REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.
FORM 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
Name of exempt market-maker
Morgan Stanley & Co. LLC
Company dealt in
ABBVIE INC.
Class of relevant security to which the dealings being disclosed relate (Note 1)
US$0.01 COMMON STOCK
Date of dealing
18 MARCH 2020
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired
Highest price paid (Note 3)
Lowest price paid (Note 3)
3,174,031
72.4300 USD
64.6800 USD
Total number of relevant secuities disposed
Highest price paid (Note 3)
Lowest price paid (Note 3)
3,020,484
72.4300 USD
64.6800 USD
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
N/A
N/A
N/A
N/A
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option
Writing, selling, purchasing, varying etc
Number of securities to which the option relates (Note 5)
Exercise Price
Type, e.g American, European etc
Expiry Date
Option money paid/received per unit (Note 3)
CALL
PURCHASE
100
70.0000
A
27/03/2020
2.3700 USD
CALL
PURCHASE
100
65.0000
A
27/03/2020
4.6900 USD
CALL
PURCHASE
100
87.5000
A
15/05/2020
0.7500 USD
PUT
PURCHASE
700
60.0000
A
27/03/2020
1.0500 USD
CALL
PURCHASE
200
78.0000
A
27/03/2020
1.0700 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
1.1000 USD
CALL
PURCHASE
100
85.0000
A
15/05/2020
1.1000 USD
PUT
PURCHASE
100
60.0000
A
27/03/2020
1.2500 USD
PUT
PURCHASE
500
65.0000
A
20/03/2020
1.4000 USD
PUT
PURCHASE
100
65.0000
A
20/03/2020
1.4500 USD
CALL
PURCHASE
300
72.0000
A
20/03/2020
1.5200 USD
CALL
PURCHASE
1,000
80.0000
A
15/05/2020
1.8300 USD
PUT
PURCHASE
200
60.0000
A
27/03/2020
1.9600 USD
PUT
PURCHASE
100
65.0000
A
20/03/2020
2.0100 USD
PUT
PURCHASE
100
65.0000
A
20/03/2020
2.0600 USD
PUT
PURCHASE
500
65.0000
A
27/03/2020
2.1000 USD
PUT
PURCHASE
500
65.0000
A
27/03/2020
2.1000 USD
CALL
PURCHASE
1,100
87.5000
A
15/01/2021
3.4500 USD
CALL
PURCHASE
1,000
70.0000
A
15/05/2020
4.6800 USD
PUT
PURCHASE
200
74.0000
A
20/03/2020
5.1900 USD
PUT
PURCHASE
100
60.0000
A
18/09/2020
7.6700 USD
CALL
PURCHASE
100
70.0000
A
19/06/2020
7.7100 USD
PUT
PURCHASE
100
57.5000
A
15/01/2021
8.4000 USD
CALL
PURCHASE
100
65.0000
A
19/06/2020
8.4300 USD
CALL
PURCHASE
500
70.0000
A
18/09/2020
8.6900 USD
CALL
PURCHASE
900
70.0000
A
15/01/2021
10.8000 USD
CALL
PURCHASE
1,100
70.0000
A
15/01/2021
10.8800 USD
PUT
PURCHASE
100
77.5000
A
17/04/2020
12.0000 USD
CALL
PURCHASE
500
60.0000
A
15/05/2020
13.0000 USD
PUT
PURCHASE
100
82.0000
A
20/03/2020
15.9000 USD
PUT
PURCHASE
200
75.0000
A
15/01/2021
18.2800 USD
CALL
SALE
100
87.5000
A
20/03/2020
0.0100 USD
CALL
SALE
100
95.0000
A
20/03/2020
0.0200 USD
CALL
SALE
200
95.0000
A
20/03/2020
0.0200 USD
CALL
SALE
200
86.0000
A
20/03/2020
0.0400 USD
CALL
SALE
100
80.0000
A
20/03/2020
0.0500 USD
CALL
SALE
200
100.0000
A
