REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

24/03/2020 11:20

RNS Number : 3635H
  
Morgan Stanley & Co. LLC
  
24 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   23 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,792,058


 69.2500 USD


 62.5500 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,666,064


 69.2500 USD


 62.5500 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 500


 80.0000


A


 27/03/2020


 0.0600 USD




 CALL


 PURCHASE


 100


 92.5000


A


 15/05/2020


 0.2000 USD




 CALL


 PURCHASE


 600


 100.0000


A


 21/08/2020


 0.3100 USD




 CALL


 PURCHASE


 1,400


 85.0000


A


 15/05/2020


 0.4200 USD




 CALL


 PURCHASE


 600


 85.0000


A


 15/05/2020


 0.4300 USD




 CALL


 PURCHASE


 100


 72.0000


A


 03/04/2020


 1.0800 USD




 PUT


 PURCHASE


 500


 60.0000


A


 27/03/2020


 1.0900 USD




 CALL


 PURCHASE


 200


 72.5000


A


 17/04/2020


 1.2000 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 1.2100 USD




 CALL


 PURCHASE


 200


 75.0000


A


 17/04/2020


 1.2100 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 1.2700 USD




 CALL


 PURCHASE


 500


 75.0000


A


 15/05/2020


 1.5300 USD




 CALL


 PURCHASE


 500


 75.0000


A


 15/05/2020


 1.5300 USD




 PUT


 PURCHASE


 1,000


 55.0000


A


 17/04/2020


 1.5300 USD




 PUT


 PURCHASE


 100


 60.0000


A


 27/03/2020


 1.6300 USD




 PUT


 PURCHASE


 100


 60.0000


A


 27/03/2020


 1.7900 USD




 CALL


 PURCHASE


 100


 67.0000


A


 27/03/2020


 1.9300 USD




 CALL


 PURCHASE


 200


 80.0000


A


 21/08/2020


 1.9900 USD




 CALL


 PURCHASE


 100


 70.0000


A


 17/04/2020


 2.0700 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 2.4200 USD




 PUT


 PURCHASE


 100


 47.5000


A


 21/08/2020


 3.0900 USD




 CALL


 PURCHASE


 500


 67.5000


A


 17/04/2020


 3.2200 USD




 CALL


 PURCHASE


 500


 67.5000


A


 17/04/2020


 3.2200 USD




 CALL


 PURCHASE


 100


 72.5000


A


 21/08/2020


 3.5900 USD




 CALL


 PURCHASE


 100


 67.0000


A


 01/05/2020


 3.6600 USD




 CALL


 PURCHASE


 500


 65.0000


A


 03/04/2020


 4.0000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 15/01/2021


 4.1100 USD




 PUT


 PURCHASE


 100


 60.0000


A


 15/05/2020


 4.2700 USD




 PUT


 PURCHASE


 100


 65.0000


A


 09/04/2020


 5.1300 USD




 PUT


 PURCHASE


 100


 68.0000


A


 09/04/2020


 5.4400 USD




 PUT


 PURCHASE


 100


 55.0000


A


 20/11/2020


 6.3300 USD




 PUT


 PURCHASE


 400


 62.5000


A


 19/06/2020


 7.1300 USD




 CALL


 PURCHASE


 300


 70.0000


A


 15/01/2021


 7.4700 USD




 CALL


 PURCHASE


 2,500


 70.0000


A


 15/01/2021


 7.6300 USD




 PUT


 PURCHASE


 100


 70.0000


A


 09/04/2020


 7.8900 USD




 PUT


 PURCHASE


 100


 70.0000


A


 17/04/2020


 8.9300 USD




 CALL


 PURCHASE


 100


 65.0000


A


 15/01/2021


 9.5600 USD




 CALL


 PURCHASE


 900


 65.0000


A


 21/01/2022


 11.2500 USD




 PUT


 PURCHASE


 100


 65.0000


A


 15/01/2021


 13.3000 USD




 PUT


 PURCHASE


 100


 65.0000


A


 15/01/2021


 13.3000 USD




 PUT


 PURCHASE


 100


 77.5000


A


 19/06/2020


 14.8400 USD




 PUT


 PURCHASE


 100


 80.0000


A


 15/05/2020


 16.5000 USD




 PUT


 PURCHASE


 100


 62.5000


A


 21/01/2022


 17.8000 USD




 PUT


 PURCHASE


 100


 67.5000


A


 21/01/2022


 21.6800 USD




