600 USD




 CALL


 PURCHASE


 100


 86.5000


A


 13/03/2020


 1.7400 USD




 CALL


 PURCHASE


 200


 91.0000


A


 03/04/2020


 2.0300 USD




 CALL


 PURCHASE


 100


 86.0000


A


 20/03/2020


 2.2400 USD




 CALL


 PURCHASE


 100


 90.0000


A


 17/04/2020


 2.2600 USD




 PUT


 PURCHASE


 200


 77.5000


A


 17/04/2020


 2.5800 USD




 CALL


 PURCHASE


 200


 95.0000


A


 19/06/2020


 2.8600 USD




 CALL


 PURCHASE


 200


 85.0000


A


 13/03/2020


 2.9100 USD




 CALL


 PURCHASE


 1,500


 95.0000


A


 19/06/2020


 2.9800 USD




 PUT


 PURCHASE


 200


 75.0000


A


 19/06/2020


 3.0000 USD




 CALL


 PURCHASE


 200


 95.0000


A


 19/06/2020


 3.2000 USD




 CALL


 PURCHASE


 300


 95.0000


A


 19/06/2020


 3.2500 USD




 CALL


 PURCHASE


 1,000


 90.0000


A


 15/05/2020


 3.7900 USD




 PUT


 PURCHASE


 100


 86.0000


A


 09/04/2020


 4.5300 USD




 PUT


 PURCHASE


 1,300


 85.0000


A


 15/05/2020


 5.1500 USD




 PUT


 PURCHASE


 1,100


 85.0000


A


 15/05/2020


 5.1500 USD




 PUT


 PURCHASE


 1,500


 85.0000


A


 15/05/2020


 5.1500 USD




 CALL


 PURCHASE


 800


 95.0000


A


 15/01/2021


 5.1900 USD




 PUT


 PURCHASE


 100


 90.0000


A


 13/03/2020


 5.2000 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 1,500


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 1,100


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 1,100


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 1,700


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 400


 87.5000


A


 15/05/2020


 5.3500 USD




 CALL


 PURCHASE


 100


 87.5000


A


 19/06/2020


 5.6100 USD




 PUT


 PURCHASE


 100


 75.0000


A


 15/01/2021


 6.8300 USD




 CALL


 PURCHASE


 1,500


 87.5000


A


 15/01/2021


 7.6100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 19/06/2020


 7.8900 USD




 CALL


 PURCHASE


 400


 87.5000


A


 15/01/2021


 8.4000 USD




 PUT


 PURCHASE


 100


 92.5000


A


 15/05/2020


 11.5700 USD




 CALL


 SALE


 100


 105.0000


A


 20/03/2020


 0.0300 USD




 CALL


 SALE


 200


 100.0000


A


 20/03/2020


 0.0600 USD




 CALL


 SALE


 1,000


 101.0000


A


 20/03/2020


 0.0700 USD




 CALL


 SALE


 800


 110.0000


A


 17/04/2020


 0.1200 USD




 CALL


 SALE


 400


 95.0000


A


 20/03/2020


 0.3000 USD




 CALL


 SALE


 200


 140.0000


A


 15/01/2021


 0.3400 USD




 CALL


 SALE


 100


 95.0000


A


 20/03/2020


 0.4100 USD




 PUT


 SALE


 1,100


 65.0000


A


 17/04/2020


 0.6000 USD




 PUT


 SALE


 500


 65.0000


A


 17/04/2020


 0.6000 USD




 PUT


 SALE


 1,100


 65.0000


A


 17/04/2020


 0.6000 USD




 PUT


 SALE


 1,100


 65.0000


A


 17/04/2020


 0.6000 USD




 PUT


 SALE


 100


 65.0000


A


 17/04/2020


 0.6000 USD




 CALL


 SALE


 100


 90.5000


A


 20/03/2020


 0.7700 USD




 CALL


 SALE


 100


 92.5000


A


 17/04/2020


 1.4500 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 1.4900 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 1.7100 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 1.7700 USD




 PUT


 SALE


 100


 87.0000


A


 13/03/2020


 1.9500 USD




 CALL


 SALE


 100


 87.0000


A


 13/03/2020


 2.3000 USD




 PUT


 SALE


 100


 86.0000


A


 13/03/2020


 2.3400 USD




 CALL


 SALE


 100


 90.0000


A


 17/04/2020


 2.4400 USD




 PUT


 SALE


 100


 60.0000


A


 15/01/2021


 2.9500 USD




 CALL


 SALE


 100


 105.0000


A


 15/01/2021


 3.1100 USD




 CALL


 SALE


 200


 97.5000


A


 18/09/2020


 3.3900 USD




 PUT


 SALE


 100


 87.5000


A


 20/03/2020


 4.4900 USD




 PUT


 SALE


 100


 85.0000


A


 17/04/2020


 4.7000 USD




 PUT


 SALE


 100


 85.0000


A


 17/04/2020


 4.7000 USD




 PUT


 SALE


 100


 85.0000


A


 17/04/2020


 5.6100 USD




 PUT


 SALE


 100


 70.0000


A


 15/01/2021


 6.4000 USD




 CALL


 SALE


 500


 85.0000


A


 21/08/2020


 7.7000 USD




 PUT


 SALE


 100


 92.5000


A


 20/03/2020


 7.9900 USD




 PUT


 SALE


 100


 97.0000


A


 27/03/2020


 11.8900 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 N/A


 N/A


 N/A  



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 11 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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