REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

17/03/2020 12:05

RNS Number : 4446G
  
Morgan Stanley & Co. LLC
  
17 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   16 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,162,385


 82.1800 USD


 73.5900 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,161,192


 82.1800 USD


 73.5900 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 PUT


 PURCHASE


 100


 60.0000


A


 21/08/2020


 4.0900 USD




 PUT


 PURCHASE


 400


 60.0000


A


 21/08/2020


 4.0900 USD




 CALL


 PURCHASE


 100


 88.0000


A


 20/03/2020


 0.6200 USD




 CALL


 PURCHASE


 100


 86.0000


A


 20/03/2020


 1.1000 USD




 CALL


 PURCHASE


 100


 95.0000


A


 15/05/2020


 1.2100 USD




 PUT


 PURCHASE


 200


 74.0000


A


 20/03/2020


 2.1000 USD




 PUT


 PURCHASE


 100


 74.0000


A


 20/03/2020


 2.1000 USD




 PUT


 PURCHASE


 100


 75.0000


A


 20/03/2020


 2.2600 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 2.4600 USD




 PUT


 PURCHASE


 1,000


 77.5000


A


 20/03/2020


 2.7500 USD




 CALL


 PURCHASE


 2,900


 85.0000


A


 19/06/2020


 3.4200 USD




 CALL


 PURCHASE


 500


 82.5000


A


 15/05/2020


 4.7900 USD




 CALL


 PURCHASE


 500


 82.5000


A


 15/05/2020


 4.7900 USD




 CALL


 PURCHASE


 9,500


 77.5000


A


 15/05/2020


 5.0200 USD




 PUT


 PURCHASE


 100


 75.0000


A


 17/04/2020


 5.1600 USD




 CALL


 PURCHASE


 2,600


 77.5000


A


 15/05/2020


 5.3600 USD




 CALL


 PURCHASE


 100


 77.5000


A


 19/06/2020


 8.0100 USD




 CALL


 PURCHASE


 100


 77.5000


A


 19/06/2020


 8.0100 USD




 CALL


 SALE


 400


 100.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 200


 90.0000


A


 20/03/2020


 0.0500 USD




 CALL


 SALE


 200


 90.0000


A


 20/03/2020


 0.0500 USD




 CALL


 SALE


 100


 95.0000


A


 20/03/2020


 0.1000 USD




 CALL


 SALE


 100


 95.0000


A


 20/03/2020


 0.1000 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 0.2900 USD




 PUT


 SALE


 200


 35.0000


A


 19/06/2020


 0.3800 USD




 CALL


 SALE


 100


 87.0000


A


 20/03/2020


 0.4300 USD




 CALL


 SALE


 200


 87.0000


A


 20/03/2020


 0.4300 USD




 CALL


 SALE


 100


 97.5000


A


 17/04/2020


 0.4400 USD




 PUT


 SALE


 200


 35.0000


A


 19/06/2020


 0.4600 USD




 CALL


 SALE


 100


 88.5000


A


 20/03/2020


 0.4700 USD




 CALL


 SALE


 500


 86.0000


A


 20/03/2020


 0.5300 USD




 PUT


 SALE


 100


 35.0000


A


 19/06/2020


 0.5300 USD




 CALL


 SALE


 500


 100.0000


A


 15/05/2020


 0.5700 USD




 CALL


 SALE


 2,900


 95.0000


A


 15/05/2020


 1.0200 USD




 CALL


 SALE


 100


 90.0000


A


 17/04/2020


 1.3000 USD




 CALL


 SALE


 100


 110.0000


A


 15/01/2021


 1.3300 USD




 CALL


 SALE


 100


 110.0000


A


 15/01/2021


 1.3300 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 1.5500 USD




 CALL


 SALE


 5,000


 85.0000


A


 15/05/2020


 2.5300 USD




 PUT


 SALE


 500


 70.0000


A


 17/04/2020


 3.3500 USD




 CALL


 SALE


 100


 100.0000


A


 21/01/2022


 5.1000 USD




 CALL


 SALE


 500


 80.0000


A


 15/05/2020


 5.6400 USD




 CALL


 SALE


 100


 76.0000


A


 09/04/2020


 6.3500 USD




 PUT


 SALE


 200


 80.0000


A


 09/04/2020


 6.4000 USD




 PUT


 SALE


 100


 80.0000


A


 09/04/2020


 6.4000 USD




 PUT


 SALE


 800


 72.5000


A


 18/09/2020


 8.8000 USD




 PUT


 SALE


 100


 75.0000


A


 21/08/2020


 9.1400 USD




 PUT


 SALE


 400


 75.0000


A


 21/08/2020


 9.1400 USD




 CALL


 SALE


 100


 80.0000


A


 15/01/2021


 9.2500 USD




 PUT


 SALE


 200


 85.0000


A


 15/05/2020


 10.2200 USD




 PUT


 SALE


 100


 85.0000


A


 15/05/2020


 10.2200 USD




 CALL


 SALE


 100


 75.0000


A


 15/01/2021


 12.8200 USD




 PUT


 SALE


 100


 90.0000


A


 17/04/2020


 12.9900 USD




 PUT


 SALE


 100


 80.0000


A


 21/01/2022


 21.7500 USD




 PUT


 SALE


 100


 80.0000


A


 21/01/2022


 21.7500 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 500


 98.0000 USD




 PUT


 1,800


 100.0000 USD




 PUT


 12,700


 95.0000 USD




 PUT


 1,300


 99.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 17 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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