REG - Morgan Stanley&CoLLC - Rule 38.5 - ABBVIE INC.

Morgan StanleyAnnouncement

26/03/2020 12:10

RNS Number : 7135H
  
Morgan Stanley & Co. LLC
  
26 March 2020
  
 

 
 FORM 38.5 
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2007 (AS AMENDED)
 
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
 
1.             KEY INFORMATION



 Name of exempt market-maker


   Morgan Stanley & Co. LLC




 Company dealt in


   ABBVIE INC.




 Class of relevant security to which the dealings being disclosed relate (Note 1)


  US$0.01 COMMON STOCK




 Date of dealing


   25 MARCH 2020



 
 
2.             DEALINGS (Note 2)
 
(a)           Purchases and sales



 Total number of relevant secuities accquired


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  2,329,616


 70.6600 USD


 65.5700 USD



 



 Total number of relevant secuities disposed


 Highest price paid (Note 3)


 Lowest price paid (Note 3)




  5,076


 1,655.1300 MXN


 1,655.1300 MXN




  2,304,486


 70.6800 USD


 65.5700 USD



 
 
(b)           Derivatives transactions (other than options transactions)
 



 Product name, e.g. CFD


 Nature of transaction 
                (Note 4)


 Number of relevant securities 
                (Note 5)


 Price per unit




 N/A


 N/A


 N/A


 N/A 



 
 
(c)            Options transactions in respect of existing relevant securities
 
i)           Writing, selling, purchasing or varying
 



 Product name, eg call option


 Writing, selling, purchasing, varying etc


 Number of securities to which the option relates (Note 5)


 Exercise Price


 Type, e.g American, European etc 


 Expiry Date 


 Option money paid/received per unit (Note 3)




