REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
11 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,354,734
87.1500 USD
83.5700 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
1,401,769
87.1500 USD
83.5700 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
87.0000
A
13/03/2020
0.4700 USD
CALL
PURCHASE
200
92.5000
A
20/03/2020
0.5600 USD
PUT
PURCHASE
100
83.0000
A
13/03/2020
0.8300 USD
CALL
PURCHASE
100
100.0000
A
15/05/2020
0.8800 USD
CALL
PURCHASE
200
90.0000
A
20/03/2020
0.8900 USD
CALL
PURCHASE
100
90.0000
A
20/03/2020
0.8900 USD
CALL
PURCHASE
100
90.0000
A
20/03/2020
0.8900 USD
CALL
PURCHASE
100
88.0000
A
13/03/2020
0.9400 USD
CALL
PURCHASE
200
100.0000
A
15/05/2020
0.9900 USD
CALL
PURCHASE
200
100.0000
A
15/05/2020
0.9900 USD
CALL
PURCHASE
100
86.0000
A
13/03/2020
1.1000 USD
CALL
PURCHASE
100
95.0000
A
24/04/2020
1.1500 USD
PUT
PURCHASE
100
83.5000
A
13/03/2020
1.2800 USD
CALL
PURCHASE
500
85.5000
A
13/03/2020
1.3900 USD
CALL
PURCHASE
100
85.0000
A
13/03/2020
1.5400 USD
CALL
PURCHASE
100
87.5000
A
20/03/2020
1.9100 USD
CALL
PURCHASE
300
87.5000
A
20/03/2020
2.0600 USD
CALL
PURCHASE
100
95.0000
A
15/05/2020
2.0900 USD
CALL
PURCHASE
100
92.5000
A
15/05/2020
2.6200 USD
CALL
PURCHASE
2,500
86.0000
A
20/03/2020
2.8400 USD
CALL
PURCHASE
500
90.0000
A
15/05/2020
3.4200 USD
CALL
PURCHASE
400
95.0000
A
21/08/2020
3.5800 USD
CALL
PURCHASE
100
87.5000
A
17/04/2020
3.8100 USD
CALL
PURCHASE
400
87.5000
A
17/04/2020
3.8100 USD
CALL
PURCHASE
100
95.0000
A
18/09/2020
4.1500 USD
CALL
PURCHASE
500
90.0000
A
19/06/2020
4.2900 USD
PUT
PURCHASE
200
75.0000
A
21/08/2020
5.1100 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
5.3400 USD
CALL
PURCHASE
100
80.0000
A
09/04/2020
6.9700 USD
CALL
PURCHASE
100
82.5000
A
21/01/2022
12.6500 USD
PUT
PURCHASE
100
90.0000
A
15/01/2021
16.2400 USD
PUT
PURCHASE
100
140.0000
A
15/01/2021
59.8000 USD
CALL
SALE
200
130.0000
A
19/06/2020
0.0900 USD
CALL
SALE
100
90.0000
A
13/03/2020
0.1200 USD
CALL
SALE
200
95.0000
A
20/03/2020
0.1500 USD
CALL
SALE
100
87.5000
A
13/03/2020
0.4500 USD
PUT
SALE
400
55.0000
A
15/05/2020
0.6200 USD
PUT
SALE
400
55.0000
A
15/05/2020
0.6200 USD
CALL
SALE
100
86.5000
A
13/03/2020
0.7300 USD
CALL
SALE
100
87.5000
A
20/03/2020
2.0800 USD
CALL
SALE
100
87.5000
A
20/03/2020
2.2000 USD
CALL
SALE
500
86.0000
A
20/03/2020
2.3900 USD
PUT
SALE
100
86.0000
A
13/03/2020
2.5700 USD
CALL
SALE
100
88.0000
A
27/03/2020
2.5700 USD
PUT
SALE
100
84.0000
A
20/03/2020
2.6000 USD
CALL
SALE
100
85.0000
A
20/03/2020
2.8100 USD
CALL
SALE
100
86.0000
A
20/03/2020
2.8700 USD
PUT
SALE
100
75.0000
A
19/06/2020
3.7100 USD
CALL
SALE
1,000
87.5000
A
17/04/2020
3.7600 USD
CALL
SALE
100
95.0000
A
21/08/2020
3.8700 USD
CALL
SALE
100
95.0000
A
21/08/2020
3.8700 USD
CALL
SALE
200
95.0000
A
21/08/2020
3.8700 USD
CALL
SALE
100
85.0000
A
17/04/2020
4.2700 USD
CALL
SALE
100
90.0000
A
19/06/2020
4.6600 USD
CALL
SALE
200
97.5000
A
15/01/2021
4.7200 USD
CALL
SALE
100
95.0000
A
15/01/2021
5.3900 USD
PUT
SALE
100
82.5000
A
15/05/2020
5.4600 USD
PUT
SALE
100
82.5000
A
15/05/2020
5.4600 USD
PUT
SALE
100
91.0000
A
20/03/2020
6.4100 USD
CALL
SALE
100
90.0000
A
15/01/2021
6.9500 USD
CALL
SALE
100
90.0000
A
15/01/2021
7.1400 USD
CALL
SALE
100
80.0000
A
19/06/2020
9.2200 USD
PUT
SALE
200
95.0000
A
27/03/2020
11.5100 USD
CALL
SALE
100
80.0000
A
15/01/2021
12.1600 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
PUT
200
92.5000 USD
PUT
1,600
93.5000 USD
PUT
200
105.0000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
12 MARCH 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
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