REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
13 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,234,895
86.3000 USD
80.4900 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
2,346,851
86.3050 USD
80.4900 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
97.5000
A
20/03/2020
0.1400 USD
CALL
PURCHASE
500
95.0000
A
20/03/2020
0.1600 USD
CALL
PURCHASE
400
100.0000
A
15/05/2020
1.0500 USD
CALL
PURCHASE
200
100.0000
A
15/05/2020
1.3600 USD
CALL
PURCHASE
500
85.0000
A
20/03/2020
1.7500 USD
CALL
PURCHASE
100
95.0000
A
15/05/2020
1.9700 USD
CALL
PURCHASE
100
95.0000
A
15/05/2020
1.9700 USD
CALL
PURCHASE
100
95.0000
A
15/05/2020
2.4000 USD
CALL
PURCHASE
100
95.0000
A
15/05/2020
2.5600 USD
CALL
PURCHASE
100
90.0000
A
17/04/2020
3.1500 USD
PUT
PURCHASE
100
82.0000
A
27/03/2020
3.3400 USD
CALL
PURCHASE
100
92.5000
A
19/06/2020
3.4500 USD
CALL
PURCHASE
100
84.5000
A
27/03/2020
3.4600 USD
CALL
PURCHASE
100
87.5000
A
17/04/2020
3.6900 USD
CALL
PURCHASE
100
90.0000
A
15/05/2020
3.8400 USD
CALL
PURCHASE
100
85.0000
A
17/04/2020
4.9000 USD
CALL
PURCHASE
100
95.0000
A
15/01/2021
5.2900 USD
CALL
PURCHASE
500
82.5000
A
15/05/2020
6.5100 USD
CALL
PURCHASE
100
80.0000
A
03/04/2020
7.0200 USD
CALL
PURCHASE
100
80.0000
A
18/09/2020
9.0500 USD
CALL
PURCHASE
300
70.0000
A
21/08/2020
17.0000 USD
CALL
SALE
100
90.0000
A
13/03/2020
0.0100 USD
CALL
SALE
200
91.5000
A
13/03/2020
0.0100 USD
CALL
SALE
200
91.5000
A
13/03/2020
0.0100 USD
CALL
SALE
200
100.0000
A
20/03/2020
0.0800 USD
CALL
SALE
200
100.0000
A
20/03/2020
0.0800 USD
CALL
SALE
100
100.0000
A
20/03/2020
0.0800 USD
CALL
SALE
100
85.5000
A
13/03/2020
1.0600 USD
CALL
SALE
100
92.0000
A
27/03/2020
1.2300 USD
CALL
SALE
100
110.0000
A
15/01/2021
2.4500 USD
CALL
SALE
500
110.0000
A
15/01/2021
2.4500 USD
PUT
SALE
500
84.0000
A
20/03/2020
3.7600 USD
PUT
SALE
100
60.0000
A
15/01/2021
4.6300 USD
PUT
SALE
500
75.0000
A
19/06/2020
5.8900 USD
PUT
SALE
500
75.0000
A
19/06/2020
5.8900 USD
PUT
SALE
600
85.0000
A
03/04/2020
5.9400 USD
CALL
SALE
100
87.5000
A
19/06/2020
6.0200 USD
CALL
SALE
100
90.0000
A
18/09/2020
6.3400 USD
CALL
SALE
100
85.0000
A
19/06/2020
7.1500 USD
PUT
SALE
100
70.0000
A
15/01/2021
7.8900 USD
PUT
SALE
100
70.0000
A
15/01/2021
7.8900 USD
PUT
SALE
100
70.0000
A
15/01/2021
7.8900 USD
CALL
SALE
2,000
80.0000
A
17/04/2020
7.9400 USD
PUT
SALE
200
70.0000
A
15/01/2021
8.0100 USD
CALL
SALE
100
85.0000
A
15/01/2021
9.0500 USD
CALL
SALE
100
85.0000
A
15/01/2021
9.0500 USD
PUT
SALE
200
80.0000
A
15/01/2021
11.1900 USD
PUT
SALE
200
80.0000
A
15/01/2021
11.1900 USD
PUT
SALE
100
94.0000
A
03/04/2020
13.7800 USD
PUT
SALE
500
90.0000
A
15/01/2021
18.3600 USD
CALL
SALE
300
65.0000
A
21/08/2020
20.8000 USD
PUT
SALE
100
110.0000
A
21/08/2020
32.1200 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
CALL
100
76.5000 USD
CALL
500
81.5000 USD
CALL
100
82.5000 USD
CALL
400
84.5000 USD
PUT
1,800
87.0000 USD
PUT
1,200
88.0000 USD
CALL
1,100
83.0000 USD
PUT
11,000
85.5000 USD
PUT
300
88.5000 USD
PUT
1,300
93.0000 USD
PUT
100
94.0000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
16 MARCH 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
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