 CALL


 PURCHASE


 200


 75.0000


A


 27/03/2020


 0.2100 USD




 CALL


 PURCHASE


 100


 75.0000


A


 27/03/2020


 0.2100 USD




 CALL


 PURCHASE


 1,000


 75.0000


A


 27/03/2020


 0.2400 USD




 CALL


 PURCHASE


 100


 80.0000


A


 21/01/2022


 6.4100 USD




 PUT


 PURCHASE


 100


 75.0000


A


 27/03/2020


 8.0000 USD




 CALL


 SALE


 100


 90.0000


A


 21/01/2022


 5.1800 USD




 CALL


 PURCHASE


 100


 78.5000


A


 27/03/2020


 0.0600 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 0.7500 USD




 CALL


 PURCHASE


 200


 73.0000


A


 27/03/2020


 0.9500 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 1.0100 USD




 PUT


 PURCHASE


 600


 63.0000


A


 27/03/2020


 1.0100 USD




 PUT


 PURCHASE


 100


 63.0000


A


 27/03/2020


 1.1000 USD




 CALL


 PURCHASE


 700


 70.0000


A


 27/03/2020


 1.1300 USD




 CALL


 PURCHASE


 1,000


 90.0000


A


 18/09/2020


 1.1700 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 1.2700 USD




 CALL


 PURCHASE


 100


 70.0000


A


 27/03/2020


 1.2700 USD




 PUT


 PURCHASE


 200


 50.0000


A


 19/06/2020


 1.5300 USD




 PUT


 PURCHASE


 300


 50.0000


A


 19/06/2020


 1.5300 USD




 CALL


 PURCHASE


 300


 80.0000


A


 19/06/2020


 1.5400 USD




 PUT


 PURCHASE


 100


 63.0000


A


 27/03/2020


 1.5500 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 1.6200 USD




 PUT


 PURCHASE


 100


 67.0000


A


 27/03/2020


 1.7100 USD




 PUT


 PURCHASE


 500


 65.0000


A


 27/03/2020


 1.7500 USD




 PUT


 PURCHASE


 1,000


 68.0000


A


 27/03/2020


 1.8100 USD




 CALL


 PURCHASE


 400


 75.0000


A


 15/05/2020


 1.8300 USD




 CALL


 PURCHASE


 500


 90.0000


A


 15/01/2021


 1.8900 USD




 CALL


 PURCHASE


 300


 69.0000


A


 03/04/2020


 1.9300 USD




 CALL


 PURCHASE


 100


 69.0000


A


 27/03/2020


 2.1300 USD




 CALL


 PURCHASE


 400


 67.0000


A


 27/03/2020


 2.1500 USD




 PUT


 PURCHASE


 100


 57.5000


A


 15/05/2020


 2.2200 USD




 PUT


 PURCHASE


 100


 57.5000


A


 15/05/2020


 2.2200 USD




 CALL


 PURCHASE


 100


 75.0000


A


 17/04/2020


 2.2200 USD




 PUT


 PURCHASE


 200


 66.0000


A


 27/03/2020


 2.4000 USD




 CALL


 PURCHASE


 300


 75.0000


A


 24/04/2020


 2.5700 USD




 PUT


 PURCHASE


 200


 65.0000


A


 09/04/2020


 3.0400 USD




 PUT


 PURCHASE


 100


 65.0000


A


 09/04/2020


 3.0400 USD




 CALL


 PURCHASE


 400


 66.0000


A


 03/04/2020


 3.5400 USD




 PUT


 PURCHASE


 100


 65.0000


A


 17/04/2020


 4.2900 USD




 PUT


 PURCHASE


 100


 65.0000


A


 17/04/2020


 4.2900 USD




 PUT


 PURCHASE


 100


 65.0000


A


 17/04/2020


 4.2900 USD




 CALL


 PURCHASE


 100


 67.5000


A


 15/05/2020


 4.5600 USD




 PUT


 PURCHASE


 100


 68.0000


A


 17/04/2020


 5.0000 USD




 PUT


 PURCHASE


 100


 65.0000


A


 19/06/2020


 5.0300 USD




 CALL


 PURCHASE


 200


 67.5000


A


 15/05/2020


 6.0500 USD




 CALL


 PURCHASE


 100


 70.0000


A


 15/01/2021


 6.5400 USD




 CALL


 PURCHASE


 100


 72.5000


A


 15/01/2021


 6.6600 USD




 PUT


 PURCHASE


 100


 79.0000


A


 27/03/2020


 9.9900 USD




 CALL


 PURCHASE


 100


 57.5000


A


 15/01/2021


 14.0800 USD




 CALL


 PURCHASE


 100


 57.5000


A


 15/01/2021


 14.0800 USD




 CALL


 SALE


 100


 100.0000


A


 15/05/2020


 0.1000 USD




 CALL


 SALE


 100


 100.0000


A


 15/05/2020


 0.1000 USD




 CALL


 SALE


 100


 105.0000


A


 19/06/2020


 0.1800 USD




 CALL


 SALE


 100


 78.0000


A


 27/03/2020


 0.2400 USD




 PUT


 SALE


 500


 50.0000


A


 27/03/2020


 0.2500 USD




 CALL


 SALE


 100


 90.0000


A


 15/05/2020


 0.3600 USD




 CALL


 SALE


 100


 90.0000


A


 15/05/2020


 0.3600 USD




 CALL


 SALE


 1,500


 90.0000


A


 19/06/2020


 0.4000 USD




 CALL


 SALE


 100


 90.0000


A


 15/05/2020


 0.4100 USD




 CALL


 SALE


 100


 110.0000


A


 15/01/2021


 0.6400 USD




 PUT


 SALE


 100


 40.0000


A


 19/06/2020


 0.7900 USD




 CALL


 SALE


 100


 105.0000


A


 15/01/2021


 0.8200 USD




 CALL


 SALE


 100


 100.0000


A


 15/01/2021


 1.1300 USD




 CALL


 SALE


 100


 73.0000


A


 17/04/2020


 1.9400 USD




 CALL


 SALE


 100


 90.0000


A


 15/01/2021


 2.4800 USD




 PUT


 SALE


 200


 60.0000


A


 24/04/2020


 2.5000 USD




 CALL


 SALE


 100


 85.0000


A


 15/01/2021


 3.0800 USD




 CALL


 SALE


 100


 85.0000


A


 15/01/2021


 3.0800 USD




 CALL


 SALE


 100


 80.0000


A


 15/01/2021


 4.3500 USD




 CALL


 SALE


 200


 80.0000


A


 15/01/2021


 4.3500 USD




 CALL


 SALE


 200


 80.0000


A


 15/01/2021


 4.3500 USD




 CALL


 SALE


 100


 77.5000


A


 15/01/2021


 4.4600 USD




 CALL


 SALE


 100


 67.5000


A


 19/06/2020


 5.7800 USD




 CALL


 SALE


 100


 70.0000


A


 19/06/2020


 5.9200 USD




 CALL


 SALE


 100


 65.0000


A


 19/06/2020


 6.6700 USD




 CALL


 SALE


 100


 65.0000


A


 19/06/2020


 7.0300 USD




 CALL


 SALE


 100


 65.0000


A


 15/05/2020


 7.6500 USD




 PUT


 SALE


 100


 67.5000


A


 15/01/2021


 11.7600 USD




 CALL


 SALE


 100


 57.5000


A


 19/06/2020


 13.3400 USD



 
(ii) Exercising
 



 Product name, eg call option


 Number of securities


 Exercise price per unit (Note 3)




 PUT


 2,400


 80.0000  USD



 
 
3. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 



Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 




 
 
 
 
 



 
 



 Date of disclosure


 26 MARCH 2020




 Contact Name


Craig Horsley




 Telephone Number


+44(141) 245 7736 




 Name of offeree/offeror with which connected


ABBVIE INC. 




Nature of connection (Note 6)


Advisory 



 


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