REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

13/03/2020 11:30

RNS Number : 0935G
  
Morgan Stanley & Co. LLC
  
13 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   12 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,309,957


 85.3942 USD


 77.1000 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,328,847


 82.8000 USD


 77.1000 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 SALE


 100


 60.0000


A


 15/01/2021


 21.7700 USD




 CALL


 PURCHASE


 100


 105.0000


A


 15/05/2020


 0.3200 USD




 CALL


 PURCHASE


 500


 100.0000


A


 15/05/2020


 0.5300 USD




 CALL


 PURCHASE


 100


 87.5000


A


 20/03/2020


 0.7000 USD




 CALL


 PURCHASE


 1,000


 100.0000


A


 15/05/2020


 0.7800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 17/04/2020


 1.2300 USD




 CALL


 PURCHASE


 200


 90.0000


A


 19/06/2020


 2.3600 USD




 CALL


 PURCHASE


 600


 90.0000


A


 19/06/2020


 2.3800 USD




 CALL


 PURCHASE


 100


 90.0000


A


 15/05/2020


 2.5300 USD




 PUT


 PURCHASE


 100


 62.5000


A


 19/06/2020


 2.7600 USD




 PUT


 PURCHASE


 100


 79.0000


A


 20/03/2020


 3.2600 USD




 PUT


 PURCHASE


 100


 67.5000


A


 19/06/2020


 3.5600 USD




 PUT


 PURCHASE


 500


 82.5000


A


 13/03/2020


 3.8100 USD




 CALL


 PURCHASE


 100


 105.0000


A


 21/01/2022


 3.8500 USD




 CALL


 PURCHASE


 100


 85.0000


A


 19/06/2020


 4.1000 USD




 PUT


 PURCHASE


 100


 87.5000


A


 17/04/2020


 12.2300 USD




 CALL


 SALE


 500


 100.0000


A


 20/03/2020


 0.0600 USD




 CALL


 SALE


 500


 100.0000


A


 20/03/2020


 0.0600 USD




 CALL


 SALE


 100


 90.0000


A


 13/03/2020


 0.0700 USD




 CALL


 SALE


 100


 97.0000


A


 20/03/2020


 0.0800 USD




 CALL


 SALE


 100


 94.0000


A


 27/03/2020


 0.3700 USD




 CALL


 SALE


 600


 84.0000


A


 13/03/2020


 0.3700 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 0.3800 USD




 CALL


 SALE


 100


 105.0000


A


 15/05/2020


 0.3900 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 1.2000 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 1.2000 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 1.2000 USD




 PUT


 SALE


 100


 78.0000


A


 13/03/2020


 1.5800 USD




 CALL


 SALE


 1,000


 85.0000


A


 20/03/2020


 1.6000 USD




 CALL


 SALE


 200


 80.0000


A


 13/03/2020


 1.8800 USD




 CALL


 SALE


 100


 80.0000


A


 13/03/2020


 1.8800 USD




 CALL


 SALE


 200


 100.0000


A


 19/06/2020


 2.0300 USD




 PUT


 SALE


 100


 75.0000


A


 20/03/2020


 2.8800 USD




 PUT


 SALE


 300


 67.5000


A


 15/05/2020


 3.9000 USD




 PUT


 SALE


 1,100


 67.5000


A


 15/05/2020


 3.9000 USD




 PUT


 SALE


 100


 67.5000


A


 15/05/2020


 3.9000 USD




 PUT


 SALE


 300


 70.0000


A


 15/05/2020


 4.0900 USD




 CALL


 SALE


 100


 85.0000


A


 15/05/2020


 4.3000 USD




 PUT


 SALE


 100


 70.0000


A


 19/06/2020


 4.3300 USD




 PUT


 SALE


 800


 65.0000


A


 21/08/2020


 4.5700 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 4.7000 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 4.7000 USD




 PUT


 SALE


 800


 65.0000


A


 21/08/2020


 5.1500 USD




 PUT


 SALE


 100


 65.0000


A


 21/08/2020


 5.1500 USD




 CALL


 SALE


 400


 81.5000


A


 01/05/2020


 6.2500 USD




 PUT


 SALE


 100


 85.5000


A


 13/03/2020


 6.3500 USD




 PUT


 SALE


 400


 80.0000


A


 17/04/2020


 6.4600 USD




 PUT


 SALE


 100


 80.0000


A


 17/04/2020


 6.4600 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 6.5500 USD




 CALL


 SALE


 1,000


 80.0000


A


 01/05/2020


 6.6500 USD




 PUT


 SALE


 100


 84.0000


A


 20/03/2020


 7.1200 USD




 PUT


 SALE


 300


 77.5000


A


 19/06/2020


 7.7500 USD




 PUT


 SALE


 300


 77.5000


A


 19/06/2020


 7.7500 USD




 PUT


 SALE


 400


 72.5000


A


 18/09/2020


 8.1500 USD




 PUT


 SALE


 600


 80.0000


A


 15/05/2020


 8.6000 USD




 PUT


 SALE


 100


 85.0000


A


 03/04/2020


 8.7100 USD




 PUT


 SALE


 100


 80.0000


A


 19/06/2020


 8.9500 USD




 PUT


 SALE


 200


 88.5000


A


 20/03/2020


 10.2100 USD




 PUT


 SALE


 100


 90.0000


A


 20/03/2020


 10.9200 USD




 PUT


 SALE


 100


 90.0000


A


 20/03/2020


 11.0700 USD




 PUT


 SALE


 100


 75.0000


A


 15/01/2021


 12.2000 USD




 PUT


 SALE


 100


 90.0000


A


 20/03/2020


 13.1000 USD




 PUT


 SALE


 100


 94.0000


A


 27/03/2020


 15.4400 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 3,000


 90.0000 USD




 PUT


 300


 89.5000 USD




 PUT


 300


 95.0000 USD




 PUT


 100


 100.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 13 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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