 CALL


 SALE


 200


 100.0000


A


 15/05/2020


 0.0800 USD




 CALL


 SALE


 100


 100.0000


A


 15/05/2020


 0.0800 USD




 CALL


 SALE


 400


 97.5000


A


 17/04/2020


 0.0800 USD




 CALL


 SALE


 500


 97.5000


A


 17/04/2020


 0.0800 USD




 CALL


 SALE


 100


 80.0000


A


 27/03/2020


 0.1000 USD




 CALL


 SALE


 100


 95.0000


A


 15/05/2020


 0.1400 USD




 CALL


 SALE


 100


 95.0000


A


 15/05/2020


 0.1400 USD




 CALL


 SALE


 200


 76.0000


A


 03/04/2020


 0.3400 USD




 CALL


 SALE


 200


 95.0000


A


 19/06/2020


 0.3500 USD




 CALL


 SALE


 200


 95.0000


A


 19/06/2020


 0.3500 USD




 CALL


 SALE


 100


 70.0000


A


 27/03/2020


 0.7000 USD




 CALL


 SALE


 100


 70.0000


A


 27/03/2020


 0.7000 USD




 CALL


 SALE


 300


 70.0000


A


 27/03/2020


 0.7000 USD




 CALL


 SALE


 100


 95.0000


A


 21/08/2020


 0.7000 USD




 CALL


 SALE


 300


 135.0000


A


 21/01/2022


 1.0300 USD




 PUT


 SALE


 100


 59.0000


A


 27/03/2020


 1.0600 USD




 CALL


 SALE


 100


 72.5000


A


 17/04/2020


 1.9700 USD




 CALL


 SALE


 500


 69.0000


A


 09/04/2020


 2.0000 USD




 CALL


 SALE


 100


 64.0000


A


 27/03/2020


 2.4500 USD




 CALL


 SALE


 100


 85.0000


A


 15/01/2021


 2.7500 USD




 PUT


 SALE


 100


 65.0000


A


 03/04/2020


 3.6600 USD




 PUT


 SALE


 400


 62.5000


A


 17/04/2020


 4.0800 USD




 PUT


 SALE


 100


 62.5000


A


 17/04/2020


 4.0800 USD




 PUT


 SALE


 500


 62.5000


A


 17/04/2020


 4.0800 USD




 CALL


 SALE


 100


 80.0000


A


 15/01/2021


 4.1200 USD




 CALL


 SALE


 100


 80.0000


A


 15/01/2021


 4.1200 USD




 PUT


 SALE


 100


 60.0000


A


 15/05/2020


 4.3500 USD




 PUT


 SALE


 100


 60.0000


A


 15/05/2020


 4.3500 USD




 CALL


 SALE


 200


 63.0000


A


 24/04/2020


 4.7100 USD




 CALL


 SALE


 100


 75.0000


A


 15/01/2021


 5.1200 USD




 CALL


 SALE


 100


 77.5000


A


 15/01/2021


 5.1700 USD




 CALL


 SALE


 100


 77.5000


A


 15/01/2021


 5.1700 USD




 CALL


 SALE


 1,000


 70.0000


A


 18/09/2020


 6.0900 USD




 PUT


 SALE


 100


 72.0000


A


 27/03/2020


 6.7100 USD




 CALL


 SALE


 1,000


 70.0000


A


 15/01/2021


 6.7600 USD




 CALL


 SALE


 100


 67.5000


A


 15/01/2021


 8.3200 USD




 PUT


 SALE


 100


 70.0000


A


 15/05/2020


 10.1500 USD




 PUT


 SALE


 100


 75.0000


A


 27/03/2020


 11.3800 USD




 PUT


 SALE


 1,900


 72.5000


A


 18/09/2020


 14.0300 USD




 PUT


 SALE


 100


 72.5000


A


 18/09/2020


 14.0300 USD




 PUT


 SALE


 200


 70.0000


A


 15/01/2021


 15.6000 USD




 PUT


 SALE


 100


 62.5000


A


 21/01/2022


 16.9900 USD




 CALL


 SALE


 300


 47.5000


A


 18/09/2020


 17.9000 USD




 CALL


 SALE


 100


 47.5000


A


 18/09/2020


 17.9000 USD




 PUT


 SALE


 100


 80.0000


A


 15/05/2020


 17.9900 USD




 PUT


 SALE


 100


 65.0000


A


 21/01/2022


 19.4200 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 300


 87.0000 USD




 PUT


 600


 90.0000 USD




 PUT


 100


 89.5000 USD




 PUT


 100


 89.0000 USD




 PUT


 2,000


 88.0000 USD




 PUT


 10,400


 85.0000 USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 24 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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