REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

20/03/2020 11:45

RNS Number : 0055H
  
Morgan Stanley & Co. LLC
  
20 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   19 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,987,875


 74.8500 USD


 65.3500 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  3,103,518


 74.8500 USD


 65.0527 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 100


 82.5000


A


 17/04/2020


 1.3500 USD




 CALL


 SALE


 100


 82.5000


A


 17/04/2020


 0.9600 USD




 CALL


 SALE


 100


 60.0000


A


 21/08/2020


 13.4200 USD




 CALL


 SALE


 900


 60.0000


A


 21/08/2020


 13.5000 USD




 CALL


 PURCHASE


 1,000


 80.0000


A


 20/03/2020


 0.0800 USD




 CALL


 PURCHASE


 100


 87.5000


A


 17/04/2020


 0.6500 USD




 CALL


 PURCHASE


 800


 75.0000


A


 20/03/2020


 0.7500 USD




 CALL


 PURCHASE


 200


 76.0000


A


 27/03/2020


 1.0400 USD




 CALL


 PURCHASE


 100


 92.5000


A


 19/06/2020


 1.4400 USD




 CALL


 PURCHASE


 100


 92.5000


A


 19/06/2020


 1.4500 USD




 CALL


 PURCHASE


 100


 74.0000


A


 20/03/2020


 1.5000 USD




 CALL


 PURCHASE


 100


 92.5000


A


 19/06/2020


 1.6100 USD




 CALL


 PURCHASE


 100


 92.5000


A


 19/06/2020


 1.6100 USD




 PUT


 PURCHASE


 200


 64.0000


A


 27/03/2020


 1.6300 USD




 CALL


 PURCHASE


 200


 90.0000


A


 19/06/2020


 1.7700 USD




 CALL


 PURCHASE


 100


 90.0000


A


 19/06/2020


 1.7700 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 1.9100 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 1.9100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 2.0100 USD




 CALL


 PURCHASE


 300


 90.0000


A


 19/06/2020


 2.4200 USD




 CALL


 PURCHASE


 400


 85.0000


A


 19/06/2020


 2.5100 USD




 CALL


 PURCHASE


 300


 80.0000


A


 19/06/2020


 3.1600 USD




 CALL


 PURCHASE


 100


 95.0000


A


 15/01/2021


 3.2500 USD




 CALL


 PURCHASE


 100


 70.0000


A


 20/03/2020


 4.0200 USD




 CALL


 PURCHASE


 100


 87.5000


A


 15/01/2021


 4.5000 USD




 CALL


 PURCHASE


 1,100


 80.0000


A


 15/01/2021


 6.6000 USD




 CALL


 PURCHASE


 100


 67.5000


A


 19/06/2020


 7.9600 USD




 CALL


 PURCHASE


 100


 67.5000


A


 19/06/2020


 7.9600 USD




 CALL


 PURCHASE


 100


 72.5000


A


 19/06/2020


 8.1400 USD




 PUT


 PURCHASE


 100


 60.0000


A


 15/01/2021


 8.6300 USD




 CALL


 PURCHASE


 100


 77.5000


A


 21/01/2022


 9.0000 USD




 CALL


 PURCHASE


 500


 72.5000


A


 15/01/2021


 9.8500 USD




 PUT


 PURCHASE


 1,000


 65.0000


A


 15/01/2021


 10.8200 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/01/2021


 11.9800 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/01/2021


 11.9800 USD




 CALL


 SALE


 200


 80.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 200


 90.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 100


 90.0000


A


 20/03/2020


 0.0200 USD




 CALL


 SALE


 1,000


 97.5000


A


 17/04/2020


 0.1600 USD




 CALL


 SALE


 200


 84.0000


A


 20/03/2020


 0.2400 USD




 CALL


 SALE


 100


 80.0000


A


 27/03/2020


 0.3700 USD




 CALL


 SALE


 300


 87.0000


A


 27/03/2020


 0.4200 USD




 CALL


 SALE


 100


 90.0000


A


 17/04/2020


 0.4800 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.5100 USD




 CALL


 SALE


 100


 80.0000


A


 27/03/2020


 0.6300 USD




 CALL


 SALE


 300


 95.0000


A


 15/05/2020


 0.8200 USD




 CALL


 SALE


 500


 90.0000


A


 15/05/2020


 0.9100 USD




 CALL


 SALE


 200


 70.0000


A


 20/03/2020


 1.2600 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 1.5200 USD




 CALL


 SALE


 100


 80.0000


A


 17/04/2020


 1.6000 USD




 CALL


 SALE


 200


 70.0000


A


 20/03/2020


 1.7500 USD




 CALL


 SALE


 100


 70.0000


A


 20/03/2020


 1.7500 USD




 CALL


 SALE


 100


 75.0000


A


 27/03/2020


 1.9600 USD




 PUT


 SALE


 100


 75.0000


A


 20/03/2020


 2.2800 USD




 CALL


 SALE


 1,000


 75.0000


A


 27/03/2020


 2.3800 USD




 CALL


 SALE


 100


 82.5000


A


 19/06/2020


 2.5600 USD




 CALL


 SALE


 100


 95.0000


A


 15/01/2021


 2.7800 USD




 CALL


 SALE


 100


 70.0000


A


 17/04/2020


 5.5500 USD




 PUT


 SALE


 200


 65.0000


A


 15/05/2020


 6.2900 USD




 CALL


 SALE


 1,100


 75.0000


A


 18/09/2020


 6.3600 USD




 CALL


 SALE


 100


 77.5000


A


 15/01/2021


 6.8100 USD




 CALL


 SALE


 100


 70.0000


A


 17/04/2020


 7.3500 USD




 PUT


 SALE


 100


 60.0000


A


 15/01/2021


 11.1400 USD




 CALL


 SALE


 100


 67.5000


A


 21/08/2020


 11.8500 USD




 PUT


 SALE


 100


 80.0000


A


 20/03/2020


 12.2700 USD




 CALL


 SALE


 100


 62.5000


A


 15/01/2021


 13.7300 USD




 PUT


 SALE


 100


 80.0000


A


 17/04/2020


 14.7100 USD




 PUT


 SALE


 100


 70.0000


A


 15/01/2021


 15.1800 USD




 PUT


 SALE


 100


 80.0000


A


 15/05/2020


 16.4900 USD




 PUT


 SALE


 1,000


 72.5000


A


 15/01/2021


 16.6800 USD




 PUT


 SALE


 300


 80.0000


A


 15/01/2021


 18.3800 USD




 PUT


 SALE


 200


 80.0000


A


 15/01/2021


 18.3800 USD




 PUT


 SALE


 100


 80.0000


A


 18/09/2020


 19.0500 USD




 PUT


 SALE


 100


 85.0000


A


 15/05/2020


 19.8100 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 400


 96.0000  USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 20 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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