REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

23/03/2020 12:20

RNS Number : 1915H
  
Morgan Stanley & Co. LLC
  
23 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   20 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,173,562


 75.2500 USD


 66.8100 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,054,430


 75.2500 USD


 66.8100 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 200


 77.5000


A


 17/04/2020


 2.2200 USD




 CALL


 PURCHASE


 3,200


 80.0000


A


 21/08/2020


 3.5000 USD




 CALL


 PURCHASE


 1,000


 85.0000


A


 21/08/2020


 3.8000 USD




 CALL


 PURCHASE


 100


 60.0000


A


 21/08/2020


 13.5000 USD




 CALL


 SALE


 400


 71.0000


A


 20/03/2020


 0.3000 USD




 CALL


 SALE


 100


 71.0000


A


 20/03/2020


 0.7700 USD




 PUT


 PURCHASE


 300


 65.0000


A


 20/03/2020


 0.0700 USD




 CALL


 PURCHASE


 100


 100.0000


A


 15/05/2020


 0.2300 USD




 CALL


 PURCHASE


 1,000


 87.5000


A


 15/05/2020


 0.6100 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 0.8400 USD




 CALL


 PURCHASE


 100


 85.0000


A


 15/05/2020


 0.8400 USD




 CALL


 PURCHASE


 1,000


 70.0000


A


 20/03/2020


 0.8600 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 0.8900 USD




 PUT


 PURCHASE


 100


 65.0000


A


 27/03/2020


 1.3700 USD




 CALL


 PURCHASE


 200


 75.0000


A


 27/03/2020


 1.6000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 17/04/2020


 1.6200 USD




 PUT


 PURCHASE


 100


 50.0000


A


 19/06/2020


 1.8100 USD




 CALL


 PURCHASE


 1,100


 82.5000


A


 15/05/2020


 1.9000 USD




 CALL


 PURCHASE


 100


 82.5000


A


 15/05/2020


 1.9000 USD




 CALL


 PURCHASE


 1,100


 82.5000


A


 15/05/2020


 1.9000 USD




 CALL


 PURCHASE


 100


 79.5000


A


 01/05/2020


 2.3400 USD




 CALL


 PURCHASE


 100


 72.5000


A


 17/04/2020


 2.3900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 2.7700 USD




 PUT


 PURCHASE


 100


 62.5000


A


 17/04/2020


 2.8500 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 3.4900 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 3.5000 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 3.6600 USD




 CALL


 PURCHASE


 300


 72.5000


A


 15/05/2020


 3.6600 USD




 CALL


 PURCHASE


 100


 70.0000


A


 03/04/2020


 3.8800 USD




 CALL


 PURCHASE


 100


 70.0000


A


 03/04/2020


 3.8800 USD




 CALL


 PURCHASE


 500


 85.0000


A


 15/01/2021


 4.0600 USD




 CALL


 PURCHASE


 300


 75.0000


A


 19/06/2020


 4.2200 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.2300 USD




 PUT


 PURCHASE


 1,000


 70.0000


A


 09/04/2020


 4.7500 USD




 CALL


 PURCHASE


 100


 82.5000


A


 15/01/2021


 4.8500 USD




 CALL


 PURCHASE


 100


 68.0000


A


 09/04/2020


 5.0500 USD




 PUT


 PURCHASE


 100


 67.5000


A


 17/04/2020


 5.0700 USD




 PUT


 PURCHASE


 100


 67.5000


A


 15/05/2020


 5.3100 USD




 CALL


 PURCHASE


 100


 65.0000


A


 17/04/2020


 6.6700 USD




 CALL


 PURCHASE


 100


 75.0000


A


 15/01/2021


 8.0100 USD




 CALL


 PURCHASE


 900


 75.0000


A


 15/01/2021


 8.0100 USD




 CALL


 PURCHASE


 1,900


 65.0000


A


 15/05/2020


 8.1500 USD




 CALL


 PURCHASE


 500


 65.0000


A


 19/06/2020


 9.2800 USD




 PUT


 PURCHASE


 200


 65.0000


A


 15/01/2021


 11.0000 USD




 PUT


 PURCHASE


 100


 80.0000


A


 03/04/2020


 12.2700 USD




 PUT


 PURCHASE


 100


 70.0000


A


 15/01/2021


 14.0600 USD




 PUT


 PURCHASE


 900


 82.5000


A


 17/04/2020


 14.6600 USD




 PUT


 PURCHASE


 100


 82.5000


A


 17/04/2020


 14.6600 USD




 CALL


 SALE


 100


 91.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 100


 91.0000


A


 20/03/2020


 0.0100 USD




 CALL


 SALE


 100


 80.0000


A


 20/03/2020


 0.0100 USD




 PUT


 SALE


 100


 65.0000


A


 20/03/2020


 0.1300 USD




 CALL


 SALE


 100


 95.0000


A


 15/05/2020


 0.3700 USD




 CALL


 SALE


 200


 82.5000


A


 15/05/2020


 1.3200 USD




 CALL


 SALE


 500


 80.0000


A


 15/05/2020


 1.7800 USD




 CALL


 SALE


 500


 80.0000


A


 15/05/2020


 1.7800 USD




 CALL


 SALE


 200


 80.0000


A


 15/05/2020


 1.9800 USD




 PUT


 SALE


 500


 70.0000


A


 20/03/2020


 3.1700 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 3.5900 USD




 CALL


 SALE


 100


 70.0000


A


 17/04/2020


 3.8100 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.3000 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.3000 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.3300 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.4000 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.4000 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.4800 USD




 CALL


 SALE


 100


 72.5000


A


 15/05/2020


 4.5200 USD




 PUT


 SALE


 100


 72.5000


A


 18/09/2020


 11.8800 USD




 PUT


 SALE


 600


 90.0000


A


 15/05/2020


 21.9300 USD




 CALL


 SALE


 200


 50.0000


A


 21/01/2022


 23.1800 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 300


 93.0000 USD




 PUT


 900


 94.0000 USD




 PUT


 200


 90.0000 USD




 PUT


 100


 93.5000 USD




 PUT


 100


 94.5000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 23 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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