17/04/2020
0.0800 USD
CALL
SALE
100
100.0000
A
17/04/2020
0.0800 USD
CALL
SALE
100
75.0000
A
20/03/2020
0.0900 USD
CALL
SALE
100
95.0000
A
20/03/2020
0.1200 USD
CALL
SALE
1,000
92.5000
A
17/04/2020
0.2000 USD
CALL
SALE
100
94.0000
A
09/04/2020
0.2500 USD
CALL
SALE
100
97.5000
A
15/05/2020
0.3500 USD
CALL
SALE
300
95.0000
A
15/05/2020
0.3800 USD
CALL
SALE
300
95.0000
A
15/05/2020
0.3800 USD
CALL
SALE
1,500
95.0000
A
19/06/2020
0.5800 USD
CALL
SALE
1,500
95.0000
A
19/06/2020
0.5800 USD
CALL
SALE
500
85.0000
A
17/04/2020
0.6100 USD
CALL
SALE
100
72.5000
A
20/03/2020
0.6200 USD
CALL
SALE
300
90.0000
A
15/05/2020
0.6400 USD
CALL
SALE
100
87.5000
A
15/05/2020
0.8300 USD
CALL
SALE
100
85.0000
A
17/04/2020
1.0100 USD
CALL
SALE
200
70.0000
A
20/03/2020
1.4400 USD
CALL
SALE
200
100.0000
A
15/01/2021
1.8100 USD
CALL
SALE
200
92.5000
A
18/09/2020
1.9200 USD
CALL
SALE
200
92.5000
A
18/09/2020
1.9200 USD
CALL
SALE
700
70.0000
A
20/03/2020
1.9600 USD
CALL
SALE
100
95.0000
A
15/01/2021
2.7500 USD
CALL
SALE
100
95.0000
A
15/01/2021
2.7500 USD
PUT
SALE
800
55.0000
A
15/05/2020
2.9900 USD
CALL
SALE
100
90.0000
A
15/01/2021
3.0400 USD
CALL
SALE
100
90.0000
A
15/01/2021
3.0500 USD
CALL
SALE
100
80.0000
A
19/06/2020
3.4400 USD
CALL
SALE
500
75.0000
A
17/04/2020
3.5600 USD
CALL
SALE
200
80.0000
A
19/06/2020
3.7400 USD
CALL
SALE
100
80.0000
A
15/01/2021
4.7800 USD
PUT
SALE
100
70.0000
A
27/03/2020
5.2100 USD
PUT
SALE
200
70.0000
A
27/03/2020
5.2100 USD
PUT
SALE
100
50.0000
A
15/01/2021
7.0800 USD
PUT
SALE
100
65.0000
A
19/06/2020
7.8000 USD
PUT
SALE
100
60.0000
A
15/01/2021
9.8300 USD
PUT
SALE
2,400
60.0000
A
15/01/2021
10.2500 USD
PUT
SALE
100
70.0000
A
19/06/2020
10.7000 USD
PUT
SALE
500
65.0000
A
15/01/2021
10.9100 USD
PUT
SALE
100
85.0000
A
20/03/2020
14.7600 USD
PUT
SALE
100
70.0000
A
15/01/2021
16.2500 USD
PUT
SALE
100
85.0000
A
20/03/2020
19.1800 USD
PUT
SALE
100
85.0000
A
19/06/2020
19.4300 USD
CALL
SALE
400
50.0000
A
18/09/2020
21.0500 USD
PUT
SALE
1,000
87.5000
A
15/05/2020
22.5600 USD
PUT
SALE
200
92.5000
A
03/04/2020
23.9600 USD
PUT
SALE
500
90.0000
A
19/06/2020
25.1300 USD
PUT
SALE
100
95.0000
A
18/09/2020
30.0400 USD
(ii) Exercising
Product name, eg call option
Number of securities
Exercise price per unit (Note 3)
PUT
500
87.0000 USD
PUT
36,500
87.5000 USD
PUT
100
95.5000 USD
PUT
100
96.5000 USD
PUT
1,200
84.0000 USD
PUT
2,400
85.0000 USD
PUT
700
86.0000 USD
PUT
2,400
89.5000 USD
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
19 MARCH 2020
Contact Name
Craig Horsley
Telephone Number
+44(141) 245 7736
Name of offeree/offeror with which connected
ABBVIE INC.
Nature of connection (Note 6)
Advisory
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDISESFEFSUESSELD
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