REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

25/03/2020 11:25

RNS Number : 5426H
  
Morgan Stanley & Co. LLC
  
25 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   24 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,510,668


 71.8200 USD


 66.4100 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,648,685


 71.8000 USD


 66.4100 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 200


 70.0000


A


 27/03/2020


 2.0200 USD




 CALL


 PURCHASE


 900


 70.0000


A


 27/03/2020


 2.2500 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 2.2500 USD




 CALL


 SALE


 100


 90.0000


A


 27/03/2020


 0.0200 USD




 CALL


 SALE


 100


 90.0000


A


 27/03/2020


 0.0200 USD




 CALL


 SALE


 100


 70.0000


A


 27/03/2020


 1.5500 USD




 CALL


 SALE


 200


 70.0000


A


 27/03/2020


 2.0500 USD




 PUT


 PURCHASE


 1,000


 60.0000


A


 27/03/2020


 0.4100 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 0.4700 USD




 CALL


 PURCHASE


 200


 73.0000


A


 27/03/2020


 0.8100 USD




 CALL


 PURCHASE


 300


 100.0000


A


 18/09/2020


 0.8500 USD




 CALL


 PURCHASE


 100


 72.0000


A


 27/03/2020


 1.1900 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 1.5000 USD




 CALL


 PURCHASE


 100


 80.0000


A


 19/06/2020


 1.6900 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 1.8200 USD




 CALL


 PURCHASE


 100


 85.0000


A


 18/09/2020


 2.4300 USD




 CALL


 PURCHASE


 100


 85.0000


A


 18/09/2020


 2.4300 USD




 CALL


 PURCHASE


 100


 85.0000


A


 18/09/2020


 2.4300 USD




 PUT


 PURCHASE


 200


 55.0000


A


 21/08/2020


 3.9900 USD




 PUT


 PURCHASE


 100


 55.0000


A


 21/08/2020


 3.9900 USD




 PUT


 PURCHASE


 100


 55.0000


A


 21/08/2020


 3.9900 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.2500 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.2800 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/05/2020


 4.3100 USD




 CALL


 PURCHASE


 100


 80.0000


A


 15/01/2021


 4.9800 USD




 CALL


 PURCHASE


 100


 70.0000


A


 19/06/2020


 5.6400 USD




 PUT


 PURCHASE


 100


 80.0000


A


 03/04/2020


 9.3600 USD




 PUT


 PURCHASE


 100


 80.0000


A


 03/04/2020


 9.8100 USD




 CALL


 PURCHASE


 100


 72.5000


A


 21/01/2022


 10.2700 USD




 CALL


 PURCHASE


 9,600


 65.0000


A


 15/01/2021


 10.8500 USD




 CALL


 PURCHASE


 400


 65.0000


A


 15/01/2021


 10.8500 USD




 PUT


 PURCHASE


 200


 80.0000


A


 03/04/2020


 10.8600 USD




 CALL


 PURCHASE


 1,000


 70.0000


A


 21/01/2022


 10.9000 USD




 CALL


 PURCHASE


 100


 60.0000


A


 15/05/2020


 12.7500 USD




 CALL


 PURCHASE


 400


 50.0000


A


 18/09/2020


 20.4600 USD




 CALL


 PURCHASE


 100


 50.0000


A


 18/09/2020


 20.4600 USD




 PUT


 PURCHASE


 500


 75.0000


A


 21/01/2022


 20.8800 USD




 PUT


 PURCHASE


 500


 75.0000


A


 21/01/2022


 20.8800 USD




 PUT


 PURCHASE


 100


 95.0000


A


 19/06/2020


 26.6000 USD




 CALL


 SALE


 100


 101.0000


A


 03/04/2020


 0.0100 USD




 CALL


 SALE


 100


 105.0000


A


 15/05/2020


 0.0700 USD




 CALL


 SALE


 100


 105.0000


A


 15/05/2020


 0.0700 USD




 CALL


 SALE


 100


 105.0000


A


 15/05/2020


 0.0800 USD




 CALL


 SALE


 100


 105.0000


A


 15/05/2020


 0.0800 USD




 CALL


 SALE


 200


 97.5000


A


 17/04/2020


 0.0800 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.1100 USD




 CALL


 SALE


 200


 97.5000


A


 15/05/2020


 0.1800 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.1800 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.2100 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.2100 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 0.2100 USD




 CALL


 SALE


 100


 100.0000


A


 19/06/2020


 0.2200 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.2200 USD




 CALL


 SALE


 100


 97.5000


A


 15/05/2020


 0.2200 USD




 CALL


 SALE


 100


 85.0000


A


 17/04/2020


 0.3400 USD




 CALL


 SALE


 200


 92.5000


A


 15/05/2020


 0.3400 USD




 CALL


 SALE


 100


 92.5000


A


 15/05/2020


 0.3400 USD




 CALL


 SALE


 300


 92.5000


A


 15/05/2020


 0.3500 USD




 CALL


 SALE


 200


 92.5000


A


 15/05/2020


 0.3500 USD




 CALL


 SALE


 100


 92.5000


A


 19/06/2020


 0.4900 USD




 CALL


 SALE


 200


 85.0000


A


 19/06/2020


 0.9200 USD




 CALL


 SALE


 200


 85.0000


A


 19/06/2020


 0.9200 USD




 CALL


 SALE


 400


 85.0000


A


 21/08/2020


 2.2400 USD




 CALL


 SALE


 100


 85.0000


A


 21/08/2020


 2.2400 USD




 CALL


 SALE


 100


 90.0000


A


 15/01/2021


 2.4400 USD




 CALL


 SALE


 200


 90.0000


A


 15/01/2021


 2.4400 USD




 CALL


 SALE


 400


 90.0000


A


 15/01/2021


 2.7900 USD




 PUT


 SALE


 100


 60.0000


A


 19/06/2020


 2.9600 USD




 CALL


 SALE


 100


 75.0000


A


 15/05/2020


 3.3200 USD




 CALL


 SALE


 100


 75.0000


A


 19/06/2020


 4.0000 USD




 CALL


 SALE


 200


 67.0000


A


 01/05/2020


 5.2200 USD




 PUT


 SALE


 300


 78.5000


A


 27/03/2020


 12.0000 USD




 PUT


 SALE


 100


 70.0000


A


 15/01/2021


 12.2400 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 500


 90.5000  USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 25 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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